Subscription Agent and Information Agent Agreement Sample Contracts
Subscription Agent and Information Agent Agreement Between RiverNorth Capital and Income Fund, Inc. And Computershare Trust Company, N.A., Computershare Inc. And Georgeson LLCSubscription Agent and Information Agent Agreement • April 1st, 2024 • RiverNorth Capital & Income Fund, Inc. • New York
This SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 28th day of March 2024 (the “Effective Date”) by and among RiverNorth Capital and Income Fund, Inc., a company organized and existing under the laws of the State of Maryland (the "Company"), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”). solely for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (”Georgeson”).
Subscription Agent and Information Agent Agreement Between RiverNorth Opportunities Fund, Inc. And Computershare Trust Company, N.A./Computershare Inc. And Georgeson LLCSubscription Agent and Information Agent Agreement • September 10th, 2025 • Rivernorth Opportunities Fund, Inc.
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), is entered into as of this September 8, 2025 (the “Effective Date”), is by and between RiverNorth Opportunities Fund, Inc., a company organized and existing under the laws of the State of Maryland ("The Company"), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”), and solely for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (”Georgeson”).
SUBSCRIPTION AGENT AND INFORMATION AGENT AGREEMENT Date: January 20, 2004Subscription Agent and Information Agent Agreement • January 20th, 2004 • Unitedglobalcom Inc • Cable & other pay television services • New York
UnitedGlobalCom, Inc., Delaware corporation (the "Company"), is distributing 0.28 rights (each a "Right"), for each share of its Class A Common Stock, Class B Common Stock and Class C Common Stock (collectively, the "Common Stock") to the respective holders of record thereof at the close of business on January 21, 2004 (the "Record Date"), to subscribe for and purchase (the "Subscription Offer") shares of the Company's Class A Common Stock, Class B Common Stock and Class C Common Stock, respectively (the "Additional Common Stock"), at a subscription price of $6.00 per share (the "Subscription Price"), upon the terms and conditions set forth in the Prospectus (defined below). Holders of record of the Company's Class A Common Stock at the close of business on the Record Date are referred to herein together as "Class A Holders" and, individually, as a "Class A Holder". Rights to subscribe for and purchase the Company's Class A Common Stock are referred to herein as "Class A Rights". The t
Subscription Agent and Information Agent Agreement Between RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. And Computershare Trust Company, N.A., Computershare Inc. And Georgeson LLCSubscription Agent and Information Agent Agreement • October 31st, 2024 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • New York
This SUBSCRIPTION AGENT AGREEMENT (the "Agreement") is entered into as of this 30th day of October 2024 (the "Effective Date") by and among RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., a company organized and existing under the laws of the State of Maryland (the "Company"), and Computershare Trust Company, N.A., a national banking association ("Trust Company"), and Computershare Inc., a Delaware corporation ("Computershare" and, collectively with Trust Company, the "Agent"). solely for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company ("Georgeson").
SUBSCRIPTION AGENT AND INFORMATION AGENT AGREEMENT Date: December , 2004Subscription Agent and Information Agent Agreement • December 15th, 2004 • Pricesmart Inc • Retail-variety stores • New York
PriceSmart, Inc., Delaware corporation (the “Company”), is distributing one right, for each share of its common stock, par value $0.0001 per share (the “Common Stock”), to the respective holders of record thereof at the close of business on November 24, 2004 (the “Record Date”), to subscribe for and purchase shares of the Company’s Common Stock, (the “Additional Common Stock”), at a subscription price of $7.00 per share (the “$7 Subscription Price”) on or before 5:00 p.m. New York City time on , 2005 (the “$7 Expiration Time”) or after the $7 Expiration Time and on or before 5:00 p.m. New York City time on , 2005 to subscribe for and purchase 1.5 shares of Additional Common Stock at a price of $8.00 per share (the “$8 Subscription Price,” and such date and time, the “$8 Expiration Time), upon the terms and conditions set forth in the Prospectus (defined below). The $7 Subscription Price and the $8 Subscription Price, as applicable, are referred to as the “Subscription Price.” Holders o
SUBSCRIPTION AGENT AND INFORMATION AGENT AGREEMENTSubscription Agent and Information Agent Agreement • November 3rd, 2017 • S&W Seed Co • Agricultural production-crops
This SUBSCRIPTION AGENT AND INFORMATION AGENT AGREEMENT (this "Agreement") is made and entered into as of [●], 2017 between, S&W Seed Company, a Nevada corporation (the "Company"), and Transfer Online, Inc. (the "Agent"), with respect to the following facts:
Subscription Agent and Information Agent Agreement Between RiverNorth/DoubleLine Strategic Opportunity Fund Inc. A exnd Computershare Trust Company, N.A./Computershare Inc. And Georgeson LLCSubscription Agent and Information Agent Agreement • October 23rd, 2025 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), is entered into as of this October 24, 2025 (the “Effective Date”), is by and between RiverNorth/DoubleLine Strategic Opportunity Fund Inc, Inc., a company organized and existing under the laws of the State of Maryland (“The Company”), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”), and solely for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (“Georgeson”).
FORM OF SUBSCRIPTION AGENT and INFORMATION AGENT AGREEMENTSubscription Agent and Information Agent Agreement • November 23rd, 2005 • Popular Inc • State commercial banks • New York
Popular, Inc., a Puerto Rico corporation (the “Company”) is making an offer (the “Subscription Offer”) to issue to the holders of record (the “Holders”) of its outstanding shares of common stock par value $6.00 per share (the “Common Stock”), at the close of business on November 7, 2005 (the “Record Date”), the non-transferable right (each a “Right”) to subscribe for and purchase up to 10,500,000 shares of Common Stock (the “Additional Common Stock”) at a purchase price of $21.00 per share of Additional Common Stock (the “Subscription Price”), payable by cashier’s check or official check upon the terms and conditions set forth herein. The term “Subscribed” shall mean submitted for purchase from the Company by a Holder in accordance with the terms of the Subscription Offer, including in respect of the Oversubscription Right (as defined below) and the term “Subscription” shall mean any such submission. The Subscription Offer will expire at 5:00 p.m., New York City Time, on December 19, 2
Subscription Agent and Information Agent Agreement Between RiverNorth Capital and Income Fund, Inc. And Computershare Trust Company, N.A./Computershare Inc. And Georgeson LLCSubscription Agent and Information Agent Agreement • June 2nd, 2025 • RiverNorth Capital & Income Fund, Inc. • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), is entered into as of this May 29, 2025 (the “Effective Date”), is by and between RiverNorth Capital and Income Fund, Inc., a company organized and existing under the laws of the State of Maryland (“The Company”), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”), and solely for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (“Georgeson”).