TRANSFER AGENT INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agent Interactive Client Services Agreement • December 16th, 2005 • Utopia Funds • Colorado
AGREEMENT made this 12th day of December, 2005, (the “Effective Date”) between Utopia Funds, a Delaware statutory trust, (the “Fund”), Financial & Investment Management Group, Ltd., a Michigan corporation (“FIM”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”). ALPS, the Fund, and FIM are collectively referred to herein as the “Parties” and individually as the “Party”.
TRANSFER AGENT INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agent Interactive Client Services Agreement • December 29th, 2011 • Shelton Funds • Colorado
AGREEMENT made this 3rd day of December, 2004, (the "Effective Date") between California Investment Trust and California Investment Trust II, two trusts established under the laws of the State of Massachusetts (collectively the "Funds") and ALPS Mutual Funds Services, Inc., a Colorado corporation having its principal office at 1625 Broadway, Suite 2200, Denver, Colorado 80202 ("ALPS''). ALPS and the Funds are collectively referred to herein as the "Parties" and individually as the "Party".
Exhibit (h)(3)(c) Amendment to Amended and Restated Transfer Agent Interactive Client Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsTransfer Agent Interactive Client Services Agreement • January 30th, 2012 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agent Interactive Client Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
ARTICLE I DEFINITIONSTransfer Agent Interactive Client Services Agreement • November 22nd, 2005 • Opus Investment Trust • Colorado
Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • April 28th, 2017 • Heartland Group Inc
This Amendment No. 5 to Transfer Agency Interactive Client Services Agreement (the “Amendment”), is made this August 22, 2016, between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENT INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agent Interactive Client Services Agreement • July 28th, 2006 • Cornercap Group of Funds /Va/ • Colorado
AGREEMENT made this 1st day of August, 2005, (the “Effective Date”) between CornerCap® Group of Funds, a Massachusetts Business Trust, (the “Fund”), CornerCap Investment Counsel, Inc., a Georgia corporation (“CornerCap”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”). ALPS, the Fund, and CornerCap are collectively referred to herein as the “Parties” and individually as the “Party”.
TRANSFER AGENT INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agent Interactive Client Services Agreement • April 21st, 2008 • MTB Funds • Colorado
AGREEMENT made this 16th day of November, 2007, (the “Effective Date”) between MTB Group of Funds a Trust established under the laws of the State of Delaware (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). ALPS and the Fund are collectively referred to herein as the “Parties” and individually as the “Party”.
Exhibit (h)(3)(c) Second Addendum to Transfer Agent Interactive Client Services Second Addendum to Transfer Agent Interactive Client Services Agreement Dated September 12, 2005 Between ALPS Fund Services, Inc. and Forward FundsTransfer Agent Interactive Client Services Agreement • July 16th, 2007 • Forward Funds
WHEREAS, ALPS and the Trust have entered into a Transfer Agent Interactive Client Services Agreement (the “Agreement”) dated September 12, 2005;
Amendment No. 7 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • December 15th, 2016 • Westcore Trust
This Amendment No. 7, dated December 15, 2016 (the “Effective Date”), to the Transfer Agent Interactive Client Services Agreement (this “Amendment”), by and between Westcore Trust, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 8 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • April 30th, 2018 • Westcore Trust
This Amendment No. 8, dated April 30, 2018, to the Transfer Agent Interactive Client Services Agreement (this “Amendment”), by and between Westcore Trust, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), shall be as follows:
First Amendment to the Transfer Agent Interactive Client Services Agreement Dated December 3, 2004, by and among California Investment Trust and California Investment Trust II and ALPS Mutual Funds Services, Inc.Transfer Agent Interactive Client Services Agreement • August 4th, 2011 • Shelton Greater China Fund • Colorado
THIS AMENDMENT is made as of September 1, 2006, by and between CALIFORNIA INVESTMENT TRUST AND CALIFORNIA INVESTMENT TRUST II, two trusts established as Massachusetts business trusts (individually a “Trust” and collectively the “Trusts”) and ALPS MUTUAL FUNDS SERVICES Inc., a corporation organized under the laws of the State of Colorado, (“ALPS”).
