WITNESSETH:Investment Management Agreement • November 29th, 2011 • First Trust Exchange-Traded Fund Ii • Illinois
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND II October 12, 2010 First Trust Portfolios L.P. 120 East Liberty Drive, Suite Wheaton, IL 60187 To Whom It May Concern: This is to confirm that, in consideration of the agreements hereinafter...Distribution Agreement • January 28th, 2011 • First Trust Exchange-Traded Fund Ii
SUBLICENSE AGREEMENT This Sublicense Agreement (the "Sublicense Agreement"), dated as of May 28, 2019, is made by and among First Trust Exchange-Traded Fund II, on behalf of its series, First Trust Indxx NextG ETF (f/k/a First Trust Nasdaq Smartphone...Sublicense Agreement • May 29th, 2019 • First Trust Exchange-Traded Fund Ii
FORM OF INVESTMENT MANAGEMENT AGREEMENTManagement Agreement • August 23rd, 2007 • First Trust Exchange-Traded Fund Ii • Illinois
FORM OF PARTICIPANT AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND, FIRST TRUST EXCHANGE-TRADED FUND II AND FIRST TRUST EXCHANGE-TRADED ALPHADEX (TM) FUND This Participant Agreement (this "Agreement") is entered into between First Trust Portfolios, L.P....Participant Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
WITNESSETH:Form of Subscription Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii
WITNESSETH:Investment Management Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • Illinois
RECITALS:Waiver and Recovery Agreement • January 28th, 2011 • First Trust Exchange-Traded Fund Ii • Illinois
WITNESSETH:Fund Administration and Accounting Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
FORM OF CUSTODY AGREEMENTCustody Agreement • August 23rd, 2007 • First Trust Exchange-Traded Fund Ii • New York
Investment Management AgreementInvestment Management Agreement • February 28th, 2023 • First Trust Exchange-Traded Fund Ii
Investment Management Agreement made this 2nd day of March, 2023, by and between First Trust Exchange-Traded Fund II, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
FORM OF FUND ADMINISTRATION AND ACCOUNTING AGREEMENTAdministration and Accounting Agreement • August 23rd, 2007 • First Trust Exchange-Traded Fund Ii • New York
May 28, 2019 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supersedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II...First Trust Exchange-Traded Fund Ii • May 29th, 2019
This letter supersedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of October 31, 2018, with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
FORM OF PARTICIPANT AGREEMENTParticipant Agreement • August 23rd, 2007 • First Trust Exchange-Traded Fund Ii • New York
W I T N E S S E T H :Sub-Ipv Calculation Agreement • November 20th, 2007 • First Trust Exchange-Traded Fund Ii • Illinois
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND II August 30, 2007 First Trust Portfolios L.P. 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532 To Whom It May Concern: This is to confirm that, in consideration of the agreements...Distribution Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii
WITNESSETH:Investment Management Agreement • October 10th, 2014 • First Trust Exchange-Traded Fund Ii • Illinois
FIRST TRUST ------------------------------------------------------------------------------- January 21, 2011 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supercedes that certain...First Trust • January 28th, 2011 • First Trust Exchange-Traded Fund Ii
This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of March 15, 2010 with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
Amended Expense Reimbursement, Fee Waiver and Recovery AgreementWaiver and Recovery Agreement • January 28th, 2022 • First Trust Exchange-Traded Fund Ii • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded Fund II, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of December 6, 2010, as amended on April 18, 2019.
