Preferred Stock Subscription Agreement Sample Contracts

SpineEx, Inc. – Series B Preferred Stock Subscription Agreement (September 18th, 2018)

This Series B Preferred Stock Subscription Agreement (as amended, this "Agreement") is entered into by and between SpineEx, Inc., a Delaware corporation (the "Company"), and the individual or entity (the "Purchaser") whose name appears on the last page of this Agreement.

SpineEx, Inc. – Series B Preferred Stock Subscription Agreement (May 8th, 2018)

This Series B Preferred Stock Subscription Agreement (as amended, this "Agreement") is entered into by and between SpineEx, Inc., a Delaware corporation (the "Company"), and the individual or entity (the "Purchaser") whose name appears on the last page of this Agreement.

SpineEx, Inc. – SpineEx, Inc. SERIES a PREFERRED STOCK SUBSCRIPTION AGREEMENT (October 13th, 2017)

This Series A Preferred Stock Subscription Agreement (as amended, this "Agreement") is entered into by and between SpineEx, Inc., a Delaware corporation (the "Company"), and the individual or entity (the "Purchaser") whose name appears on the last page of this Agreement.

art+design – PREFERRED STOCK SUBSCRIPTION AGREEMENT PETROLIA ENERGY CORPORATION (A Texas Corporation) (May 15th, 2017)

Petrolia Energy Corporation, a Texas corporation (the "Company"), is offering for purchase to a limited number of qualified investors up to an aggregate of $2,000,000.00 (the "Maximum Amount") in shares of Series A Convertible 9% Preferred Stock of the Company (the "Shares" or the "Securities") (the "Offering") for $10.00 per Share. The Shares are being offered on a "best efforts, no minimum" basis to a limited number of accredited investors and non-"U.S. Persons". The Offering is made in reliance upon an exemption from registration under the federal securities laws provided by Rule 506(b) of Regulation D and Regulation S of the Securities Act of 1933, as amended. The minimum investment is $25,000.00, although the Company may, in its discretion, accept subscriptions for a lesser amount. The Company reserves the right to reject orders for the purchase of Shares in whole or in part, and if a subscription is rejected the subscriber's funds will be returned without interest the next busine

GWG Holdings, Inc. – GWG HOLDINGS, INC. Series 2 Redeemable Preferred Stock SUBSCRIPTION AGREEMENT (February 7th, 2017)

Please complete this form to purchase Series 2 Redeemable Preferred Stock. Any sections of this form that are incomplete may be returned to your broker-dealer and may delay your purchase of Series 2 Redeemable Preferred Stock.

Phoenix Group – Series J Preferred Stock Subscription Agreement (February 2nd, 2017)

THIS SERIES J PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this "Agreement") is entered into on January 27, 2017, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the "Company"), and the person(s) (the "Purchasers") listed on the Schedule of Purchasers attached hereto as Exhibit A (the "Schedule of Purchasers").

Series a Preferred Stock Subscription Agreement (May 16th, 2016)

This Series A Preferred Stock Subscription Agreement (this "Agreement") is made as of November 23, 2015, between OMX Holdings, Inc., a Georgia corporation (the "Company") and Edgar Woolard (the "Purchaser").

Fluid Solutions – Preferred Stock Subscription Agreement in Code Green Apparel Corp. (January 29th, 2016)

When the context in which words are used in this Agreement indicates that such is the intent, singular words shall include the plural, and vice versa, and masculine words shall include the feminine and neuter genders, and vice versa. Any reference to a person shall include an individual, trust, estate, or any incorporated or unincorporated organization, including general or limited partnerships, limited liability companies, corporations, joint ventures and cooperatives, and all heirs, executors, administrators, legal representatives, successors and assigns of such person where permitted or required by the context. Captions are inserted for convenience only, are not a part of this Agreement, and shall not be used in the interpretation of this Agreement.

GWG Holdings, Inc. – GWG HOLDINGS, INC. Redeemable Preferred Stock SUBSCRIPTION AGREEMENT (October 23rd, 2015)

Please complete this form to purchase Redeemable Preferred Stock. Any sections of this form that are incomplete may be returned to your broker-dealer and may delay your purchase of Redeemable Preferred Stock.

