NON-REAL-TIME TRACE DATA AGREEMENTNon-Real-Time Trace Data Agreement • July 7th, 2023 • New York
This Non-Real-Time TRACE Data Agreement (this “Agreement”), is made by and between the undersigned Vendor and Financial Industry Regulatory Authority, Inc. (“FINRA”), a Delaware nonstock corporation that is a self-regulatory organization subject to oversight by the United States Securities and Exchange Commission (“SEC”), whose principal place of business is located at 1735 K Street NW, Washington, DC 20006, and the undersigned individual or entity (“Vendor”).