Addendum to Amended and Restated Transfer Agent Interactive Client Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsTransfer Agent Interactive Client Services Agreement • September 11th, 2009 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agent Interactive Client Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
Amendment No. 1 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • April 29th, 2009 • Heartland Group Inc
This Amendment No. 1 (this “Amendment”) is dated as of October __, 2008, to the Transfer Agent Interactive Client Services Agreement (the “Agreement”), dated as of August 13, 2008, between Heartland Group, Inc. (the “Fund”) and ALPS Fund Services, Inc. (“ALPS”).
TRANSFER AGENT INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agent Interactive Client Services Agreement • July 29th, 2005 • Cornercap Group of Funds /Va/ • Colorado
AGREEMENT made this 1st day of August, 2005, (the “Effective Date”) between CornerCap® Group of Funds, a Massachusetts Business Trust, (the “Fund”), CornerCap Investment Counsel, Inc., a Georgia corporation (“CornerCap”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”). ALPS, the Fund, and CornerCap are collectively referred to herein as the “Parties” and individually as the “Party”.
First Amendment to the Transfer Agent Interactive Client Services Agreement Dated December 3, 2004, by and among California Investment Trust and California Investment Trust II and ALPS Mutual Funds Services, Inc.Transfer Agent Interactive Client Services Agreement • December 29th, 2011 • Shelton Funds • Colorado
THIS AMENDMENT is made as of September 1, 2006, by and between CALIFORNIA INVESTMENT TRUST AND CALIFORNIA INVESTMENT TRUST II, two trusts established as Massachusetts business trusts (individually a "Trust" and collectively the "Trusts") and ALPS MUTUAL FUNDS SERVICES Inc., a corporation organized under the laws of the State of Colorado, ("ALPS").
Exhibit (h)(3) Form of Amended and Restated Transfer Agent Interactive Client Services Agreement AMENDED AND RESTATED TRANSFER AGENT INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agent Interactive Client Services Agreement • April 30th, 2009 • Forward Funds • Colorado
This Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) is made this 29th day of April , 2009 and effective as of May 1, 2009, (the “Effective Date”) between Forward Funds, a Delaware statutory trust, (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). ALPS and the Fund are collectively referred to herein as the “Parties” and individually as the “Party”.
First Amendment to the Transfer Agent Interactive Client Services Agreement Dated October 13, 2003, by and among Westcore Trust and ALPS Mutual Funds Services, Inc.Transfer Agent Interactive Client Services Agreement • July 22nd, 2005 • Westcore Trust • Colorado
THIS AMENDMENT is made as of October 1, 2004, by and between WESTCORE TRUST, a Massachusetts business trust (the "Trust") and ALPS MUTUAL FUNDS SERVICES Inc., a corporation organized under the laws of the State of Colorado, ("ALPS").
Amendment No. 10 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 10 dated November 15, 2018 (this “Amendment”) is to the Transfer Agent Interactive Client Services Agreement dated October 13, 2003, as amended, (the “Agreement”) between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
Form of Amendment No. 4 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • April 2nd, 2008 • Westcore Trust
This Amendment No. 2 to Transfer Agent Interactive Client Services Agreement (this “Amendment”), dated ________ __, 2008 between Westcore Trust, a Massachusetts Business Trust (the “Trust”) and ALPS Fund Services, Inc., a Colorado corporation (the “ALPS”).
Third Amendment to the Transfer Agent Interactive Client Services Agreement Dated December 3, 2004 by and among California Investment Trust and ALPS Fund Services, Inc.Transfer Agent Interactive Client Services Agreement • December 29th, 2011 • Shelton Funds
WHEREAS, the Trust and ALPS have entered into a Transfer Agent Interactive Client Services Agreement (the "Agreement") dated December 3, 2004;
Amendment No. 5 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • December 19th, 2013 • Westcore Trust
This Amendment No. 5 to Transfer Agent Interactive Client Services Agreement (this “Amendment”), dated December 19, 2013 is entered into between Westcore Trust, a Massachusetts Business Trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 4 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • June 23rd, 2008 • Westcore Trust
This Amendment No. 4 to Transfer Agent Interactive Client Services Agreement (this “Amendment”), dated May 21, 2008 between Westcore Trust, a Massachusetts Business Trust (the “Trust”) and ALPS Fund Services, Inc., a Colorado corporation (the “ALPS”).
