ContractPb Agreement • April 10th, 2018 • FS Credit Income Fund • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
ContractPb Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this "Agreement") is entered into between the customer specified below ("Customer") and BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
AMENDMENT No. 1 TO U.S. PB AGREEMENTPb Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the "Amendment"), dated as of March 13, 2015 to the U.S. PB Agreement, dated as of June 18, 2010, as may be amended from time to time (the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Income Fund (formerly Old Mutual/Claymore Long-Short Fund) (the "Customer").
ContractPb Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
Amended & Restated U.S. PB AgreementPb Agreement • March 29th, 2019 • Fiduciary/Claymore Energy Infrastructure Fund • New York
This Amended & Restated U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Securities Corp. (“BNPP PB”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). Customer and BNPP PB previously entered into a U.S. PB Agreement dated as of September 26, 2008 (the “Prior PBA”). Customer and BNPP PB desire to amend and restate the Prior PBA (for the avoidance of doubt, the U.S. PB Agreement was formerly named the BAL Agreement). The Agreement sets forth the terms and conditions on which BNPP PB will transact business with Customer. Customer and BNPP PB, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
ContractPb Agreement • November 10th, 2015 • Pathway Energy Infrastructure Fund, Inc. • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage International, Ltd. (“PBL”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). This Agreement sets forth the terms and conditions on which PBL will transact business with Customer. Customer and PBL, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