SUB-IOPV CALCULATION AGREEMENT This Sub-IOPV Calculation Agreement (this "Sub- IOPV Calculation Agreement"), dated as of October __, 2008, is made by and among First Trust ISE Global Engineering and Construction Index Fund (the "Fund") and First Trust...Sub-Iopv Calculation Agreement • October 9th, 2008 • First Trust Exchange-Traded Fund Ii • Illinois
WITNESSETH:Custody Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
LOGO OMITTED] FIRST TRUST ----------------------------------------------------- --------------------------- February 15, 2011 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter...Logo Omitted • February 18th, 2011 • First Trust Exchange-Traded Fund Ii
This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of January 2010 with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II a Massachusetts business trust (the Trust), and FIRST TRUST ADVISORS L.P., an Illinois...Investment Management Agreement Investment Management Agreement • November 26th, 2010 • First Trust Exchange-Traded Fund Ii
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II a Massachusetts business trust (the Trust), and FIRST TRUST ADVISORS L.P., an Illinois limited partnership (the Adviser) registered under the Investment Advisers Act of 1940, as amended (the Advisers Act). WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (1940 Act), as an open-end management investment company; WHEREAS, the Trust is authorized to issue shares in separate series, with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Trust has offered shares in the series set forth on Schedule attached hereto each such series being herein referred to as a Fund, and collectively as the Funds); WHEREAS, the Trust has retained the Adviser as investment adviser, to furnish certain investment advisory and portfolio management services to th
January 30, 2017 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded...First Trust Exchange-Traded Fund Ii • January 30th, 2017
This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of January 12, 2016, with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
AMENDMENT TO SCHEDULE OF DATA SERVICES The Schedule of Data Services with an effective date of October 27, 2009 (the "Schedule") between Interactive Data Pricing and Reference Data, Inc. ("Vendor") having a place of business at 32 Crosby Drive,...First Trust Exchange-Traded Fund Ii • February 18th, 2011 • Bedford
SUBLICENSE AGREEMENT This Sublicense Agreement (the "Sublicense Agreement"), dated as of October 31, 2018, is made by and among the First Trust Dow Jones International Internet ETF (the "Sublicensee" or "Product"), a series of First Trust...Sublicense Agreement • October 31st, 2018 • First Trust Exchange-Traded Fund Ii
SUB-LICENSE AGREEMENT This agreement ("AGREEMENT"), is made by and between First Trust Advisors L.P. ("LICENSEE"), whose principal offices are located at 120 E. Liberty Drive, Suite 400, Wheaton, Illinois 60187 and who is a Licensee of The NASDAQ OMX...Agreement • July 1st, 2015 • First Trust Exchange-Traded Fund Ii
SUB-LICENSE AGREEMENT This agreement ("Agreement"), is made by and between First Trust Advisors L.P. ("Licensee"), whose principal offices are located at 120 E. Liberty Drive, Suite 400, Wheaton, Illinois 60187, and who is a Licensee of The NASDAQ OMX...Sub-License Agreement • May 4th, 2011 • First Trust Exchange-Traded Fund Ii
January 30, 2018 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supersedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded...First Trust Exchange-Traded Fund Ii • January 29th, 2018
This letter supersedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of January 30, 2017, with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
Second Amended Expense Reimbursement and Fee Waiver AgreementWaiver Agreement • January 27th, 2023 • First Trust Exchange-Traded Fund Ii • Illinois
This Second Amended and Restated Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded Fund II, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of November 1, 2022.
EIGHTH AMENDMENT TO LICENSE AGREEMENTLicense Agreement • April 13th, 2022 • First Trust Exchange-Traded Fund Ii
This Eighth Amendment to the License Agreement (hereinafter, “Eighth Amendment”) is made as of this 7th day of December , 2021 (the “Eighth Amendment Commencement Date”), by and between Indxx, LLC (“Licensor”), having an office at 470 Park Avenue South, Floor 8 South, New York, New York 10016, and First Trust Advisors L.P., an Illinois limited partnership (“First Trust” or “Licensee”), having an office at 120 East Liberty Drive, Wheaton, Illinois 60187, and hereby amends and supplements that certain License Agreement by and between Licensor and Licensee dated June 22, 2015 (as previously amended, “License Agreement”), by adding the attached Schedule VIII.
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II, a Massachusetts business trust (the Company), and FIRST TRUST ADVISORS L.P., an Illinois...Investment Management Agreement Investment Management Agreement • November 26th, 2010 • First Trust Exchange-Traded Fund Ii
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II, a Massachusetts business trust (the Company), and FIRST TRUST ADVISORS L.P., an Illinois limited partnership (the Adviser). WHEREAS, the Company is registered under the Investment Company Act of 1940, as amended (1940 Act), as an open end management investment company; WHEREAS, the Company is authorized to issue shares in separate series, with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Company has offered shares in the series set forth on Schedule A attached hereto (each such series being herein referred to as a Fund, and collectively as the Funds); WHEREAS, the Company has retained the Adviser as investment adviser, to furnish certain investment advisory and portfolio management services to the Company with respect to each Fund pursuant to an Investment Manageme
RECITALSIpv Calculation Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
SUBLICENSE AGREEMENTSublicense Agreement • September 30th, 2022 • First Trust Exchange-Traded Fund Ii
This Sublicense Agreement (the “Sublicense Agreement”), dated as of September 27, 2022, is made by and among First Trust Exchange-Traded Fund II, a Massachusetts business trust, on behalf of its series of First Trust Alerian Disruptive Technology Real Estate ETF (formerly known as First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (the “Sublicensee”)) and First Trust Advisors L.P. (“First Trust” or “Sublicensor”).
January 22, 2013 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded...First Trust Exchange-Traded Fund Ii • January 28th, 2013
This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of January 20, 2012, with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
