EXHIBIT E-1 TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • April 28th, 2023 • Ancora Trust • Ohio
THIS AGREEMENT is made as of November 21, 2016, between Ancora Trust (the “Trust” and/or Investment Company “IC”, or “Fund”), a Delaware statutory Trust/IC, Ancora Advisors, LLC the Registered Investment Advisor (the “RIA”) a Delaware corporation, and Arbor Court Capital (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • January 28th, 2015 • Conestoga Funds • Ohio
THIS AGREEMENT is made as of June 30, 2014, between The Conestoga Funds (the “Trust” or “Fund”), a Delaware Statutory Trust, Conestoga Capital Advisors, the Registered Investment Advisor (the “RIA”), a Delaware limited liability company, and Arbor Court Capital, LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • March 29th, 2021 • WP Trust • New York
THIS AGREEMENT is made effective as of August 21, 2020, between WP Trust (the “Trust” and/or Investment Company ”IC”, or “Fund”), a Delaware Statutory Trust/IC, Winning Points Advisors, LLC, the Registered Investment Advisor (the “RIA”) a Florida limited liability company, and Arbor Court Capital, LLC (“ACC”), a limited liability company organized and existing under the laws of the State of Ohio.
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • October 29th, 2015 • Frank Funds • Ohio
THIS AGREEMENT is made as of March 13, 2013, between Frank Value Fund (the “Trust” and/or Investment Company ”IC”, or “Fund”), a _______Ohio______ business Trust, Frank Capital Partners, LLC the Registered Investment Advisor (the “RIA”) a ____New Jersey_______ Corporation, and Arbor Court Capital, LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • June 27th, 2014 • Mp63 Fund Inc • Ohio
THIS AGREEMENT, effective as of July 1, 2014, is made between The MP63 Fund, Inc. (the “Fund”), a Maryland Corporation, The Moneypaper Advisor, Inc., the Registered Investment Advisor (the “RIA”) a New York Corporation, and Arbor Court Capital, LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • July 29th, 2015 • TCG Financial Series Trust X • Ohio
THIS AGREEMENT is made as of November 10, 2014, between TCG Financial Series Trusts I through X (the “Trusts” and/or Investment Companies “IC”, or “Funds”), a group of Ohio business Trusts, and TCG Financial Services, LLC, the Registered Investment Advisor (the “RIA”), a limited liability company organized and existing under the laws of the State of Florida, and Arbor Court Capital, LLC (“ACC”), a limited liability company organized and existing under the laws of the State of Ohio.
