Margin Client’s Agreement Sample Contracts

MARGIN CLIENT'S AGREEMENT
Margin Client's Agreement • November 29th, 2021 • Hong Kong

In consideration of the Company's opening and maintaining at the Client's request one or more securities trading account(s) ("the Account") for the Client and the Company's agreeing to act as the Client's agent or broker for the execution of orders for the purchase or sale of securities of every type and description, the Client hereby agrees to effect Transactions as hereinafter defined subject to the following terms and conditions of this Margin Client's Agreement (“the Agreement”): -

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MARGIN CLIENT’S AGREEMENT
Margin Client’s Agreement • October 9th, 2017

BETWEEN HING WAI ALLIED SECURITIES LIMITED (CE No. ABL962) - Exchange Participant of The Stock Exchange of Hong Kong Limited (“the Exchange”) and a Securities Dealer registered with the Securities and Future Commission (“the SFC”) (hereinafter referred to as “the Broker”) whose principal office is located at Room 2902-3, 118 Connaught Road West, Hong Kong; and (hereinafter referred to as “the Client”).

MARGIN CLIENT'S AGREEMENT
Margin Client's Agreement • May 24th, 2019 • Hong Kong

In consideration of the Company's opening and maintaining at the Client's request one or more securities trading account(s) ("the Account") for the Client and the Company's agreeing to act as the Client's agent or broker for the execution of orders for the purchase or sale of securities of every type and description, the Client hereby agrees to effect Transactions as hereinafter defined subject to the following terms and conditions of this Margin Client's Agreement (“the Agreement”): -

THIS AGREEMENT is made between the following parties on the date of the Client Information Form
Margin Client’s Agreement • February 14th, 2018 • Hong Kong

Corporation to carry on Type 1 (dealing in securities) and Type 4 (advising on securities) regulated activities pursuant to the Securities and Futures Ordinance Cap.571 whose registered address is located at 45-46/F., Champion Tower, 3 Garden Road, Central, Hong Kong (the “Company”); and

Margin Client’s Agreement
Margin Client’s Agreement • September 4th, 2019

Reasons for the collection of personal dataFrom time to time, it is necessary for clients to supply Funderstone Securities Limited (“Funderstone”) with data in connection with the opening or continuation of accounts and the establishment or continuation of margin facilities or provision of services in accordance with the Personal Data (Privacy) Ordinance (Cap. 486) (the "Ordinance") issued by the Office of the Privacy Commissioner for Personal Data. Failure to supply such data may result in Funderstone being unable to open or continue accounts or establish or continue margin facilities or provide services. It is also the case that data are collected from clients in the ordinary course of the continuation of the servicing relationship, for example, when clients withdraw cheques. PurposesThe purposes for which data relating to a client may be used are as follows:- the daily operation of the services and margin facilities provided to clients; conducting credit checks; assisting other f

MARGIN FINANCING – ADDENDUM
Margin Client’s Agreement • June 23rd, 2020
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