Purchase Warrant Sample Contracts

Share Cite Term
Link

Embed (HTML)
Ordinary Share Purchase Warrant Rosetta Genomics Ltd. (October 11th, 2017)

THIS ORDINARY SHARE PURCHASE WARRANT (the "Warrant") certifies that, for value received, [ ] or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after October 2, 2017 (the "Initial Exercise Date") and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the "Termination Date") but not thereafter, to subscribe for and purchase from Rosetta Genomics Ltd., an Israeli corporation (the "Company"), up to [ ] shares (as subject to adjustment hereunder, the "Warrant Shares") of Ordinary Shares, NIS 7.2 par value (the "Ordinary Share(s)"). The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

Ordinary Share Purchase Warrant Rosetta Genomics Ltd. (October 11th, 2017)

THIS ORDINARY SHARE PURCHASE WARRANT (the "Warrant") certifies that, for value received, [ ] or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after October 2, 2017 (the "Initial Exercise Date") and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the "Termination Date") but not thereafter, to subscribe for and purchase from Rosetta Genomics Ltd., an Israeli corporation (the "Company"), up to [ ] shares (as subject to adjustment hereunder, the "Warrant Shares") of Ordinary Shares, NIS 7.2 par value (the "Ordinary Share(s)"). The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to the Engagement Agreement, dated September 27, 2017, between the Company and H.C. Wainwright & Co., LLC.

PV Nano Cell, Ltd. – Ordinary Share Purchase Warrant (August 22nd, 2017)

THIS COMMON STOCK PURCHASE WARRANT (the "Warrant") certifies that, for value received, Alpha Capital Anstalt, with an address at: Lettstrasse 32, 9490 Vaduz, Liechtenstein, or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the "Initial Exercise Date") and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the "Termination Date") but not thereafter, to subscribe for and purchase from P.V. NANO CELL LTD., a company formed under the laws of the State of Israel (the "Company"), up to 333,333 shares (as subject to adjustment hereunder, the "Warrant Shares") of Ordinary Shares. The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

Eastside Distilling, Inc. – The REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR a PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN: (I) Roth Capital Partners, LLC ("Roth"), Aegis Capital Corp. ("Aegis") or an Underwriter or a Selected Dealer Participating in the Offering; Or (Ii) a Bona Fide Officer or Partner (August 9th, 2017)

THIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [________________] [DATE THAT IS ONE YEAR FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [___________________] [DATE THAT IS FIVE YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].

Eastside Distilling, Inc. – The REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR a PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN: (I) Roth Capital Partners, LLC ("Roth"), Aegis Capital Corp. ("Aegis") or an Underwriter or a Selected Dealer Participating in the Offering; Or (Ii) a Bona Fide Officer or Partner (July 21st, 2017)

THIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [________________] [DATE THAT IS ONE YEAR FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [___________________] [DATE THAT IS FIVE YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].

Citius Pharmaceuticals, Inc. – The Registered Holder of This Purchase Warrant by Its Acceptance Hereof, Agrees That It Will Not Sell, Transfer or Assign This Purchase Warrant Except as Herein Provided and the Registered Holder of This Purchase Warrant Agrees That It Will Not Sell, Transfer, Assign, Pledge or Hypothecate This Purchase Warrant for a Period of One Hundred Eighty Days Following the Effective Date (Defined Below) to Anyone Other Than (I) Aegis Capital Corp. Or an Underwriter or a Selected Dealer in Connection With the Offering, or (Ii) a Bona Fide Officer or Partner of Aegis Capital Corp. Or of Any Such Underwri (July 13th, 2017)

THIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [________________] [DATE THAT IS SIX MONTHS FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [___________________] [DATE THAT IS FIVE YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].

Eastside Distilling, Inc. – The Registered Holder of This Purchase Warrant by Its Acceptance Hereof, Agrees That It Will Not Sell, Transfer or Assign This Purchase Warrant Except as Herein Provided and the Registered Holder of This Purchase Warrant Agrees That It Will Not Sell, Transfer, Assign, Pledge or Hypothecate This Purchase Warrant for a Period of One Hundred Eighty Days Following the Effective Date (Defined Below) to Anyone Other Than (I) Aegis Capital Corp. Or an Underwriter or a Selected Dealer in Connection With the Offering, or (Ii) a Bona Fide Officer or Partner of Aegis Capital Corp. Or of Any Such Underwri (July 7th, 2017)

THIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [________________] [DATE THAT IS ONE YEAR FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [___________________] [DATE THAT IS FIVE YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].

