Affiliated Issuer definition

Affiliated Issuer means an entity that is an issuer of Securities that is Client’s affiliate.
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Affiliated Issuer means, with respect to any MasterCard Issuer, any other MasterCard Issuer that controls, is controlled by, or is under common control with, such MasterCard Issuer.
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Affiliated Issuer means any other limited liability company (besloten vennootschap met beperkte aansprakelijkheid) or public limited liability company (naamloze vennootschap) incorporated under Dutch law whose shares or depositary receipts for shares (or equivalent negotiable instruments) are admitted to trading on a regulated market in the European Economic Area and (a) which is a Group company of the Company, (b) in respect of which the Company holds a participating interest and whose most recently established turnover represents at least 10 per cent of the Company’s consolidated turnover, or (c) which holds, directly or indirectly, more than 25 per cent of the Company’s issued share capital;
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Examples of Affiliated Issuer in a sentence

  • Investments in issuers considered to be an affiliate/affiliates of the Fund during the period ended March 31, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows: Affiliated Issuer Shares/ Investment Value Held at 12/31/19 Shares/ Investment Value Purchased Shares/ Investment Value Sold Shares/ Investment Value Held at 03/31/20 Value at 03/31/20 Income Net Realized Gain (Loss) (a) Includes net capital gain distributions, if applicable.

  • Investments in issuers considered to be an affiliate/affiliates of the Fund during the period ended April 30, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows: Affiliated Issuer Shares Held at 07/31/19 Shares Purchased Shares Sold Shares Held at 04/30/20 Value at 04/30/20 Income Net Realized Gain (Loss) (a) Includes net capital gain distributions, if applicable.

  • In the case of EU-Chile FTA, there is also a ‘protocol on fishing enterprises” - which would invalidate all the exceptions mentioned in the Chilean and EU schedule if it enters into force.

  • Investments in issuers considered to be an affiliate/affiliates of the Trust during the period ended March 31, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows: Affiliated Issuer Shares Held at 12/31/19 Shares Purchased Shares Sold Shares Held at 03/31/20 Value at 03/31/20 Income Net Realized Gain (Loss)(a) Includes net capital gain distributions, if applicable.

  • Investments in issuers considered to be an affiliate/affiliates of the Fund during the period ended March 31, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows: Affiliated Issuer Shares Held at 12/31/19 Shares Purchased Shares Sold Shares Held at 03/31/20 Value at 03/31/20 Income Net Realized Gain (Loss) (a) Includes net capital gain distributions, if applicable.

  • Investments in issuers considered to be an affiliate/affiliates of the Trust during the period ended March 31, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows: Affiliated Issuer Shares Held at 12/31/19 Shares Purchased Shares Sold Shares Held at 03/31/20 Value at 03/31/20 Income Net Realized Gain (Loss) (a) Includes net capital gain distributions, if applicable.

  • Affiliated Issuer EASTERLY TOTAL HEDGE PORTFOLIOSCHEDULE OF INVESTMENTS (Unaudited) (Continued) February 28, 2022 Notional AmountTOTAL RETURN SWAP - 0.0% Reference Entity Shares TOTAL RETURN SWAP - 0.0%The Deutsche Bank Total Return Swap provides exposure to the daily, total returns of the Easterly Index, a proprietary index of the London Branch of Deutsche Bank AG.

  • For the Purposes of this Offering, reference in the MSA and the Reg A Order Form, including this Deal Sheet, to “Client” apply jointly and severally to Client and Affiliated Issuer.

  • The rate represents the rate in effect at December 31, 2010.d Cost for federal income tax purposes is $3,243,052,978 and net unrealized appreciation consists of:Gross unrealized appreciation $737,080,209Gross unrealized depreciation (78,358,640)Net unrealized appreciation $658,721,569† Affiliated Issuer, as defined under the Investment Company Act of 1940 (ownership of 5% or more of the outstanding voting securities of this issuer)ADR American Depositary Receipt BHD BerhadCNY Chinese Renminbi (Yuan) Cnv.

  • AffiliatesInvestments in issuers considered to be affiliate(s) of the Fund during the period ended July 31, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows: Affiliated Issuer Value at 10/31/20 Purchasesat Cost Proceeds from Sales Net Realized Gain (Loss) Change in Unrealized Appreciation (Depreciation) Value at 07/31/21 Shares Held at 07/31/21(000) Income Capital Gain Distributions from Underlying FundsBlackRock Liquidity Funds: MuniCash .............

Related to Affiliated Issuer

  • Qualified Issuer any commercial bank (a) which has capital and surplus in excess of $250,000,000 and (b) the outstanding long-term debt securities of which are rated at least A by S&P or at least A2 by Moody’s, or carry an equivalent rating by a nationally recognized rating agency if both of the rating agencies named herein cease publishing ratings of investments.