Amendment No. 9 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • February 21st, 2019 • Segall Bryant & Hamill Trust
This Amendment No. 9 dated November 15, 2018 (this “Amendment”) is to the Transfer Agent Interactive Client Services Agreement dated October 13, 2003, as amended, (the “Agreement”) between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Segall Bryant & Hamill Trust, a Massachusetts business trust (the “Trust”).
Amendment No. 6 to Transfer Agent Interactive Client Services AgreementTransfer Agent Interactive Client Services Agreement • April 29th, 2016 • Westcore Trust
This Amendment No. 6 to Transfer Agent Interactive Client Services Agreement (this “Amendment”), dated April 29, 2016 is entered into between Westcore Trust, a Massachusetts Business Trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Exhibit (h)(3)(b) Addendum to Amended and Restated Transfer Agent Interactive Client Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsTransfer Agent Interactive Client Services Agreement • October 30th, 2009 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agent Interactive Client Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
Second Amendment to the Transfer Agent Interactive Client Services Agreement Dated December 3, 2004, by and among California Investment Trust and California Investment Trust II and ALPS Mutual Funds Services, Inc.Transfer Agent Interactive Client Services Agreement • December 29th, 2011 • Shelton Funds • Colorado
THIS AMENDMENT is made as of September 1, 2006, by and between CALIFORNIA INVESTMENT TRUST AND CALIFORNIA INVESTMENT TRUST II, (individually a "Fund" and collectively the "Funds") and ALPS MUTUAL FUNDS SERVICES, INC. ("ALPS").
Amendment No. 3 to Transfer Agent Interactive Client Services Agreement Dated October 13, 2003 Between ALPS Mutual Funds Services, Inc. and Westcore TrustTransfer Agent Interactive Client Services Agreement • April 30th, 2007 • Westcore Trust
WHEREAS, ALPS, and the Trust have entered into a Transfer Agent Interactive Client Services Agreement (the "Agreement") dated October 13, 2003 and amended on December 13, 2004;
Exhibit (h)(3)(b) Addendum to the Transfer Agent Interactive Client Services Agreement between the Registrant and ALPS Addendum to the Transfer Agent Interactive Client Services Agreement Dated September 12, 2005 Between ALPS Mutual Funds Services,...Transfer Agent Interactive Client Services Agreement • July 16th, 2007 • Forward Funds
WHEREAS, ALPS and the Trust have entered into a Transfer Agent Interactive Client Services Agreement (the “Agreement”) dated September 12, 2005;
Fourth Amendment to the Transfer Agent Interactive Client Services Agreement Dated December 3, 2004, by and among California Investment Trust and ALPS Fund Services, Inc.Transfer Agent Interactive Client Services Agreement • December 29th, 2011 • Shelton Funds • Colorado
THIS AMENDMENT is made as of October 10, 2011, by and between CALIFORNIA INVESTMENT TRUST (the "Trust") and ALPS FUND SERVICES, INC. ("ALPS").
Second Amendment to the Transfer Agent Interactive Client Services Agreement Dated December 3, 2004, by and among California Investment Trust and California Investment Trust II and ALPS Mutual Funds Services, Inc.Transfer Agent Interactive Client Services Agreement • August 4th, 2011 • Shelton Greater China Fund • Colorado
THIS AMENDMENT is made as of September 1, 2006, by and between CALIFORNIA INVESTMENT TRUST AND CALIFORNIA INVESTMENT TRUST II, (individually a “Fund” and collectively the “Funds”) and ALPS MUTUAL FUNDS SERVICES, INC. (“ALPS”).
Addendum to Transfer Agent Interactive Client Services Agreement DatedTransfer Agent Interactive Client Services Agreement • July 27th, 2007 • Cornercap Group of Funds /Va/
THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), CornerCap Group of Funds (“Fund”) and CornerCap Investment Counsel, Inc. (“CornerCap”).
