N-14-8c Sample Contracts
BY AND AMONGMerger Agreement • November 8th, 2000 • Allied Capital Corp • New York
REGISTRAR,Transfer Agency and Service Agreement • March 5th, 2001 • Csam Income Fund • Massachusetts
RECITALSCredit Agreement • March 5th, 2001 • Csam Income Fund • New York
ARTICLE IInvestment Advisory Agreement • November 22nd, 2002 • Corporate High Yield Fund Inc • New York
CUSTODY AGREEMENT AGREEMENT, dated as of September 10, 2001 between each John Hancock Fund listed on Schedule II, each either a business trust organized and existing under the laws of The Commonwealth of Massachusetts, or a Maryland corporation...Custody Agreement • January 8th, 2007 • Hancock John Patriot Premium Dividend Fund Ii • Massachusetts
Exhibit No. EX-99(6)(a) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, made by and between VOYAGEUR MINNESOTA MUNICIPAL INCOME FUND II, INC., a Minnesota Corporation (the "Company"), on behalf of each series of shares of stock of the Company that is...Investment Management Agreement • September 15th, 2005 • Delaware Investments Minnesota Municipal Income Fund Ii Inc
EXHIBIT 9 CUSTODIAN AGREEMENT AGREEMENT made this 14th day of June, 1995, between each of the Investment Companies listed on Appendix C hereto, as the same may be amended from time to time (each a "Fund" and collectively the "Funds") and Brown...Custodian Agreement • October 11th, 2000 • Indonesia Fund Inc • Massachusetts
ASSIGNMENT AND ASSUMPTION AGREEMENT OF INVESTMENT MANAGEMENT AGREEMENT This Assignment and Assumption Agreement is made as of July 25, 2001 by and between Templeton Investment Counsel, LLC ("TICL"), a Delaware limited liability company, and Franklin...Assignment and Assumption Agreement • April 19th, 2002 • Templeton Global Income Fund Inc
Exhibit No. 9 CUSTODIAN CONTRACT This Contract between Managed High Yield Plus Fund Inc., a corporation organized and existing under the laws of Maryland, having its principal place of business at 1285 Avenue of the Americas, New York, New York 10019...Custodian Contract • February 17th, 2000 • Managed High Yield Plus Fund Inc
EXECUTION VERSION Neuberger Berman Real Estate Securities Income Fund Inc. (a Maryland corporation) 9,800 Auction Market Preferred Shares ("AMPS") 2,450 Shares 1.10% AMPS, Series A 2,450 Shares 1.10% AMPS, Series B 2,450 Shares 1.10% AMPS, Series C...Purchase Agreement • October 26th, 2007 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
1 EXHIBIT 7(b) MUNIYIELD MICHIGAN INSURED FUND, INC. (a Maryland corporation) AUCTION MARKET PREFERRED STOCK(R) ["AMPS"(R)] Liquidation Preference $50,000 Per Share PURCHASE AGREEMENTPurchase Agreement • October 5th, 1999 • Muniyield Michigan Insured Fund Inc • Michigan
SUBADVISORY AGREEMENTSubadvisory Agreement • January 26th, 2024 • ClearBridge Energy Midstream Opportunity Fund Inc.
This SUBADVISORY AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and ClearBridge Investments, LLC, a Delaware limited liability company (the “Subadviser”).
CREDIT AGREEMENT, DATED AS OF JUNE 23, 1999 BY AND AMONG THE FUNDS NAMED THEREIN, THE BANKS NAMED THEREIN, DEUTSCHE BANK AG, NEW YORK BRANCH, AS ADMINISTRATIVE AGENT, BANK OF NOVA SCOTIA, AS SYNDICATION AGENT, AND STATE STREET BANK AND TRUST COMPANY,...Credit Agreement • March 5th, 2001 • Csam Income Fund • New York
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • January 26th, 2024 • ClearBridge Energy Midstream Opportunity Fund Inc.