  • Investor Affiliate means (i) the Investor or any of his immediate family members, and any such persons’ respective Affiliates and direct and indirect Subsidiaries, (ii) any sponsor, limited partnerships or entities managed or controlled by the Investor or any of his immediate family, or any of such persons’ respective Affiliates and direct or indirect Subsidiaries, (iii) any trust of the Investor or any of his immediate family, or any of such persons’ respective Affiliates and direct or indirect Subsidiaries or any trust in respect of which any such persons is a trustee, (iv) any partnership of which the Investor or any of his immediate family, or any of such persons’ respective Affiliates or direct or indirect Subsidiaries is a partner that is managed or controlled by the Investor, any of his immediate family or any of such persons’ respective Affiliates or direct or indirect Subsidiaries, and (v) any trust, fund or other entity which is managed by, or is under the control of, the Investor or any of his immediate family, or any of such persons’ respective Affiliates or direct or indirect Subsidiaries, but excluding the Issuer or any of its Subsidiaries.

  • Affiliated Fund means with respect to any Investors, each corporation, trust, limited liability company, general or limited partnership or other entity under common control with that Investor (including any such entity with the same general partner or principal investment advisor as that Investor or with a general partner or principal investment advisor that is an Affiliate of the general partner or principal investment advisor of that Investor).

  • Affiliate means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a Person, as such terms are used in and construed under Rule 405 under the Securities Act.

  • listed issuer means an issuer, any of the securities of which

  • Affiliated Club means a football club affiliated with the League whose application for Membership has been approved in accordance with the Statement of Rules.

  • Affiliated Company means any company controlled by, controlling or under common control with the Company.

  • Affiliated Entity means any entity controlling, controlled by, or under common control with an Insured.

  • Well-Known Seasoned Issuer means a well-known seasoned issuer, as defined in Rule 405.

  • affiliated person promoter" and "principal underwriter" as used in the preceding sentence shall have the meanings assigned to each such term in the Investment Company Act of 1940, as amended.

  • Affiliated Funds are any fund of Xxxx Xxxxxxx Trust (“JHVIT”), Xxxx Xxxxxxx Funds II (“JHF II”) or Xxxx Xxxxxxx Funds III (“JHF III”), excluding the following funds of JHVIT: the Money Market Trust B, 500 Index Trust B, International Equity Index Trust B and Total Bond Market Trust B.

  • Affiliated Party means, with respect to any Purchaser, any person or entity which, directly or indirectly, controls, is controlled by or is under common control with such Purchaser, including, without limitation, any general partner, officer or director of such Purchaser and any venture capital fund now or hereafter existing which is controlled by one or more general partners of, or shares the same management company as, such Purchaser.

  • Affiliated Entities means any legal entity, including any corporation, limited liability company, partnership, not-for-profit corporation, estate planning vehicle or trust, which is directly or indirectly owned or controlled by the Stockholder or his or her descendants or spouse, of which such Stockholder or his or her descendants or spouse are beneficial owners, or which is under joint control or ownership with any other person or entity subject to a lock-up agreement regarding the Common Stock with terms substantially identical to this Agreement.

  • Affiliates means, with respect to any Person, any other Person that, directly or indirectly, controls, or is controlled by, or is under common control with, such Person. As used in this definition, “control” (including, with its correlative meanings, “controlled by” and “under common control with”) shall mean the possession, directly or indirectly, of the power to direct or cause the direction of management or policies of a Person, whether through the ownership of securities or partnership or other ownership interests, by contract or otherwise.

  • L/C Issuer means Bank of America in its capacity as issuer of Letters of Credit hereunder, or any successor issuer of Letters of Credit hereunder.

  • Affiliated Debt Fund means a debt fund or other investment vehicle that is an Affiliate of the Sponsor and that is primarily engaged in, or advises funds or other investment vehicles that are engaged in, making, purchasing, holding or otherwise investing in commercial loans, notes, bonds and similar extensions of credit or securities in the ordinary course of its business and whose managers have fiduciary duties to the investors therein independent of or in addition to their duties to the Sponsor or any of its Affiliates.

  • BHC Affiliate has the meaning assigned to the term “affiliate” in, and shall be interpreted in accordance with, 12 U.S.C. §1841(k).

  • Co-Issuer means the Person named as the “Co-Issuer” in the first paragraph of this Indenture, until a successor Person shall have become such pursuant to the applicable provisions of this Indenture, and thereafter “Co-Issuer” shall mean such successor Person.

  • Fortress means Fortress Investment Group LLC.

  • Ultimate Parent Company means a company which owns at least twenty six percent (26%) equity in the Bidding Company or Member of a Consortium, (as the case may be) and in the Technically Evaluated Entity and/or Financially Evaluated Entity (as the case may be) and such Bidding Company or Member of a Consortium, (as the case may be) and the Technically Evaluated Entity and/or Financially Evaluated Entity (as the case may be) shall be under the direct control or indirectly under the common control of such company;

  • Controlled Affiliates means, with respect to a specified Person, another Person that directly, or indirectly through one or more intermediaries, has Majority Control of or is Majority Controlled by or is under common Majority Control with the Person specified.

  • Affiliate Member means an individual who is an umpire, referee, coach or other official who is associated with the Association but who is not an Individual Member.

  • Affiliated Lender means, at any time, any Lender that is the Sponsor or an Affiliate of the Sponsor (other than Holdings, the Borrower or any of their respective Subsidiaries) at such time.

  • SEC issuer means an issuer that

  • Affiliated Manager means any Manager in which Borrower, Principal, or Guarantor has, directly or indirectly, any legal, beneficial or economic interest.

  • Fund Affiliate shall include any person or entity that would be defined as an affiliated person under the 1940 Act.