WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • June 19th, 2008 • American Security Resources Corp. • Motors & generators • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT FOR DISTRIBUTION, AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED NEITHER THE WARRANT NOR THE SHARES MAY BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR PURSUANT TO RULE 144 OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY AND ITS COUNSEL THAT SUCH REGISTRATION IS NOT REQUIRED. THIS WARRANT MUST BE SURRENDERED TO THE COMPANY OR ITS TRANSFER AGENT AS A CONDITION PRECEDENT TO THE SALE, PLEDGE OR OTHER TRANSFER OF ANY INTEREST IN THIS WARRANT OR THE SHARES ISSUABLE HEREUNDER.
AMENDMENT TO Warrant to Purchase COMMON StockWarrant to Purchase Common Stock • August 9th, 2017 • Savara Inc • Pharmaceutical preparations
This Amendment to Warrant to Purchase Common Stock (this “Amendment”) is entered into as of June 26, 2017, by and between SVB FINANCIAL GROUP (“Holder”) and SAVARA INC. a Delaware corporation (“Company”).
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • February 9th, 2021 • Mohawk Group Holdings, Inc. • Electric housewares & fans
This AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK (this “Amendment”) is made and entered into as of February 8, 2021, by and among Mohawk Group Holdings, Inc., a Delaware corporation (the “Company”), and High Trail Investments ON LLC (the “Holder”).
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • February 28th, 2011 • KeyOn Communications Holdings Inc. • Communications services, nec
THIS AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK (the “Amendment”) is made as of February __, 2011, by and between KeyOn Communications Holdings, Inc., a Delaware corporation (the “Company”) and ______________, (the “Holder”).
WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • October 12th, 2007 • Airbee Wireless, Inc. • Services-prepackaged software • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT FOR DISTRIBUTION, AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NEITHER THE WARRANT NOR THE SHARES MAY BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR PURSUANT TO RULE 144 OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY AND ITS COUNSEL THAT SUCH REGISTRATION IS NOT REQUIRED.
WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • July 6th, 2006 • National Storm Management Inc. • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT FOR DISTRIBUTION, AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NEITHER THE WARRANT NOR THE SHARES MAY BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR PURSUANT TO RULE 144 OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY AND ITS COUNSEL THAT SUCH REGISTRATION IS NOT REQUIRED.
AMENDMENT NO. 1 TO WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • May 3rd, 2023 • Gelesis Holdings, Inc. • Pharmaceutical preparations • Delaware
This Amendment No. 1 (this “Amendment”) is made and entered into as of May 1, 2023, and amends that certain Warrant to Purchase Common Stock dated as of February 21, 2023 (as may be further amended or modified from time to time, the “Warrant”), by and between Gelesis Holdings, Inc., a Delaware corporation (the “Company”) and PureTech Health LLC (together with its successors and assigns and any transferee of this Warrant, and its successors and assigns, the “Holder”). Capitalized terms used herein without definition shall have the meanings ascribed to them in the Warrant.
WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • July 21st, 2017 • Iradimed Corp • Surgical & medical instruments & apparatus
This Amendment to Warrant to Purchase Common Stock (this “Amendment”), dated as of July 17, 2017, to the Warrant to Purchase Common Stock, made as of July 21, 2014 (the “Warrant”), is entered into by and between Iradimed Corporation, a Delaware corporation (the “Company”) and Roth Capital Partners, LLC, the registered holder of the Warrant (the “Holder”). Capitalized terms not defined herein shall have the meaning ascribed to such terms in the Warrant.
WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • July 21st, 2017 • Iradimed Corp • Surgical & medical instruments & apparatus
This Amendment to Warrant to Purchase Common Stock (this “Amendment’’), dated as of July 17, 2017, to the Warrant to Purchase Common Stock, made as of July 21,2014 (the “Warrant’’), is entered into by and between Iradimed Corporation, a Delaware corporation (the “Company”) and Roth Capital Partners, LLC, the registered holder of the Warrant (the ‘‘Holder’’). Capitalized terms not defined herein shall have the meaning ascribed to such terms in the Warrant.
WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • November 22nd, 2019 • McEwen Mining Inc. • Gold and silver ores • New York
McEwen Mining Inc., a Colorado corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, ____________________________, or its permitted registered assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company up to a total of _____ shares of common stock, no par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price per share equal to US$1.7225 per share (as adjusted from time to time as provided in Section 9 herein, the “Exercise Price”) at any time and from time to time on or after the date hereof (the “Original Issue Date”) and prior to 5:30 P.M. (New York City time) on November 22, 2024 (the “Expiration Date”). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its
AMENDMENT TO Warrant to Purchase COMMON StockWarrant to Purchase Common Stock • August 9th, 2017 • Savara Inc • Pharmaceutical preparations
This Amendment to Warrant to Purchase Common Stock (this “Amendment”) is entered into as of June 26, 2017, by and between LIFE SCIENCE LOANS II, LLC (“Holder”) and SAVARA INC. a Delaware corporation (“Company”).
AMERICANN, INC. WARRANT TO PURCHASE COMMON STOCK SERIES XIIWarrant to Purchase Common Stock • October 11th, 2019 • AmeriCann, Inc. • Services-management consulting services • Delaware
This Warrant to Purchase Common Stock (this “Warrant”) is to certify that, FOR VALUE RECEIVED, _______________ (with its permitted assigns, the “Holder”), is entitled to purchase, subject to the provisions of this Warrant, from AmeriCann, Inc., a Delaware corporation (the “Company”), ___________ shares of the common stock of the Company (“Common Stock”). This Warrant may be exercised at an exercise price of $1.50 per share at any time on or prior to the earlier of (i) the date that is five (5) years from the execution of this Warrant and the Subscription Agreement to which it is attached, or (ii) twenty (20) days after written notice to the Holder that the daily Volume Weighted Average Price (VWAP) of the Company’s Common Stock was at least $4.00 for twenty (20) consecutive trading days and the average daily volume of trades of the Company’s Common Stock during such twenty (20) trading days was at least 150,000 shares (with such price and share numbers adjusted for any stock splits, re
FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • May 2nd, 2018 • Nuvectra Corp • Surgical & medical instruments & apparatus
THIS FIRST AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK (this “Amendment”) is entered into as of March 23, 2018, by and between SVB FINANCIAL GROUP (successor by assignment from Silicon Valley Bank) with an office located at 3003 Tasman Drive, Santa Clara, California 95054 (“SVB” and, together with any successor or permitted assignee or transferee of the Warrant (as defined below) or of any shares issued upon exercise thereof, “Holder”), and NUVECTRA CORPORATION, a Delaware corporation (“Company”) with offices located 5830 Granite Parkway, Suite 1100, Plano, TX 75024.
AMENDMENT TO WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • April 9th, 2021 • Mohawk Group Holdings, Inc. • Electric housewares & fans
This AMENDMENT TO WARRANT TO PURCHASE COMMON STOCK (this “Amendment”) is made and entered into as of April 8, 2021, by and between Mohawk Group Holdings, Inc., a Delaware corporation (the “Company”), and High Trail Investments SA LLC (the “Holder”).