Cytodyn Inc – PURCHASE WARRANT Issued To: Exercisable to Purchase [ ] Shares of Common Stock of CYTODYN INC. Warrant No. P - [ ] Void After [ ], 20[ ] (June 22nd, 2017)

This is to certify that, for value received and subject to the terms and conditions set forth below, the Warrantholder is entitled to purchase, and the Company promises and agrees to sell and issue to the Warrantholder, at any time on or after the Initial Exercise Date and on or before the Expiration Date, up to [ ] shares of Common Stock at the per share Exercise Price.

Check-Cap Ltd – Form of Placement Agent's Ordinary Share Purchase Warrant Check-Cap Ltd. (June 2nd, 2017)

THIS ORDINARY SHARE PURCHASE WARRANT (the "Warrant") certifies that, for value received, [___] or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the "Initial Exercise Date") and on or prior to the close of business on the one year anniversary of the Initial Exercise Date (the "Termination Date") but not thereafter, to subscribe for and purchase from Check-Cap Ltd., an Israeli limited liability company (the "Company"), up to [___] Ordinary Shares, NIS 0.20 par value (the "Ordinary Share(s)") (as subject to adjustment hereunder, the "Warrant Shares"). The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to the Engagement Agreement, dated May 26, 2017, between the Company and Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC.

China Internet Nationwide Financial Services, Inc. – The Registered Holder of This Purchase Warrant by Its Acceptance Hereof, Agrees That It Will Not Sell, Transfer or Assign This Purchase Warrant Except as Herein Provided and the Registered Holder of This Purchase Warrant Agrees That It Will Not Sell, Transfer, Assign, Pledge or Hypothecate This Purchase Warrant for a Period of One Hundred Eighty Days Following the Effective Date (Defined Below) to Anyone Other Than (I) Boustead Financial Securities, Inc. Or an Underwriter or a Selected Dealer in Connection With the Offering, or (Ii) a Bona Fide Officer or Partner of Boustead Financial Securiti (May 10th, 2017)

THIS PURCHASE WARRANT IS NOT EXERCISABLE AND VOID AFTER 5:00 P.M., EASTERN TIME, [*] [ DATE THAT IS TWO YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].

Cormedix Inc – Underwriter's Purchase Warrant Cormedix Inc. (May 3rd, 2017)

THIS COMMON STOCK PURCHASE WARRANT (the "Warrant") certifies that, for value received, _____________ or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Initial Exercise Date and on or prior to the close of business on the day that is April 28, 2022 (the "Termination Date") but not thereafter, to subscribe for and purchase from CorMedix Inc., a Delaware corporation (the "Company"), up to ______ shares (as subject to adjustment hereunder, the "Warrant Shares") of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). The warrant is issued pursuant to that certain Underwriting Agreeemnt, dated April 28, 2017, between the Company and H.C. Wainwright & Co., LLC.

China Internet Nationwide Financial Services, Inc. – The Registered Holder of This Purchase Warrant by Its Acceptance Hereof, Agrees That It Will Not Sell, Transfer or Assign This Purchase Warrant Except as Herein Provided and the Registered Holder of This Purchase Warrant Agrees That It Will Not Sell, Transfer, Assign, Pledge or Hypothecate This Purchase Warrant for a Period of One Hundred Eighty Days Following the Effective Date (Defined Below) to Anyone Other Than (I) Boustead Financial Securities, Inc. Or an Underwriter or a Selected Dealer in Connection With the Offering, or (Ii) a Bona Fide Officer or Partner of Boustead Financial Securiti (April 17th, 2017)

THIS PURCHASE WARRANT IS NOT EXERCISABLE AND VOID AFTER 5:00 P.M., EASTERN TIME, [*] [ DATE THAT IS TWO YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].

Common Share Purchase Warrant Copsync, Inc. (April 10th, 2017)

COPSYNC, INC., a Delaware corporation (the "Company"), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, _______ the registered holder hereof or its permitted assigns (the "Holder"), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after the Issuance Date (the "Initial Exercisability Date"), but not after 5:30 p.m., New York time, on the Expiration Date, (as defined below), ____________ (___) fully paid nonassessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the "Warrant Shares"). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this "Warrant"), shall have the meanings set forth in Section 17. This Warrant is one

Sgoco Group Ltd – ORDINARY SHARE PURCHASE WARRANT Sgoco Group, Ltd. (April 6th, 2017)