This MANAGEMENT AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between ClearBridge Energy Midstream Opportunity Fund Inc. (the “Fund”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
AMENDMENTCustody Agreement • January 8th, 2007 • Hancock John Patriot Premium Dividend Fund Ii
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF PATRIOT PREMIUM DIVIDEND FUND IIAgreement and Declaration of Trust • January 8th, 2007 • Hancock John Patriot Premium Dividend Fund Ii • Massachusetts
Exhibit (13)(c)(ii) Amendment to Broker-Dealer Agreements The undersigned, in consideration of the premises and the mutual covenants contained herein, hereby agree to amend the Broker-Dealer Agreements between each of the Broker-Dealers listed on...Broker-Dealer Agreement • February 16th, 2007 • Van Kampen Trust for Investment Grade Municipals • New York
FORM OF EMPLOYMENT AGREEMENTEmployment Agreement • November 8th, 2000 • Allied Capital Corp • New York
Exhibit No. 13(a) TRANSFER AGENCY SERVICES AGREEMENT ---------------------------------- THIS AGREEMENT is made as of June 22, 1998 by and between PNC BANK, NATIONAL ASSOCIATION, a national banking association ("PNC"), and MANAGED HIGH YIELD PLUS FUND...Transfer Agency Services Agreement • February 17th, 2000 • Managed High Yield Plus Fund Inc
AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • April 19th, 2002 • Templeton Global Income Fund Inc
SERVICE AGREEMENT ----------------- THIS AGREEMENT made as of the 2nd day of January, 1992, between TEMPLETON GLOBAL INCOME FUND, INC., a corporation organized under the laws of the State of Maryland (hereinafter called "Company") and Mellon...Service Agreement • April 19th, 2002 • Templeton Global Income Fund Inc • New York
Exhibit 13(b) REVOLVING CREDIT AND SECURITY AGREEMENTRevolving Credit and Security Agreement • February 17th, 2000 • Managed High Yield Plus Fund Inc • New York
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. AUCTION AGENCY AGREEMENT dated as of January 30, 2004 Relating to Auction Preferred Shares (Preferred Shares) Series A, Series B, Series C and Series DAuction Agency Agreement • October 26th, 2007 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
EXECUTION COPY JOHN HANCOCK FUNDS SUB-ADVISORY AGREEMENT AGREEMENT made this 31st day of December, 2005, among John Hancock Advisers, LLC, a Delaware limited liability company (the "Adviser"), Sovereign Asset Management LLC, a Delaware limited...Sub-Advisory Agreement • January 8th, 2007 • Hancock John Patriot Premium Dividend Fund Ii • Massachusetts
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • June 1st, 2017 • Madison Covered Call & Equity Strategy Fund • Massachusetts
This Agreement is made as of January 1, 2013 by and among each management investment company identified on Appendix A hereto (each such management investment company and each management investment company made subject to this Agreement in accordance with Section 18.5 below, shall hereinafter be referred to as the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
EXHIBIT 2. PUTNAM PREMIER INCOME TRUST FIRST AMENDMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • September 27th, 2004 • Putnam Premier Income Trust
FUND ADMINISTRATION AGREEMENT BETWEEN TEMPLETON GLOBAL INCOME FUND, INC. AND FRANKLIN TEMPLETON SERVICES, INC.Fund Administration Agreement • April 19th, 2002 • Templeton Global Income Fund Inc
AMPS"(R)),Auction Agent Agreement • October 5th, 1999 • Muniyield Michigan Insured Fund Inc • New York
SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • September 15th, 2010 • Blackrock Muniassets Fund, Inc. • New York
AGREEMENT dated September 29, 2006, between BlackRock Advisors, LLC (the “Advisor”), a Delaware limited liability company, and BlackRock Investment Management, LLC (the “Sub-Advisor”), a Delaware limited liability company.
CUSTODY AGREEMENTCustody Agreement • April 12th, 2018 • Advent Claymore Convertible Securities & Income Fund • New York
AGREEMENT, dated as of May 2, 2003 between Advent Claymore Convertible Securities and Income Fund, a statutory, a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 1065 Avenue of the Americas, 31st Floor, New York, New York 10018 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
VOTING TRUST AGREEMENTVoting Trust Agreement • December 11th, 2014 • Blackrock Muniholdings New Jersey Quality Fund, Inc. • New York
THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of April 17, 2014 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law ("PFC" or the "Purchaser") and Institutional Shareholder Services Inc. (the "Voting Consultant" or any successor thereto).
Agreement and Declaration of TrustAgreement and Declaration of Trust • June 1st, 2017 • Madison Covered Call & Equity Strategy Fund
MASTER CUSTODIAN AGREEMENT Between Each BlackRock Entity Listed in Appendix A And State Street Bank and Trust Company Dated as of December 31, 2018Master Custodian Agreement • October 8th, 2021 • Blackrock Municipal Income Fund, Inc. • New York
This Agreement is made as of December 31, 2018 (this “Agreement”), between each BlackRock entity identified on Appendix A and each BlackRock entity which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • March 17th, 2023 • Western Asset Managed Municipals Fund Inc.
THIS AGREEMENT is made as of January 1, 2018 by and among each Fund (as defined below) on behalf of each of its Portfolios (as defined below) and The Bank of New York Mellon (the “Custodian”).
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • July 17th, 2013 • Nuveen Pennsylvania Investment Quality Municipal Fund • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).