FIRST AMENDMENT TO REGULATORY SERVICES AGREEMENTRegulatory Services Agreement • August 8th, 2008 • Nasdaq Omx Group, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledAugust 8th, 2008 Company IndustryTHIS FIRST AMENDMENT TO REGULATORY SERVICES AGREEMENT (the “First Amendment”) is made and entered into this 28th day of March, 2008, by and between The NASDAQ Exchange LLC, a Delaware limited liability company and assignee of The Nasdaq Stock Market, Inc. (“Nasdaq”), and the Financial Industry Regulatory Authority, Inc., a Delaware nonprofit corporation and successor in interest to NASD Regulation, Inc. (“FINRA”).
Exhibit 10.5 REGULATORY SERVICES AGREEMENTRegulatory Services Agreement • April 30th, 2001 • Nasdaq Stock Market Inc • New York
Contract Type FiledApril 30th, 2001 Company Jurisdiction
THE NASDAQ STOCK MARKET, INC. 5.83% Senior Notes due May 9, 2007 NOTE PURCHASE AGREEMENT Dated May 9, 2002Regulatory Services Agreement • May 15th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMay 15th, 2002 Company Industry Jurisdiction