Xzeres Wind Corp. – Xzeres Corp. Series B Participating Preferred Stock Subscription Agreement (June 15th, 2015)

SUBSCRIPTION AGREEMENT (this "Agreement") made as of June 8, 2015, between XZERES Corp., a Nevada corporation ("Xzeres" or the "Company"), and the undersigned (the "Subscriber").

Xzeres Wind Corp. – Xzeres Corp. Series B Participating Preferred Stock Subscription Agreement (June 15th, 2015)

SUBSCRIPTION AGREEMENT (this "Agreement") made as of June 8, 2015, between XZERES Corp., a Nevada corporation ("Xzeres" or the "Company"), and the undersigned (the "Subscriber").

IMH Financial Corp – Series B-2 Cumulative Convertible Preferred Stock Subscription Agreement (July 29th, 2014)

THIS SERIES B-2 CUMULATIVE CONVERTIBLE PREFERRED STOCK SUBSCRIPTION AGREEMENT (this "Agreement"), is made as of the 24th day of July, 2014 by and among IMH Financial Corporation, a Delaware corporation (the "Company"), and SRE Monarch, LLC, a Delaware limited liability company (the "Purchaser"). The Company and the Purchaser may each be referred to herein as a "Party" or collectively as the "Parties."

Phoenix Group – Preferred Stock Subscription Agreement (November 22nd, 2013)

THIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this Agreement) is entered into on November 19, 2013, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the Company) and LSGC Holdings II LLC, a Delaware limited liability company (Purchaser).

Phoenix Group – RE: Amendment No. 1 to Preferred Stock Subscription Agreement (September 13th, 2013)

This Amendment No. 1 (this Amendment) is made to that certain Preferred Stock Subscription Agreement (the Subscription Agreement), dated as of September 25, 2012, by and between Lighting Science Group Corporation (the Company) and Portman Limited (Portman). This Amendment shall be effective with respect to Portman upon execution by the Company and Portman and the filing of the Restated Certificates of Designation (as defined below) with the Secretary of State of the State of Delaware (the later to occur of such events, the Amendment Effective Date).

Phoenix Group – Preferred Stock Subscription Agreement (September 13th, 2013)

THIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this Agreement) is entered into on September 11, 2013, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the Company), PCA LSG HOLDINGS, LLC, a Delaware limited liability company (PCA Holdings), LSGC HOLDINGS II, LLC, a Delaware limited liability company (Holdings II, and together with PCA Holdings, Pegasus), and RW LSG HOLDINGS LLC, a Delaware limited liability company (Riverwood and together with Pegasus, the Purchasers).

Phoenix Group – RE: Amendment No. 1 to Preferred Stock Subscription Agreement (September 13th, 2013)

This Amendment No. 1 (this Amendment) is made to that certain Preferred Stock Subscription Agreement (the Subscription Agreement), dated as of May 25, 2012, by and among Lighting Science Group Corporation (the Company), RW LSG Holdings LLC (Riverwood) and the other Purchasers signatories thereto. This Amendment shall be effective with respect to each of the undersigned Purchasers upon execution by the Company and such Purchaser and the filing of the Restated Certificates of Designation (as defined below) with the Secretary of State of the State of Delaware (the later to occur of such events, the Amendment Effective Date).

Avangard Capital Group, Inc – Avangard Capital Group, Inc. Series a Preferred Stock Subscription Agreement (December 31st, 2012)

THIS SERIES A PREFERRED STOCK SUBSCRIPTION AGREEMENT (this "Agreement") is made as of the 22nd day of June, 2011, by and between AVANGARD CAPITAL GROUP, INC ., a Nevada corporation (the "Company"), and FRIEDMANS FINANCIAL GROUP LLC. ("Purchaser").

