UNDERLYING FUNDS TRUST AGREEMENT AND DECLARATION OF TRUST March 27, 2006 Amended and Restated February 22, 2010Underlying Funds Trust • May 3rd, 2010 • Underlying Funds Trust • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST of Underlying Funds Trust is made as of the 27th day of March, 2006, and amended and restated as of February 22, 2010.
UNDERLYING FUNDS TRUST FUND ADMINISTRATION SERVICING AGREEMENTUnderlying Funds Trust • April 30th, 2008 • Underlying Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into this 28th day of April, 2006, by and among ALTERNATIVE INVESTMENT PARTNERS, LLC, a Delaware limited company (the “Adviser”), UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FUND ACCOUNTING SERVICING AGREEMENTUnderlying Funds Trust • April 30th, 2008 • Underlying Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into this 28th day of April, 2006, by and among ALTERNATIVE INVESTMENT PARTNERS, LLC, a Delaware limited company (the “Adviser”), UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FOURTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTUnderlying Funds Trust • April 29th, 2011 • Underlying Funds Trust
THIS THIRD AMENDMENT effective as of May 1, 2011, to the Fund Administration Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007, April 21, 2008 and November 1, 2009 (the “Agreement”), is entered into by and among Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST THIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTUnderlying Funds Trust • May 3rd, 2010 • Underlying Funds Trust
THIS THIRD AMENDMENT effective as of November 1, 2009, to the Fund Administration Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007 and April 21, 2008 (the “Agreement”), is entered into by and among Hatteras Alternative Mutual Funds, LLC f/k/a Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTUnderlying Funds Trust • April 30th, 2008 • Underlying Funds Trust
THIS SECOND AMENDMENT dated as of the 21st of April, 2008, to the Fund Administration Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007 (the “Agreement”), is entered into by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE LOAN AND PLEDGE AGREEMENTUnderlying Funds Trust • April 30th, 2008 • Underlying Funds Trust
THIS FIRST AMENDMENT dated as of the 28th day of April, 2008, to the Loan and Pledge Agreement, dated as of April 28, 2006 (the “Agreement”), is entered into by and among Underlying Funds Trust, a Delaware statutory trust (the “Trust”), and Custodial Trust Company, a bank and trust company organized and existing under the laws of the State of New Jersey (“Bank”).
UNDERLYING FUNDS TRUST FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTUnderlying Funds Trust • April 30th, 2008 • Underlying Funds Trust
THIS FIRST AMENDMENT dated as of the 12th day of April, 2007, to the Fund Accounting Servicing Agreement, dated as of April 28, 2006 (the “Agreement”), is entered by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST THIRD AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTUnderlying Funds Trust • April 30th, 2009 • Underlying Funds Trust
THIS THIRD AMENDMENT dated as of the 27th day of April, 2009, to the Fund Accounting Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007 and April 21, 2008 (the “Agreement”), is entered into by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FOURTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTUnderlying Funds Trust • April 29th, 2011 • Underlying Funds Trust
THIS FOURTH AMENDMENT effective as of May 1, 2011, to the Fund Accounting Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007, April 21, 2008 and November 1, 2009 (the “Agreement”), is entered into by and among Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTUnderlying Funds Trust • April 30th, 2008 • Underlying Funds Trust
THIS SECOND AMENDMENT dated as of the 21st day of April, 2008, to the Fund Accounting Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007 (the “Agreement”), is entered into by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FIFTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTUnderlying Funds Trust • September 27th, 2011 • Underlying Funds Trust
THIS FIFTH AMENDMENT dated as of September 16, 2011, to the Fund Accounting Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007, April 21, 2008, November 1, 2009 and May 1, 2011 (the “Agreement”), is entered into by and among Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST THIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTUnderlying Funds Trust • April 30th, 2009 • Underlying Funds Trust
THIS THIRD AMENDMENT dated as of the 27th day of April, 2009, to the Fund Administration Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007 and April 21, 2008 (the “Agreement”), is entered into by and among Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST FIFTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTUnderlying Funds Trust • September 27th, 2011 • Underlying Funds Trust
THIS FIFTH AMENDMENT dated as of September 16, 2011, to the Fund Administration Servicing Agreement, dated as of April 28, 2006, as amended April 12, 2007, April 21, 2008, November 1, 2009 and May 1, 2011 (the “Agreement”), is entered into by and among Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Adviser”), Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
UNDERLYING FUNDS TRUST SELLING AGENT AGREEMENTUnderlying Funds Trust • April 30th, 2008 • Underlying Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 28th day of April, 2006, by and between UNDERLYING FUNDS TRUST, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Selling Agent”). ALTERNATIVE INVESTMENT PARTNERS, LLC, a Delaware limited liability company and the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 5 only.
UNDERLYING FUNDS TRUST FOURTH AMENDMENT TO THE SELLING AGENT AGREEMENTUnderlying Funds Trust • April 30th, 2009 • Underlying Funds Trust
THIS FOURTH AMENDMENT dated as of the 27th day of April, 2009, to the Selling Agent Agreement, dated as of April 28, 2006, as amended April 12, 2007, April 21, 2008 and January 27, 2009 (the “Agreement”), is entered into by and between Underlying Funds Trust, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (“the Selling Agent”).
