Sc-13g-a Sample Contracts
EXHIBIT 1 --------- AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G -------------------------------------------- Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on...Agreement as to Joint Filing of Schedule 13g • January 30th, 2015 • Citigroup Inc • National commercial banks
Contract Type FiledJanuary 30th, 2015 Company IndustryEach of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf.
ARTICLE II. REPRESENTATIONS AND WARRANTIES OF THE STOCKHOLDERSVoting Agreement • February 16th, 1999 • Special Metals Corp • Steel works, blast furnaces & rolling & finishing mills • Delaware
Contract Type FiledFebruary 16th, 1999 Company Industry Jurisdiction
JOINT FILING AGREEMENTJoint Filing Agreement • February 16th, 2010 • Psagot Investment House Ltd. • Services-prepackaged software
Contract Type FiledFebruary 16th, 2010 Company IndustryBy this Agreement, the undersigned agree that this Statement on Schedule 13G being filed on or about this date, and any subsequent amendments thereto filed by any of us, with respect to the securities of Retalix Ltd. is being filed on behalf of each of us.
------------------- CUSIP NO. 470359100 13 G PAGE 17 OF 18 PAGES ------------------- -------------------Agreement • January 18th, 2007 • High Ridge GP Holdings LLC • Fire, marine & casualty insurance
Contract Type FiledJanuary 18th, 2007 Company IndustryPursuant to Rule 13d-1(k)(1) promulgated pursuant to the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13G/A is being filed on behalf of each of the undersigned with respect to the shares of common stock, $0.01 par value per share, of James River Group, Inc.
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments...Joint Filing Agreement • June 10th, 2016 • First Trust Portfolios Lp
Contract Type FiledJune 10th, 2016 CompanyThe undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
Amendment II to Shareholders' Agreement regarding Telia AB by and between The Republic of Finland and The Kingdom of SwedenShareholders' Agreement • February 14th, 2005 • Finland Republic Of • Foreign governments
Contract Type FiledFebruary 14th, 2005 Company Industry
October 7, 1999 Bell Atlantic Investments, Inc. 1095 Avenue of the Americas New York, New York 10036 Ladies and Gentlemen: Reference is made to the Securities Purchase Agreement, dated as of the date hereof (the "Securities Purchase Agreement"), by...Securities Purchase Agreement • December 2nd, 1999 • Metromedia Co Et Al • Television broadcasting stations • New York
Contract Type FiledDecember 2nd, 1999 Company Industry Jurisdiction
JOINT FILING AGREEMENTJoint Filing Agreement • July 12th, 2010 • Orexigen Therapeutics, Inc. • Pharmaceutical preparations
Contract Type FiledJuly 12th, 2010 Company Industry
EXHIBIT I AGREEMENTTrust Agreement • February 14th, 1996 • Crow Thomas L Et Al • Blank checks
Contract Type FiledFebruary 14th, 1996 Company IndustryAgreement dated February 14, 1996 among Thomas L Crow; Carol Ann Crow; Thomas L. Crow, as Trustee of the Crow 1990 Community Property Trust under Declaration dated 6/8/90; Carol Ann Crow, as Trustee of the Crow 1990 Community Property Trust under Declaration dated 6/8/90; Thomas L. Crow, as Trustee of the Thomas L. Crow 9% Net Income With Make-Up Charitable Remainder Trust No. 1 dated 12/17/94; Carol Ann Crow, as Trustee of the Thomas L. Crow 9% Net Income With Make-Up Charitable Remainder Trust No. 1 dated 12/17/94; Thomas L. Crow, as Trustee of the Thomas L. Crow 20% Net Income With Make-Up Charitable Remainder Trust No. 2 dated 12/17/94; and Carol Ann Crow, as Trustee of the Thomas L. Crow 20% Net Income With Make-Up Charitable Remainder Trust No. 2 dated 12/17/94; Thomas L. Crow, as Trustee of the Thomas L. Crow 6% Net Income With Make-Up Charitable Remainder Trust No. 3 dated 7/6/95; Carol Ann Crow, as Co-Trustee of the Thomas L. Crow 6% Net Income With Make-Up Charitable Remainde
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G/A (including...Joint Filing Agreement • February 19th, 2009 • Desert Projects Inc • Services-employment agencies
Contract Type FiledFebruary 19th, 2009 Company IndustryIn accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G/A (including amendments thereto) with respect to the common stock, $.001 par value per share of St. Joseph, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filing. In evidence thereof, the undersigned, being duly authorized, have executed this Joint Filing Agreement this 17th day of February 2009.