Ecosciences, Inc. – On-Air Impact, Inc. Series a Convertible Preferred Stock Subscription Agreement (December 21st, 2012)
William Lyon Homes Class a Common Stock and Convertible Preferred Stock Subscription Agreement (December 6th, 2012)

This Class A Common Stock and Convertible Preferred Stock Subscription Agreement (this Agreement) is made and entered into as of October 12, 2012, by and between William Lyon Homes, a Delaware corporation (the Company) and WLH Recovery Acquisition LLC, a Delaware limited liability company (the Subscriber).

Avangard Capital Group, Inc – Avangard Capital Group, Inc. Series a Preferred Stock Subscription Agreement (November 1st, 2012)

THIS SERIES A PREFERRED STOCK SUBSCRIPTION AGREEMENT (this Agreement) is made as of the 22nd day of June, 2011, by and between AVANGARD CAPITAL GROUP, INC., a Nevada corporation (the Company), and FRIEDMANS FINANCIAL GROUP LLC. (Purchaser).

Phoenix Group – Preferred Stock Subscription Agreement (September 27th, 2012)

THIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this Agreement) is entered into on September 25, 2012, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the Company) and Portman Limited, a Cayman Islands exempted company (Purchaser).

Phoenix Group – Preferred Stock Subscription Agreement (September 27th, 2012)

THIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this Agreement) is entered into on September 25, 2012, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the Company), Cleantech Europe II (A) LP, a limited partnership established under the laws of England (Cleantech A) and Cleantech Europe II (B) LP, a limited partnership established under the laws of England (Cleantech B and, each a Purchaser and collectively the Purchasers).

Phoenix Group – Preferred Stock Subscription Agreement (June 1st, 2012)

THIS PREFERRED STOCK SUBSCRIPTION AGREEMENT (as may be amended or modified from time to time in accordance with the terms hereof, this Agreement) is entered into on May 25, 2012, by and among LIGHTING SCIENCE GROUP CORPORATION, a Delaware corporation (the Company), RW LSG HOLDINGS LLC, a Delaware limited liability company (the Primary Investor) and the undersigned Purchasers (together with Primary Investor, the Purchasers).

ChemoCentryx – Series E Preferred Stock Subscription Agreement (October 14th, 2011)

This Series E Preferred Stock Subscription Agreement (the Agreement) dated as of August 26, 2008 is entered into by and between ChemoCentryx, Inc., a Delaware corporation (the Company), and the individual or entity (collectively, the Purchasers and individually, the Purchaser) whose name appears on the last page of this Agreement.

ChemoCentryx – Amendment to Series D Preferred Stock Subscription Agreement (October 14th, 2011)

This Amendment (the Amendment) to Series D Preferred Stock Subscription Agreement (the Agreement) dated as of November 8, 2007 is entered into by and between ChemoCentryx, Inc., a Delaware corporation (the Company) and Glaxo Group Limited, a limited liability company organized under the laws of England doing business as GlaxoSmithKline (GSK).

MV Portfolios, Inc. – Form of Preferred Stock Subscription Agreement (December 30th, 2010)
Clavis Technologies International Co., Ltd. – Preferred Stock Subscription Agreement (December 21st, 2010)

This Preferred Stock Subscription Agreement (this "Subscription Agreement") is executed by the parties hereto as ofthis 20th day of December, 2010.

GOLDEN EAGLE INTERNATIONAL, INC. SERIES D CONTINGENT CONVERTIBLE PREFERRED STOCK SUBSCRIPTION AGREEMENT (Settlement of Debt) (July 8th, 2009)

This Subscription Agreement (Subscription Agreement or Agreement) is for the completion of an offering of securities (the Offering) by Golden Eagle International, Inc. (the Company) to Golden Eagle Mineral Holding, Inc. (GEMH or you) and to others (each of whom is an accredited investor) for the satisfaction of certain indebtedness, which offering is being conducted pursuant to Sections 4(2) and 4(6) of the 1933 Act and Rule 506 of Regulation D thereunder. The following summarizes the Offering to the Investor:

GOLDEN EAGLE INTERNATIONAL, INC. SERIES D CONTINGENT CONVERTIBLE PREFERRED STOCK SUBSCRIPTION AGREEMENT (Settlement of Debt) (July 7th, 2009)

