Waiver and Expense Deferral Agreement Sample Contracts

THE GABELLI DIVIDEND GROWTH FUND AMENDMENT NO. 1 TO AMENDED AND RESTATED CONTRACTUAL FEE WAIVER AND EXPENSE DEFERRAL AGREEMENT

Waiver and Expense Deferral Agreement • April 28th, 2017 • Gabelli Dividend Growth Fund • New York

• Contract Type
  Waiver and Expense Deferral Agreement
• Filed
  April 28th, 2017
• Company
  Gabelli Dividend Growth Fund
• Jurisdiction
  New York

THIS AMENDMENT dated as of October 1, 2016, is by and between The Gabelli Dividend Growth Fund (the “Fund”) and Gabelli Funds, LLC (the “Adviser”).

THE GAMCO WESTWOOD FUNDS AMENDED AND RESTATED CONTRACTUAL ADVISORY FEE WAIVER AND EXPENSE DEFERRAL AGREEMENT

Waiver and Expense Deferral Agreement • January 28th, 2011 • Gamco Westwood Funds • New York

• Contract Type
  Waiver and Expense Deferral Agreement
• Filed
  January 28th, 2011
• Company
  Gamco Westwood Funds
• Jurisdiction
  New York

THIS AMENDED AND RESTATED AGREEMENT, dated as of October 1, 2008, is by and between the GAMCO Westwood Funds (the “Trust”), on behalf of its GAMCO Westwood SmallCap Equity Fund, GAMCO Westwood Income Fund, and GAMCO Westwood Intermediate Bond Fund (each a “Series”), and Teton Advisors, Inc. (the “Manager”).