EXHIBIT 1Memorandum of Understanding • August 13th, 1999 • Razin Sheldon • Services-computer integrated systems design
Contract Type FiledAugust 13th, 1999 Company Industry
AGREEMENT OF JOINT FILINGJoint Filing Agreement • February 8th, 2012 • Burnham Asset Management Corp /Ny/ • Services-computer programming services
Contract Type FiledFebruary 8th, 2012 Company IndustryPursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of common stock of PDF SOLUTIONS INC. The undersigned hereby further agree that this statement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all of which counterparts shall together constitute one and the same instrument.
EXHIBIT I JOINT FILING AGREEMENT ---------------------- Each of the undersigned hereby agrees that the Schedule 13G filed herewith is filed jointly, pursuant to Rule 13d-1(b)(1) of the Securities Exchange Act of 1934, as amended on behalf of each of...Joint Filing Agreement • February 9th, 2011 • Axa Financial Inc • Life insurance
Contract Type FiledFebruary 9th, 2011 Company IndustryEach of the undersigned hereby agrees that the Schedule 13G filed herewith is filed jointly, pursuant to Rule 13d-1(b)(1) of the Securities Exchange Act of 1934, as amended on behalf of each of them.
CITIBANK, N.A.Agreement as to Joint Filing of Schedule 13g • May 11th, 2015 • Citigroup Inc • National commercial banks
Contract Type FiledMay 11th, 2015 Company IndustryEach of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf.
STOCK EXCHANGE AGREEMENT TABLE OF CONTENTS ----------------- Page No. --------Stock Exchange Agreement • May 30th, 1997 • Allen Paul G
Contract Type FiledMay 30th, 1997 Company
Gorsek's Agreement Edwards Angell Palmer & Dodge LLP Draft of 3/16/2010 Privileged & Confidential Attorney-Client Communication STOCK PURCHASE AGREEMENT This Agreement (this "Agreement"), dated as of March 23, 2010, is by and among Great Hill Equity...Stock Purchase Agreement • April 7th, 2010 • Vitacost.com, Inc. • Retail-catalog & mail-order houses • New York
Contract Type FiledApril 7th, 2010 Company Industry Jurisdiction
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule...Joint Filing Agreement • April 3rd, 2019 • Levin Capital Strategies, L.P. • Bottled & canned soft drinks & carbonated waters
Contract Type FiledApril 3rd, 2019 Company IndustryIn accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule 13G/A) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, no par value, of Cott Corporation, and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments...Joint Filing Agreement • July 12th, 2024 • First Trust Portfolios Lp
Contract Type FiledJuly 12th, 2024 CompanyThe undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
1 ----------------------------------------------------------------------------- --- EXHIBIT I ----------------------------------------------------------------- --------------- Item 3 (b) /X/ Bank as defined in Section 3(a)(b) of the Act Chancellor LGT...Exhibit • February 9th, 1998 • Chancellor LGT Asset Management Inc
Contract Type FiledFebruary 9th, 1998 Company
Joint Filing AgreementJoint Filing Agreement • February 14th, 2008 • Ospraie Management, LLC • Petroleum refining
Contract Type FiledFebruary 14th, 2008 Company IndustryThe undersigned agree that this Schedule 13G amendment, and all amendments thereto and any Schedule 13D required to be filed, relating to the Common Shares of Nova Biosource Fuels, Inc. shall be filed jointly by the undersigned.
JOINT FILING AGREEMENT ----------------------Joint Filing Agreement • January 29th, 2007 • Amvescap PLC/London/ • Investment advice
Contract Type FiledJanuary 29th, 2007 Company IndustryIn accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize AMVESCAP PLC, as the ultimate parent company of each of its undersigned subsidiaries, to file such Schedule 13G, and any and all amendments thereto, on behalf of each of them.
CITIBANK, N.A.Joint Filing Agreement • May 11th, 2015 • Citigroup Inc • National commercial banks
Contract Type FiledMay 11th, 2015 Company IndustryEach of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf.
EXHIBIT I JOINT FILING AGREEMENT ---------------------- Each of the undersigned hereby agrees that the Schedule 13G filed herewith is filed jointly, pursuant to Rule 13d-1(b)(1) of the Securities Exchange Act of 1934, as amended on behalf of each of...Joint Filing Agreement • September 9th, 2016 • Axa Financial Inc • Life insurance
Contract Type FiledSeptember 9th, 2016 Company IndustryEach of the undersigned hereby agrees that the Schedule 13G filed herewith is filed jointly, pursuant to Rule 13d-1(b)(1) of the Securities Exchange Act of 1934, as amended on behalf of each of them.
JOINT FILING AGREEMENTJoint Filing Agreement • September 30th, 2016 • Levin Capital Strategies, L.P. • Food and kindred products
Contract Type FiledSeptember 30th, 2016 Company IndustryIn accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule 13G) on behalf of each of them of a statement on Schedule 13G/A (including amendments thereto) with respect to the Common Stock,$0.01 par value, of Pinnacle Foods Inc., and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.
