THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTThe Dunham Funds Sub-Advisory Agreement • July 29th, 2008 • Dunham Funds • California
Contract Type FiledJuly 29th, 2008 Company JurisdictionAGREEMENT dated May 8, 2008, and effective May 14, 2008, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and WESTCHESTER CAPITAL MANAGEMENT, INC., a New York corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTThe Dunham Funds Sub-Advisory Agreement • December 29th, 2017 • Dunham Funds • Delaware
Contract Type FiledDecember 29th, 2017 Company JurisdictionThis AGREEMENT is dated February 28, 2017, and effective, except with regard to Section 15, which shall become effective on the date hereof, on April 1, 2017, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP, a Delaware Limited Partnership (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).