EXHIBIT 13 SECOND AMENDED AND RESTATED MERRILL LYNCH SHAREHOLDER SERVICING PLAN AND AGREEMENT SECOND AMENDED AND RESTATED MERRILL LYNCH SHAREHOLDER SERVICING PLAN AND AGREEMENT made as of the day of , 200 by and between Merrill Lynch Ready Assets...Shareholder Servicing Plan and Agreement • April 24th, 2002 • Merrill Lynch Ready Assets Trust
SHAREHOLDER SERVICING PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Servicing Plan and Agreement • July 3rd, 2018 • Nexpoint Event-Driven Fund • Texas
This plan constitutes the Shareholder Servicing Plan and Agreement (the “Plan”) for NexPoint Event-Driven Fund (the “Fund”). The Plan relates solely to the Fund, may be amended from time to time, and supersedes and replaces any prior shareholder services plan with respect to the Fund.
KKR SERIES TRUST SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • October 18th, 2012 • KKR Series Trust • New York
This Shareholder Servicing Plan and Agreement (the “Plan”) is adopted by KKR Series Trust (the “Trust”) with respect to shares of beneficial interest of its series (each a “Fund” and collectively, the “Funds”), and is entered into by the Trust and SEI Investments Distribution Co., the principal underwriter to the Trust (“Distributor”), subject to the following terms and conditions. The Plan is not adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”).
KKR CREDIT OPPORTUNITIES PORTFOLIO SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • November 21st, 2023 • KKR Credit Opportunities Portfolio • New York
This Shareholder Servicing Plan and Agreement (the “Plan”) is adopted by KKR Credit Opportunities Portfolio (the “Fund”) with respect to each class of shares of beneficial interest listed on Exhibit A hereto (“Shares”) and is entered into by the Fund and KKR Capital Markets LLC, the principal underwriter to the Fund (“Distributor”), subject to the following terms and conditions. The Plan is not adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”).
AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • April 30th, 2013 • Parnassus Funds • California
THIS AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENT (“Agreement”) is amended and restated effective as of the 30th day of April, 2013 by and among PARNASSUS FUNDS and PARNASSUS INCOME FUNDS, each a Massachusetts business trust (the “Funds”), and PARNASSUS INVESTMENTS, a California corporation (“Parnassus”).
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • February 22nd, 2013 • Dunham Funds
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • April 18th, 2023 • Dunham Funds
May 14, 2008 to add Dunham Monthly Distribution Fund; March 23, 2010 to add Dunham Loss Averse Growth Fund (now named Dunham Dynamic Macro Fund); September 20, 2011 to add Dunham Focused Large Cap Growth Fund; June 19, 2012 to add Dunham Alternative Income Fund; December 18, 2012 to add Dunham Alternative Strategy Fund; September 17, 2013 to add Dunham Floating Rate Bond Fund and Dunham International Opportunity Bond Fund; June 21, 2016 to add Dunham Alternative Dividend Fund and to delete Dunham Large Cap Growth Fund and Dunham Alternative Income Fund; March 21, 2023 to add Dunham U.S. Enhanced Market Fund, to delete Dunham Alternative Strategy Fund and Dunham Alternative Dividend Fund, and to update the name of the Dunham Long/Short Credit Fund from the Dunham Appreciation & Income Fund.
AVENUE MUTUAL FUNDS TRUST FORM OF SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • May 31st, 2012 • Avenue Mutual Funds Trust • Delaware
This Shareholder Servicing Plan and Agreement (the “Plan”) is adopted by Avenue Mutual Funds Trust (the “Trust”) with respect to shares of beneficial interest of Avenue Credit Strategies Fund (the “Fund”), and is entered into by the Trust and Foreside Fund Services, LLC the principal underwriter to the Trust (“Distributor”), subject to the following terms and conditions. The Plan is not adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “1940 Act”).
EXHIBIT 99.15 MERRELL LYNCH SHAREHOLDER SERVICING PLAN AND AGREEMENT PLAN AND AGREEMENT made as of the 30th day of December, 1988 by and between Merrill Lynch U.S.A. Government Reserves, a Massachusetts business trust (the "Fund"), and Merrill Lynch....Shareholder Servicing Plan and Agreement • December 22nd, 1995 • Merrill Lynch Usa Government Reserves
SHAREHOLDER SERVICING PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Servicing Plan and Agreement • February 14th, 2014 • American Real Estate Income Fund
This is a SHAREHOLDER SERVICES AGREEMENT (the “Plan”) made as of February 10, 2014 by and between American Real Estate Income Fund, a Delaware statutory trust (the “Trust”), on half of its series portfolio of the same name (the “Fund”), and Realty Capital Services, LLC, a Delaware limited liability company (the “DISTRIBUTOR”).