THIS ORDINARY SHARE PURCHASE WARRANT (the "Warrant") certifies that, for value received, ____________ or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the "Initial Exercise Date") and on or prior to the close of business on the four (4) year anniversary of the Initial Exercise Date (the "Termination Date") but not thereafter, to subscribe for and purchase from SGOCO Group, Ltd., a Cayman Islands limited company (the "Company"), up to ______ Ordinary Shares (as subject to adjustment hereunder, the "Warrant Shares"). The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

Celldonate Inc – SERIES a SHARE PURCHASE WARRANT Gold TORRENT, INC. (February 17th, 2017)

THIS SERIES A SHARE PURCHASE WARRANT (the "Warrant") certifies that, for value received, CRH MEZZANINE PTE. LTD. or its designee (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the "Issue Date") and on or prior to 5:00 p.m. (Eastern Time) on February 9, 2020 (the "Termination Date") but not thereafter, to subscribe for and purchase from Gold Torrent, Inc., a Nevada corporation (the "Company"), up to two million (2,000,000) shares of common stock, US$0.001 par value ("Common Shares")(as subject to adjustment hereunder, the "Warrant Shares"). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

Common Share Purchase Warrant Copsync, Inc. (February 15th, 2017)

COPSYNC, INC., a Delaware corporation (the "Company"), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the "Holder"), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after [ ], 20171 (the "Initial Exercisability Date"), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)2 fully paid nonassessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the "Warrant Shares"). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this "Warrant"), shall have the meanings set forth in Section 17. Thi

Algae Dynamics Corp. – AMENDED AND RESTATED COMMON SHARE PURCHASE WARRANT Algae Dynamics Corp. (February 3rd, 2017)

THIS COMMON SHARE PURCHASE WARRANT (the "Warrant") certifies that, for value received, MIDTOWN PARTNERS & CO., LLC or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after January 17, 2017 (the "Initial Issuance Date") and on or prior to the close of business on January 16, 2022 (the "Termination Date") but not thereafter, to subscribe for and purchase from ALGAE DYNAMICS CORP., a corporation organized under the Canada Business Corporations Act (the "Company"), 900,000 common shares (the "Common Shares") of the capital of the Company (subject to adjustment hereunder, the "Warrant Shares"). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

Baixo Relocation Services, Inc. – Share Purchase Warrant (January 13th, 2017)

This is to certify that, for value received, _____ (the "Holder"), is entitled to purchase up to a total of ____ fully paid and non-assessable shares of the $0.001 par value common stock (each a "Warrant Share") of Baixo Relocation Services Inc., a Nevada corporation (the "Company") for the period commencing upon the date of issuance of this Warrant by the Company, that being on December 1, 2016 and ending at 5:00 p.m. (Eastern Standard Time) on December 1, 2019 (the "Time of Expiry"), at the exercise price of $0.40 for each one full Warrant Share (the "Warrant Exercise Price").

Common Share Purchase Warrant Copsync, Inc. (January 11th, 2017)

COPSYNC, INC., a Delaware corporation (the "Company"), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the "Holder"), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after [ ], 20171 (the "Initial Exercisability Date"), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)2 fully paid nonassessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the "Warrant Shares"). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this "Warrant"), shall have the meanings set forth in Section 17. Thi

Common Share Purchase Warrant Copsync, Inc. (January 11th, 2017)

COPSYNC, INC., a Delaware corporation (the "Company"), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the "Holder"), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after [ ], 20171 (the "Initial Exercisability Date"), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)2 fully paid nonassessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the "Warrant Shares"). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this "Warrant"), shall have the meanings set forth in Section 17. Thi

Common Share Purchase Warrant Copsync, Inc. (January 10th, 2017)

COPSYNC, INC., a Delaware corporation (the "Company"), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the "Holder"), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after [ ], 20171 (the "Initial Exercisability Date"), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)2 fully paid nonassessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the "Warrant Shares"). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this "Warrant"), shall have the meanings set forth in Section 17. Thi

Common Share Purchase Warrant Copsync, Inc. (January 10th, 2017)

COPSYNC, INC., a Delaware corporation (the "Company"), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [HOLDER], the registered holder hereof or its permitted assigns (the "Holder"), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after [ ], 20171 (the "Initial Exercisability Date"), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), ______________ (_____________)2 fully paid nonassessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the "Warrant Shares"). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this "Warrant"), shall have the meanings set forth in Section 17. Thi

Cortendo AB – Ordinary Share Purchase Warrant Strongbridge Biopharma Plc (December 23rd, 2016)

