Actively Traded Security definition

Actively Traded Security means, as of any date of determination, a Security of an entity with $2,000,000 average daily trading volume during the preceding 60-day period.
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Actively Traded Security means, as of any date of determination, a Security of an entity with
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Examples of Actively Traded Security in a sentence

  • The Common Units are an Actively Traded Security on the date of determination of the offering price of any Units.

  • In the event the Common Units become an Actively Traded Security, the Company will notify the Manager of such event as soon as practicable, and deliver to the Manager a certificate (the “Regulation M Certificate”) of the Company signed by its Chief Executive Officer and its Chief Financial Officer, stating that the Company represents, on the date specified in such certificate, that the Common Units are an Actively Traded Security.

Related to Actively Traded Security

  • exchange-traded security means a security that is listed on a recognized exchange or is quoted on a recognized quotation and trade reporting system or is listed on an exchange or quoted on a quotation and trade reporting system that is recognized for the purposes of National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules;

  • Traded Securities means any debt or equity securities issued pursuant to a public offering or Rule 144A offering.

  • Publicly Traded Securities means shares of common stock that are listed or quoted on any of The New York Stock Exchange, The NASDAQ Global Select Market or The NASDAQ Global Market (or any of their respective successors) or will be so listed or quoted when issued or exchanged in connection with a Fundamental Change described in clause (b) of the definition thereof.

  • Exchange Traded Fund means a mutual fund scheme that invests in securities in the same proportion as an index of securities and the units of exchange traded fund are mandatorily listed and traded on exchange platform.

  • Exempt Security means any: (1) direct obligation of the Government of the United States, including all state and municipal obligations; (2) bankers’ acceptance, bank certificate of deposit, commercial paper, bank repurchase agreement and other high quality short-term debt instrument; (3) shares issued by registered open-end mutual funds (including money-market funds) and unit investment trusts, in each case provided they are not Reportable Funds or ETFs (as such terms are defined herein); and (4) Securities in an account over which you do not have any direct or indirect influence or Control (note that there is a presumption that you can exert some measure of influence or control over accounts held by members of your immediate family sharing the same household, but this presumption may be rebutted by convincing evidence acceptable to the Chief Compliance Officer in accordance with this Code);