This Subscription Agreement (Subscription Agreement or Agreement) is for the completion of an offering of securities (the Offering) by Golden Eagle International, Inc. (the Company) to Golden Eagle Mineral Holding, Inc. (GEMH or you) and to others (each of whom is an accredited investor) for the satisfaction of certain indebtedness, which offering is being conducted pursuant to Sections 4(2) and 4(6) of the 1933 Act and Rule 506 of Regulation D thereunder. The following summarizes the Offering to the Investor:

Series a Preferred Stock Subscription Agreement (December 31st, 2008)

THIS SERIES A PREFERRED STOCK SUBSCRIPTION AGREEMENT (the "Subscription Agreement"), is made and entered into as of the ____ day of December, 2008 (the "Effective Date"), by and among Neonode, Inc., a Delaware corporation (the "Corporation"), and the subscribers whose names and addresses are listed on Exhibit A attached hereto (each, a "Subscriber" and collectively, the "Subscribers"). The Corporation and the Subscribers shall be referred to collectively herein as the "Parties" and each separately as a "Party".

SPAR Group, Inc. – Amended and Restated Series a Preferred Stock Subscription Agreement (October 6th, 2008)

This Amended and Restated Series A Preferred Stock Subscription Agreement (this "Agreement") dated September 30, 2008, and effective as of March 31, 2008, by and among SPAR Group, Inc., a Delaware corporation (the "Corporation"), each of Robert G. Brown and William H. Bartels (each a "Shareholder", and collectively, the "Shareholders"), and SPAR Management Services, Inc., a Nevada corporation wholly owned by the Shareholders ("SMSI"). The Corporation, the Shareholders and SMSI (collectively, the "Parties") are each parties to that certain Series A Preferred Stock Subscription Agreement dated as of the 31st day of March, 2008 (as the same may be supplemented, modified, amended, restated or replaced from time to time in the manner provided therein, the "Existing Subscription Agreement"). The Parties desire to amend, restate and completely replace the Existing Subscription Agreement in order to clarify and correct certain matters contained therein.

SPAR Group, Inc. – Series a Preferred Stock Subscription Agreement (October 6th, 2008)

This Series A Preferred Stock Subscription Agreement (this "Agreement") is dated September 30, 2008, and effective as of September 24, 2008, by and among SPAR Group, Inc., a Delaware corporation (the "Corporation"), and each of SP/R Inc. Defined Benefit Pension Plan, acting through Robert G. Brown, its Trustee, WHB Services, Inc. Defined Benefit Trust, acting throughWilliam H. Bartels, its Trustee, and WHB Services, Inc. Incentive Savings Trust, acting throughWilliam H. Bartels, its Trustee (each a "Purchaser", and collectively, the "Purchasers").

SPAR Group, Inc. – Series a Preferred Stock Subscription Agreement (May 15th, 2008)

This Series A Preferred Stock Subscription Agreement (this "Agreement") is made as of this 31st day of March, 2008, by and among SPAR Group, Inc., a Delaware corporation (the "Corporation"), each of Robert G. Brown and William H. Bartels (each a "Purchaser", and collectively, the "Purchasers"), and SPAR Management Services, Inc., a Nevada corporation wholly owned by the Purchasers ("SMSI").

Advance Display Technologies – ADVANCE DISPLAY TECHNOLOGIES, INC. Series G Preferred Stock SUBSCRIPTION AGREEMENT (February 27th, 2008)

THIS SUBSCRIPTION AGREEMENT (this "Agreement") is executed and delivered, as of the date set forth on the signature page hereof (the "Subscription Date"), by and between Advance Display Technologies, Inc., a Colorado corporation ("Company"), and the undersigned subscriber ("Subscriber").

Advance Display Technologies – ADVANCE DISPLAY TECHNOLOGIES, INC. Series G Preferred Stock SUBSCRIPTION AGREEMENT (November 14th, 2007)

THIS SUBSCRIPTION AGREEMENT (this "Agreement") is executed and delivered, as of the date set forth on the signature page hereof (the "Subscription Date"), by and between Advance Display Technologies, Inc., a Colorado corporation ("Company"), and the undersigned subscriber ("Subscriber").