THIS ORDINARY SHARE PURCHASE WARRANT (the Warrant) certifies that, for value received, or its assigns (the Holder) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June , 2017 (the Initial Exercise Date) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the Termination Date) but not thereafter, to subscribe for and purchase from Strongbridge Biopharma plc, an Irish public limited company (the Company), up to ordinary shares (as subject to adjustment hereunder, the Warrant Shares). The purchase price of one ordinary share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

Energy Fuels Inc – ENERGY FUELS INC. And CST TRUST COMPANY and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC WARRANT INDENTURE Providing for the Issue of Common Share Purchase Warrants Dated as of September 20, 2016 (September 20th, 2016)

ENERGY FUELS INC., a corporation existing under the laws of Ontario and having its registered office in the City of Toronto, in the Province of Ontario

Dragonwave Inc – Pre-Funded Common Share Purchase Warrant Dragonwave Inc. (August 8th, 2016)

THIS COMMON SHARE PURCHASE WARRANT (the Warrant) certifies that, for value received, or its assigns (the Holder) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August , 2016 (the Initial Exercise Date) (and shall have no expiration date), to subscribe for and purchase from Dragonwave Inc., a corporation incorporated under the Canada Business Corporations Act (the Company), up to [ ] common shares of the Corporation (subject to adjustment hereunder, the Warrant Shares). This Warrant is one of the Pre-Funded Warrants comprising part of the Class B Units issued pursuant to (i) that certain underwriting agreement dated [ ], 2016 between the Company and any underwriter named therein (the Underwriting Agreement), and (ii) the Companys registration statement on form F-1 (File No. 333-212428) (the Registration Statement).

Dragonwave Inc – Long-Term Common Share Purchase Warrant Dragonwave Inc. (August 8th, 2016)

THIS COMMON SHARE PURCHASE WARRANT (the Warrant) certifies that, for value received, or its assigns (the Holder) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August 8, 2016 (the Initial Exercise Date) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the Termination Date) but not thereafter, to subscribe for and purchase from Dragonwave Inc., a corporation incorporated under the Canada Business Corporations Act (the Company), up to common shares of the Corporation (as subject to adjustment hereunder, the Warrant Shares). The purchase price of one common share of the Company (a Common Share) shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is one of the Long-Term Warrants comprising part of the Units issued pursuant to (i) that certain underwriting agreement dated August 3, 2016 between the

Dragonwave Inc – Short-Term Common Share Purchase Warrant Dragonwave Inc. (August 8th, 2016)

THIS COMMON SHARE PURCHASE WARRANT (the Warrant) certifies that, for value received, or its assigns (the Holder) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August 8, 2016 (the Initial Exercise Date) and on or prior to the close of business on the six-month anniversary of the Initial Exercise Date (the Termination Date) but not thereafter, to subscribe for and purchase from Dragonwave Inc., a corporation incorporated under the Canada Business Corporations Act (the Company), up to common shares of the Corporation (as subject to adjustment hereunder, the Warrant Shares). The purchase price of one common share of the Company (a Common Share) shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is one of the Short-Term Warrants comprising part of the Units issued pursuant to (i) that certain underwriting agreement dated August 3, 2016 between the Com

AzurRx BioPharma, Inc. – The Registered Holder of This Purchase Warrant by Its Acceptance Hereof, Agrees That It Will Not Sell, Transfer or Assign This Purchase Warrant Except as Herein Provided and the Registered Holder of This Purchase Warrant Agrees That It Will Not Sell, Transfer, Assign, Pledge or Hypothecate This Purchase Warrant or Cause It to Be the Subject of Any Hedging, Short Sale, Derivative, Put, or Call Transaction That Would Result in the Effective Economic Disposition of the Purchase Warrant by Any Person for a Period of 180 Days Following the Effective Date (Defined Below) to Anyone Other Than (I) [__ (August 5th, 2016)

THIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [ ] [DATE THAT IS 180 DAYS FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [ ] [DATE THAT IS FIVE (5) YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].

AzurRx BioPharma, Inc. – The Registered Holder of This Purchase Warrant by Its Acceptance Hereof, Agrees That It Will Not Sell, Transfer or Assign This Purchase Warrant Except as Herein Provided and the Registered Holder of This Purchase Warrant Agrees That It Will Not Sell, Transfer, Assign, Pledge or Hypothecate This Purchase Warrant or Cause It to Be the Subject of Any Hedging, Short Sale, Derivative, Put, or Call Transaction That Would Result in the Effective Economic Disposition of the Purchase Warrant by Any Person for a Period of One (1) Year Following the Effective Date (Defined Below) to Anyone Other Than (I) (July 29th, 2016)

THIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [ ] [DATE THAT IS ONE (1) YEAR FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [ ] [DATE THAT IS FIVE (5) YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].

