Management Agreement Agreement Sample Contracts

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Form 151 prime brokerage agreement
Management Agreement Agreement • August 12th, 2022

Lek Securities Corporation Agreement for Prime Broker Clearing Services This Agreement by and between Lek Securities Corporation ( LSC ), on its own behalf or on behalf of its Correspondent firm for which More information Margin Agreement To: APEX CLEARING CORPORATION AND, To: FIRSTRADE SECURITIES INC. Account Number: 1. I agree as follows with respect to the margin account I have opened with you for the purchase and sale More information CUSTOMER ACCOUNT AGREEMENT This Customer Account Agreement (the Agreement ) sets forth the respective rights and obligations of Apex Clearing Corporation ( you or your or Apex ) and the Customer s (as More information The logo on this form may have been updated. The content of this document has not been modified since its original website posting. In light of rapidly changing business and regulatory environments, current More information PMA Securities, Inc. Institutional Brokerage Account Agreement 1. Provision of Services: To open a Brokerage Accoun

PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENT AGREEMENT to be effective May 9, 2017, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the "Fund") on behalf of each series...
Management Agreement Agreement • August 29th, 2017 • Principal Exchange-Traded Funds

PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENT AGREEMENT to be effective May 9, 2017, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the "Fund") on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a "Series"), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the "Manager"). W I T N E S S E T H: WHEREAS, The Fund has furnished the Manager with copies properly certified or authenticated of each of the following: (a) Agreement and Declaration of Trust of the Fund; (b) Bylaws of the Fund as adopted by the Board of Trustees; and (c) Resolutions of the Board of Trustees of the Fund selecting the Manager as investment adviser for each Series and approving the form of this Agreement with respect to each such Series; and WHEREAS, The Fund desires to retain the Manager to provide investment management services to each Se

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