Short Sales)Special Custody Agreement • April 30th, 2001 • CGM Trust • New York
AMENDMENT TO SPECIAL CUSTODY AGREEMENT PURSUANT TO RULE 17f-1Special Custody Agreement • October 28th, 2019 • Advisors Preferred Trust
THIS AMENDMENT TO SPECIAL CUSTODY AGREEMENT PURSUANT TO RULE 17f-1, (this "Amendment") is made by and among ADVISORS PREFERRED TRUST, an investment company registered with the U.S. Securities and Exchange Commission ("Principal"); CEROS FINANCIAL SERVICES, INC., a registered broker-dealer and member of FINRA/SIPC ("Broker"); and NATIONAL FINANCIAL SERVICES LLC, a registered broker-dealer and member of FINRA/SIPC ("Clearing Firm"), and shall have an effective date as of the last date of execution of this Amendment set forth below.
SPECIAL CUSTODY AGREEMENTSpecial Custody Agreement • January 25th, 2018 • Highland Funds Ii • Massachusetts
This Agreement dated as of May 18, 2017 (this “Agreement”), among HIGHLAND FUNDS II, ON BEHALF OF ITS SERIES HIGHLAND SMALL-CAP EQUITY FUND, (“Customer”), THE BANK OF NEW YORK MELLON, a New York Corporation (“Lender”), and STATE STREET BANK AND TRUST COMPANY, as custodian (“Custodian”).
SPECIAL CUSTODY AGREEMENT PURSUANT TO RULE 17f-1Special Custody Agreement • October 27th, 2016 • Advisors Preferred Trust • New York
This Special Custody Agreement (“Agreement”) dated August 4, 2015, is made by and among ADVISORS PREFERRED Trust, an investment company registered with the U.S. Securities and Exchange Commission ("Principal"); CEROS FINANCIAL SERVICES, INC. (formerly, Rydex Financial Services, Inc.), a registered broker-dealer and member of FINRA/SIPC (“Broker"); and NATIONAL FINANCIAL SERVICES LLC, a registered broker-dealer and member of FINRA/SIPC (“Clearing Firm”).
SPECIAL CUSTODY AGREEMENTSpecial Custody Agreement • August 24th, 2017 • Rivernorth Opportunities Fund, Inc. • Massachusetts
This Agreement dated as of August 25, 2016 (this “Agreement”), among RiverNorth Opportunities Fund, Inc. (“Customer”), National Financial Services LLC, acting through its division Fidelity Capital Markets, (“Broker”), and STATE STREET BANK AND TRUST COMPANY as custodian (“Custodian”).
AMENDMENT TO SPECIAL CUSTODY AGREEMENT PURSUANT TO RULE 17f-1Special Custody Agreement • October 14th, 2020 • Advisors Preferred Trust
THIS AMENDMENT TO SPECIAL CUSTODY AGREEMENT PURSUANT TO RULE 17f-1, (this "Amendment") is made by and among ADVISORS PREFERRED TRUST, an investment company registered with the U.S. Securities and Exchange Commission ("Principal"); CEROS FINANCIAL SERVICES, INC., a registered broker-dealer and member of FINRA/SIPC ("Broker"); and NATIONAL FINANCIAL SERVICES LLC, a registered broker-dealer and member of FINRA/SIPC ("Clearing Firm"), and shall have an effective date as of the last date of execution of this Amendment set forth below.
