S. Pb Agreement Sample Contracts

AMENDMENT No. 1 TO

S. Pb Agreement • September 30th, 2015 • Guggenheim Strategic Opportunities Fund • New York

• Contract Type
  S. Pb Agreement
• Filed
  September 30th, 2015
• Company
  Guggenheim Strategic Opportunities Fund
• Jurisdiction
  New York

AMENDMENT AGREEMENT (the “Amendment”), dated as of March 13, 2015 to the U.S. PB Agreement, dated as of November 20, 2008, as may be amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (formerly Claymore/Guggenheim Strategic Opportunities Fund) (the “Customer”).

AGREEMENT OF NOVATION TO

S. Pb Agreement • March 20th, 2017 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York

• Contract Type
  S. Pb Agreement
• Filed
  March 20th, 2017
• Company
  Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund)
• Jurisdiction
  New York

Agreement of Novation, dated as of March 20, 2017, between BNP Paribas Prime Brokerage, Inc. (“BNPP PB”) and Guggenheim Enhanced Equity Income Fund (formerly Old Mutual/Claymore Long-Short Fund) (the “Customer”).