FORM OF AMENDMENT NO. 1 TO AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • October 14th, 2022 • Parnassus Funds
THIS AMENDMENT NO. 1 (this “Amendment”) to the AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENT, dated March 24, 2021 and novated October 1, 2021 (the “Agreement”), is made and effective as of _______ ____, 2022, by and among PARNASSUS FUNDS and PARNASSUS INCOME FUNDS, each a Massachusetts business trust (collectively, the “Trusts”), and PARNASSUS INVESTMENTS, LLC, a Delaware limited liability company (“Parnassus”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • February 27th, 2017 • Dunham Funds
June 21, 2016 to add Dunham Alternative Dividend Fund and to delete Dunham Large Cap Growth Fund and Dunham Alternative Income Fund.
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • April 9th, 2010 • Dunham Funds
*This schedule was amended on May 14, 2008 to add Dunham Monthly Distribution Fund and on March 23, 2010 to add Dunham Loss Averse Growth Fund ..
SHAREHOLDER SERVICING PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Servicing Plan and Agreement • September 13th, 2010 • Ladenburg Thalmann Alternative Strategies Fund
This is a SHAREHOLDER SERVICES AGREEMENT (the “Plan”) made as of June 17, 2010 by and between Ladenburg Thalmann Alternative Strategies Fund (the “Fund,”), and the distributor for the Fund, Ladenburg Thalmann & Co, Inc. (the “DISTRIBUTOR”).
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • October 16th, 2013 • Dunham Funds
AMENDMENT NO. 1 TO AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • April 28th, 2023 • Parnassus Income Funds
THIS AMENDMENT NO. 1 (this “Amendment”) to the AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENT, dated March 24, 2021 and novated October 1, 2021 (the “Agreement”), is made and effective as of December 28, 2022, by and among PARNASSUS FUNDS and PARNASSUS INCOME FUNDS, each a Massachusetts business trust (collectively, the “Trusts”), and PARNASSUS INVESTMENTS, LLC, a Delaware limited liability company (“Parnassus”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT NO. 1 TO AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • December 28th, 2022 • Parnassus Funds
THIS AMENDMENT NO. 1 (this “Amendment”) to the AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN AND AGREEMENT, dated March 24, 2021 and novated October 1, 2021 (the “Agreement”), is made and effective as of December 28, 2022, by and among PARNASSUS FUNDS and PARNASSUS INCOME FUNDS, each a Massachusetts business trust (collectively, the “Trusts”), and PARNASSUS INVESTMENTS, LLC, a Delaware limited liability company (“Parnassus”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
SHAREHOLDER SERVICING PLAN AND AGREEMENT THIS SHAREHOLDER SERVICING PLAN AND AGREEMENT ("Agreement") is made as of the 13th day of March, 1996 by and between THE PARNASSUS FUND, a Massachusetts business trust (the "Fund"), and PARNASSUS INVESTMENTS, a...Shareholder Servicing Plan and Agreement • March 1st, 1996 • Parnassus Fund • California
ENTRUST MULTI-STRATEGY FUND SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • March 27th, 2014 • Entrust Multi-Strategy Fund • New York
This Shareholder Servicing Plan and Agreement (the “Plan”) is adopted by EnTrust Multi-Strategy Fund (the “Fund”) with respect to its shares of beneficial interest, and is entered into by the Fund and EnTrust Securities LLC, the principal underwriter to the Fund (“Distributor”), subject to the following terms and conditions. The Plan is not adopted pursuant to Rule 12b-l under the Investment Company Act of 1940, as amended (the “Act”).
SHAREHOLDER SERVICING PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Servicing Plan and Agreement • January 6th, 2014 • Wildermuth Endowment Strategy Fund
This is a SHAREHOLDER SERVICES AGREEMENT (the “Plan”) made as of _____, 2013 by and between Wildermuth Endowment Strategies Fund (the “Fund,”), and the distributor for the Fund, Realty Capital Securities, LLC (the “DISTRIBUTOR”).
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • February 22nd, 2008 • Dunham Funds
We herewith confirm our agreement with you as follows with respect to the Class A and Class C shares of each Fund listed on Appendix A hereto (each a “Fund” and collectively, the “Funds”):
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder servicing Plan and Agreement • November 29th, 2011 • Dunham Funds
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • February 11th, 2005 • Parnassus Fund • California
THIS SHAREHOLDER SERVICING PLAN AND AGREEMENT (“Agreement”) is made as of the 27th day of July, 2004 by and between THE PARNASSUS FUND and the PARNASSUS INCOME TRUST, Massachusetts business trusts (the “Funds”), and PARNASSUS INVESTMENTS, a California corporation (“Parnassus”).
KKR ALTERNATIVE CORPORATE OPPORTUNITIES FUND P SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • October 18th, 2012 • KKR Alternative Corporate Opportunities Fund P • New York
This Shareholder Servicing Plan and Agreement (the “Plan”) is adopted by KKR Alternative Corporate Opportunities Fund P (the “Fund”) with respect to its shares of beneficial interest, and is entered into by the Fund and SEI Investments Distribution Co., the principal underwriter to the Fund (“Distributor”), subject to the following terms and conditions. The Plan is not adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”).
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • August 31st, 2012 • Dunham Funds
