NOVATION OF INVESTMENT ADVISORY AGREEMENT This Novation Agreement is entered into this 8th day of June, 2012 by and among Pyxis Capital, L.P., a Delaware limited partnership ("Pyxis"), NexPoint Advisors, L.P., a Delaware limited partnership...Novation of Investment Advisory Agreement • August 27th, 2012 • NexPoint Credit Strategies Fund
NOVATION OF INVESTMENT ADVISORY AGREEMENTNovation of Investment Advisory Agreement • November 12th, 2021 • Carlyle Secured Lending III • New York
This Novation of Investment Advisory Agreement is made effective as of November 11, 2021 by and among Carlyle Secured Lending III, a Delaware statutory trust (the “Company”), Carlyle Global Credit Investment Management L.L.C., a Delaware limited liability company (the “Current Adviser”), and CSL III Advisor, LLC, a Delaware limited liability company (the “New Adviser”).
NOVATION OF INVESTMENT ADVISORY AGREEMENT TWO ROADS SHARED TRUSTNovation of Investment Advisory Agreement • November 29th, 2017 • Two Roads Shared Trust
This Novation of Investment Advisory Agreement (the “Novation Agreement”) is entered into this 28th day of November, 2017 by and among Anfield Capital Management, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended (“Anfield”), Regents Park Funds, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended (“Regents Park”), and Two Roads Shared Trust, a Delaware statutory trust (the “Trust”) on behalf of the Affinity Small Cap Fund, a series of the Trust (the “Fund”).
