Secretary and Amlo Agreement Sample Contracts

AMENDMENT TO FUND PFO/TREASURER, CCO, SECRETARY AND AMLO AGREEMENT
Secretary and Amlo Agreement • February 28th, 2024 • HSBC Funds

This Amendment to Fund PFO/TREASURER, CCO, Secretary and AMLO Agreement (this “Amendment”) is made and entered into effective as of July 25, 2023 (the “Amendment Effective Date”), by and between Adviser Compliance Associates, LLC doing business as ACA Group (“ACA”), a limited liability company with a place of business at 909 Rose Avenue, Suite 950, North Bethesda, MD 20852, and HSBC Funds (“Client”), a company with a place of business at 452 Fifth Avenue, New York, NY 10018.

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FUND PFO/TREASURER, CCO, SECRETARY AND AMLO AGREEMENT
Secretary and Amlo Agreement • November 30th, 2022 • HSBC Funds • Delaware

AGREEMENT made as of November 7, 2022 by and between HSBC Funds, a Delaware statutory trust, with its principal office and place of business at 452 Fifth Avenue New York, New York 10018 (the “Fund Company”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).

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