Transaction Monitoring Services Sample Contracts

TRANSACTION MONITORING SERVICES ADDENDUM TO TRANSFER AGENCY AND SERVICES AGREEMENT

Transaction Monitoring Services • January 28th, 2016 • Transparent Value Trust • Delaware

• Contract Type
  Transaction Monitoring Services
• Filed
  January 28th, 2016
• Company
  Transparent Value Trust
• Jurisdiction
  Delaware

This Transaction Monitoring Services Addendum (“Addendum”) to the Transfer Agency and Services Agreement effective as of this 19th day of October, 2015, is entered into between Transparent Value Trust, organized as a statutory trust under the laws of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

TRANSACTION MONITORING SERVICES ADDENDUM TO TRANSFER AGENCY AND SERVICES AGREEMENT

Transaction Monitoring Services • July 29th, 2016 • Brown Capital Management Mutual Funds

• Contract Type
  Transaction Monitoring Services
• Filed
  July 29th, 2016
• Company
  Brown Capital Management Mutual Funds

This Transaction Monitoring Services Addendum (“Addendum”) to the Transfer Agency and Services Agreement effective as of this 23rd day of October, 2015, is entered into between Brown Capital Management Mutual Funds, organized as a statutory Trust under the laws of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

TRANSACTION MONITORING SERVICES ADDENDUM TO TRANSFER AGENCY AND SERVICES AGREEMENT

Transaction Monitoring Services • October 26th, 2015 • Babson Capital Funds Trust • Colorado

• Contract Type
  Transaction Monitoring Services
• Filed
  October 26th, 2015
• Company
  Babson Capital Funds Trust
• Jurisdiction
  Colorado

This Transaction Monitoring Services Addendum (“Addendum”) to the Transfer Agency and Services Agreement effective as of this day of , 2015, is entered into between Babson Capital Funds Trust, a Massachusetts statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).