EXHIBIT 1 JOINT FILING AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13G filed on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of the Common...Joint Filing Agreement • February 11th, 2009 • Ge Capital Equity Investments Inc • Personal credit institutions
Contract Type FiledFebruary 11th, 2009 Company IndustryThis will confirm the agreement by and among all the undersigned that the Schedule 13G filed on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of the Common Stock, no par value per share, of Orion Energy Systems, Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1). This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
EXHIBIT A AFFILIATE AGREEMENT American Oncology Resources, Inc. 16825 Northchase Drive, Suite 1300 Houston, Texas 77060 Attention: Phillip H. Watts Ladies and Gentlemen: The undersigned has been advised that, as of the date hereof, the undersigned may...Affiliate Agreement • February 16th, 1999 • Texas Oncology Pa • Services-specialty outpatient facilities, nec • Delaware
Contract Type FiledFebruary 16th, 1999 Company Industry Jurisdiction
EXHIBIT A In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned does hereby consent and agree to the joint filing on behalf of each of them of a statement on Schedule 13G and all amendments...Joint Filing Agreement • August 19th, 2008 • Andreeff Dane • Retail-eating places
Contract Type FiledAugust 19th, 2008 Company IndustryIn accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned does hereby consent and agree to the joint filing on behalf of each of them of a statement on Schedule 13G and all amendments thereto with respect to the Common Stock of Benihana Inc. beneficially owned by each of them, and the inclusion of this Joint Filing Agreement as an exhibit thereto.
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule...Joint Filing Agreement • January 4th, 2019 • Levin Capital Strategies, L.P. • Canned, frozen & preservd fruit, veg & food specialties
Contract Type FiledJanuary 4th, 2019 Company IndustryIn accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule 13G/A) on of each of them of a statement on Schedule 13G/A (including amendments thereto) behalf with respect to the Common Stock,$0.01 par value, of TreeHouse Foods, Inc. , and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which taken taken together shall constitute one and the same instrument.
JOINT FILING AGREEMENTJoint Filing Agreement • January 26th, 2016 • Levin Capital Strategies, L.P. • Laboratory analytical instruments
Contract Type FiledJanuary 26th, 2016 Company IndustryIn accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule 13G) on behalf of each of them of a statement on Schedule 13G/A (including amendments thereto) with respect to the Common Stock, $0.01 par value per share, of Affymetrix,Inc., and that this Agreement is included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.
RIGEL PHARMACEUTICALS, INC. COMMON STOCK AND WARRANT PURCHASE AGREEMENT April 29, 2003 TABLE OF CONTENTSCommon Stock and Warrant Purchase Agreement • May 12th, 2003 • Alta Partners • Pharmaceutical preparations • California
Contract Type FiledMay 12th, 2003 Company Industry Jurisdiction
JOINT FILING AGREEMENTJoint Filing Agreement • October 7th, 2008 • Iridian Asset Management LLC/Ct • Natural gas transmission
Contract Type FiledOctober 7th, 2008 Company IndustryThis JOINT FILING AGREEMENT is made and entered into by and among Iridian Asset Management LLC, The Governor and Company of the Bank of Ireland, IBI Interfunding, BancIreland/First Financial, Inc., and BIAM (US) Inc.
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments...Joint Filing Agreement • December 6th, 2024 • First Trust Portfolios Lp
Contract Type FiledDecember 6th, 2024 CompanyThe undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
EXHIBIT NO. 99.1 TO SCHEDULE 13G JOINT FILING AGREEMENT ---------------------------------------------------Joint Filing Agreement • April 3rd, 2008 • Morgan Stanley • Security brokers, dealers & flotation companies
Contract Type FiledApril 3rd, 2008 Company Industry
Joint Filing AgreementJoint Filing Agreement • February 14th, 2024 • Biotechnology Value Fund L P • Investment advice
Contract Type FiledFebruary 14th, 2024 Company IndustryThe undersigned hereby agree that the Statement on Schedule 13G dated February 14, 2024 with respect to the Ordinary Shares, nominal value $0.025 per share, of GH Research PLC, an Irish company, and any further amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.
AGREEMENT OF JOINT FILINGAgreement of Joint Filing • December 9th, 2011 • Burnham Asset Management Corp /Ny/ • Patent owners & lessors
Contract Type FiledDecember 9th, 2011 Company IndustryPursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of common stock of SRS LABS INC. The undersigned hereby further agree that this statement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all of which counterparts shall togetherconstitute one and the same instrument.