AMENDMENT NUMBER 4 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • October 13th, 2006 • Short Term Investments Trust
Contract Type FiledOctober 13th, 2006 Company
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • February 26th, 2009 • Hancock John Equity Trust
Contract Type FiledFebruary 26th, 2009 CompanyThis Amendment dated as of June 1, 2008 is made to the Transfer Agency and Services Agreement dated June 1, 2007 (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • September 26th, 2011 • John Hancock Tax-Exempt Series Fund
Contract Type FiledSeptember 26th, 2011 CompanyThis Amendment dated as of July 1, 2010 is made to the Transfer Agency and Services Agreement dated June 1, 2007, as amended (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • January 26th, 2024 • Natixis Funds Trust I
Contract Type FiledJanuary 26th, 2024 CompanyThis Amendment (“Amendment”) is made as of October 1, 2023 (the “Amendment Effective Date”), by and between each of the investment companies listed below (each and collectively, the “Fund”), and SS&C GIDS, Inc., formerly known as DST Systems, Inc. (“Transfer Agent”), amends and modifies certain terms and conditions of the Agreement (as defined below). Capitalized terms used herein but not otherwise defined shall have the meaning ascribed to them in the Agreement.
AMENDMENT NUMBER 3 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • November 7th, 2013 • Invesco Senior Loan Fund
Contract Type FiledNovember 7th, 2013 CompanyThis Amendment, dated as of November 8, 2013, is made to the Transfer Agency and Service Agreement dated June 1, 2010, as amended, (the “Agreement”) between Invesco Senior Loan Fund (the “Fund”) and Invesco Investment Services, Inc. (the “Transfer Agent”) pursuant to Article 10 of the Agreement.
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • February 26th, 2009 • Hancock John World Fund
Contract Type FiledFebruary 26th, 2009 CompanyThis Amendment dated as of June 1, 2008 is made to the Transfer Agency and Services Agreement dated June 1, 2007 (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • September 26th, 2011 • John Hancock Municipal Securities Trust
Contract Type FiledSeptember 26th, 2011 CompanyThis Amendment dated as of July 1, 2010 is made to the Transfer Agency and Services Agreement dated June 1, 2007, as amended (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).
FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • March 20th, 2017 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund)
Contract Type FiledMarch 20th, 2017 CompanyThis First Amendment (“Amendment”), effective as of March 20, 2017 (“Effective Date”) is to the Transfer Agency and Service Agreement (the “Agreement”) made as of December 1, 2015 by and between each of the Guggenheim closed-end investment companies listed on Schedule 1 attached hereto, as may be amended from time to time (each a "Fund" and collectively the "Funds”), and Computershare Inc. (“Computershare”) and Computershare Trust Company N.A., (“Trust Company”, and together with Computershare, “Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • August 30th, 2011 • John Hancock Capital Series
Contract Type FiledAugust 30th, 2011 CompanyThis Amendment dated as of July 1, 2010 is made to the Transfer Agency and Services Agreement dated June 1, 2007, as amended (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).
AMENDMENT NUMBER 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • April 29th, 2013 • Invesco Van Kampen Exchange Fund
Contract Type FiledApril 29th, 2013 CompanyThis Amendment, dated as of July 1, 2011, is made to the Transfer Agency and Service Agreement dated June 1, 2010, (the “Agreement”) between Invesco Van Kampen Exchange Fund (the “Fund”) and Invesco Investment Services, Inc. (the “Transfer Agent”) pursuant to Article 10 of the Agreement.
APPENDIX AThe Transfer Agency and Service Agreement • November 24th, 2020 • Simplify Exchange Traded Funds
Contract Type FiledNovember 24th, 2020 CompanyTO THE TRANSFER AGENCY AND SERVICE AGREEMENT, dated as of July 14, 2020 between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”) and The Bank of New York Mellon (“Custodian”). AS REVISED NOVEMBER 23, 2020.
FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund
Contract Type FiledApril 12th, 2018 CompanyThis First Amendment (“Amendment”), effective as of March 20, 2017 (“Effective Date”) is to the Transfer Agency and Service Agreement (the “Agreement”) made as of December 1, 2015 by and between each of the Guggenheim closed-end investment companies listed on Schedule 1 attached hereto, as may be amended from time to time (each a "Fund" and collectively the "Funds”), and Computershare Inc. (“Computershare”) and Computershare Trust Company N.A., (“Trust Company”, and together with Computershare, “Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • December 18th, 2008 • Hancock John California Tax Free Income Fund
Contract Type FiledDecember 18th, 2008 CompanyThis Amendment dated as of June 1, 2008 is made to the Transfer Agency and Services Agreement dated June 1, 2007 (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • September 25th, 2009 • Hancock John Bond Trust/
Contract Type FiledSeptember 25th, 2009 CompanyThis Amendment dated as of June 1, 2008 is made to the Transfer Agency and Services Agreement dated June 1, 2007 (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • March 28th, 2024 • Natixis Funds Trust II
Contract Type FiledMarch 28th, 2024 CompanyThis Amendment (“Amendment”) is made as of October 1, 2023 (the “Amendment Effective Date”), by and between each of the investment companies listed below (each and collectively, the “Fund”), and SS&C GIDS, Inc., formerly known as DST Systems, Inc. (“Transfer Agent”), amends and modifies certain terms and conditions of the Agreement (as defined below). Capitalized terms used herein but not otherwise defined shall have the meaning ascribed to them in the Agreement.
FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • September 3rd, 2019 • Guggenheim Taxable Municipal Managed Duration Trust
Contract Type FiledSeptember 3rd, 2019 CompanyThis First Amendment (“Amendment”), effective as of March 20, 2017 (“Effective Date”) is to the Transfer Agency and Service Agreement (the “Agreement”) made as of December 1, 2015 by and between each of the Guggenheim closed-end investment companies listed on Schedule 1 attached hereto, as may be amended from time to time (each a "Fund" and collectively the "Funds”), and Computershare Inc. (“Computershare”) and Computershare Trust Company N.A., (“Trust Company”, and together with Computershare, “Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
AMENDMENT NUMBER 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • June 27th, 2013 • Invesco Senior Loan Fund
Contract Type FiledJune 27th, 2013 CompanyThis Amendment, dated as of July 1, 2011, is made to the Transfer Agency and Service Agreement dated June 1, 2010, (the “Agreement”) between Invesco Van Kampen Senior Loan Fund (the “Fund”) and Invesco Investment Services, Inc. (the “Transfer Agent”) pursuant to Article 10 of the Agreement.
THIRD AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • October 28th, 2021 • Guggenheim Active Allocation Fund • New York
Contract Type FiledOctober 28th, 2021 Company JurisdictionThis Third Amendment (“Amendment”), effective as of ___________, 2021 (“Effective Date”) is to the Transfer Agency and Service Agreement (the “Agreement”) made as of December 1, 2015 by and between each of the Guggenheim closed-end investment companies listed on Schedule 1 attached hereto, as may be amended from time to time (each a "Fund" and collectively the "Funds”), and Computershare Inc. (“Computershare”) and Computershare Trust Company N.A., (“Trust Company”, and together with Computershare, “Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
AMENDMENT NO. 2 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTThe Transfer Agency and Service Agreement • May 10th, 2019 • Ab Fixed Income Shares Inc
Contract Type FiledMay 10th, 2019 CompanyAMENDMENT made as of May ___, 2019 to the Transfer Agency and Service Agreement by and between AllianceBernstein Investor Services, Inc. (the “Transfer Agent”) and AB Fixed-Income Shares, Inc. (the “Fund”).
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • August 30th, 2011 • John Hancock Investment Trust Ii
Contract Type FiledAugust 30th, 2011 CompanyThis Amendment dated as of July 1, 2010 is made to the Transfer Agency and Services Agreement dated June 1, 2007, as amended (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).
AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FOR JOHN HANCOCK FUNDSThe Transfer Agency and Service Agreement • February 27th, 2009 • Hancock John Capital Series
Contract Type FiledFebruary 27th, 2009 CompanyThis Amendment dated as of June 1, 2008 is made to the Transfer Agency and Services Agreement dated June 1, 2007 (the “Agreement”) by and between each investment company advised by John Hancock Advisers, Inc. and identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and John Hancock Signature Services, Inc. (“JHSS”).