Dragonwave Inc – Pre-Funded Common Share Purchase Warrant Dragonwave Inc. (July 29th, 2016)

THIS COMMON SHARE PURCHASE WARRANT (the Warrant) certifies that, for value received, or its assigns (the Holder) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August , 2016 (the Initial Exercise Date) (and shall have no expiration date), to subscribe for and purchase from Dragonwave Inc., a corporation incorporated under the Canada Business Corporations Act (the Company), up to [ ] common shares of the Corporation (subject to adjustment hereunder, the Warrant Shares). This Warrant is one of the Pre-Funded Warrants comprising part of the Class B Units issued pursuant to (i) that certain underwriting agreement dated [ ], 2016 between the Company and any underwriter named therein (the Underwriting Agreement), and (ii) the Companys registration statement on form F-1 (File No. 333-212428) (the Registration Statement).

Brooklyn Cheesecake & Dessrt – Meridian Waste Solutions, Inc. Amended and Restated Purchase Warrant for Common Shares and Series C Shares July 19, 2016 (July 25th, 2016)

This Warrant amends and restates in its entirety that certain Warrant, dated December 22, 2015, by and between the parties hereto (the "Original Warrant"), which was issued in connection with that certain Credit and Guaranty Agreement, dated as of December 22, 2015, by and among the Company, certain of its Subsidiaries and Affiliates, the Purchasers named therein, and Goldman Sachs Specialty Lending Group, L.P., as administrative agent and lead arranger (as amended, restated or otherwise modified from time to time, the "Credit Agreement"). Certain capitalized terms used herein are defined in Section 15.

Stellar Biotechnologies, Inc. – COMMON SHARE PURCHASE WARRANT Stellar Biotechnologies, Inc. (June 30th, 2016)

THIS COMMON SHARE PURCHASE WARRANT (the "Warrant") certifies that, for value received, _____________ or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six (6) month anniversary of the date hereof (the "Initial Exercise Date") and on or prior to the close of business on the fifth (5th) year anniversary of the Initial Exercise Date (the "Termination Date") but not thereafter, to subscribe for and purchase from Stellar Biotechnologies, Inc., a British Columbia corporation (the "Company"), up to ______ shares (as subject to adjustment hereunder, the "Warrant Shares") of Common Shares. The purchase price of one share of Common Shares under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

Oculus Innovative Sciences – Common Share Purchase Warrant Oculus Innovative Sciences, Inc. (June 21st, 2016)

THIS COMMON SHARE PURCHASE WARRANT (the "Warrant") certifies that, for value received ____________ or his assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after 180 days from the date hereof (the "Initial Exercise Date") and on or prior to the close of business on March 31, 2019 (the "Termination Date") but not thereafter, to subscribe for and purchase from Oculus Innovative Sciences, Inc. (the "Company"), up to _____ shares of the Company's common stock (the "Common Stock") (as subject to adjustment hereunder, the "Warrant Shares"). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to that certain Financial Advisory Agreement, dated as of March 31, 2016, between the Company and Dawson James Securities, Inc. (the "Financial Agreement").

Kadmon Holdings, LLC – Class a Unit Purchase Warrant Kadmon Holdings, Llc (June 10th, 2016)

THIS WARRANT (this Warrant), dated as of [*], is issued by KADMON HOLDINGS, LLC, a Delaware limited liability company (the Company), to [*], with a mailing address set forth on the signature page (the Warrant Holder).

US Alliance Corp – Share Purchase Warrant to Subscribe for and Purchase Common Shares of US Alliance Corporation (May 2nd, 2016)

THIS CERTIFIES that, for value received, _________ (Name) is entitled to subscribe for and purchase from US Alliance Corporation, a corporation organized and existing under the laws of Kansas (the "Corporation"), for a per share purchase price of $6.00, at any time from the date hereof to three years after the completion or termination of the offering effective February 24, 2010, up to _________ Common Shares (as defined below) in the capital of the Corporation as fully paid and non-assessable Common Shares of the Corporation, subject, however, to the provisions and upon the terms and conditions hereinafter set forth. The Warrants described herein were issued pursuant to a February 24, 2010 Order of Registration KSC File No. 20105-761. As of the date of the issuance of this Warrant, the completion or termination date of the offering has not been established. Please contact US Alliance Corporation at (785) 228-0200 or email [email protected] for additional informatio