ISSUER AGREEMENTIssuer Agreement • August 2nd, 2020
The Issuer wishes to use the Services provided by PledgeMe in accordance with the Financial Markets Conduct Act 2013, the Financial Markets Conduct Regulations 2014 and all other applicable laws.
SI SECURITIES, LLC AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • September 8th, 2021 • Basil Street Cafe, Inc. • Retail-eating places • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of 9/1/2021 (the “Effective Date”) by and among Basil Street Café, Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
SI SECURITIES, LLC AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • June 26th, 2018 • HyperSciences, Inc. • General industrial machinery & equipment • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of 6/25/2018, 2018 (the “Effective Date”) by and among HyperSciences, Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
SI SECURITIES, LLC AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • June 20th, 2018 • HyperSciences, Inc. • General industrial machinery & equipment • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of _5/15/2018_, 2018 (the “Effective Date”) by and among HyperSciences, Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
ISSUER AGREEMENTIssuer Agreement • July 24th, 2020 • Queensland
The Issuer wishes to use the Services provided by PledgeMe Pty Ltd in accordance with the Corporations Act 2001 (Cth), associated Regulations, ASIC policy and any other Applicable Laws.
ISSUER AGREEMENT INTRODUCTIONIssuer Agreement • August 9th, 2019 • TechSoup Global • Services-computer programming services
This Issuer Agreement (“Agreement”) confirms that the undersigned impact issuer (hereinafter called either “TechSoup,” “you,” or “your”) shall engage Bequia Securities, LLC, (hereinafter called “Bequia,” “we,” or “our”) to perform the services of a registered Broker Dealer as described on Schedule A hereto. TechSoup and Bequia together shall be referred to as the “Parties.”
SI SECURITIES, LLC AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • May 31st, 2019 • Monogram Orthopaedics Inc • Surgical & medical instruments & apparatus • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of ________ (the “Effective Date”) by and among Monogram Orthopaedics Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
SI SECURITIES, LLC AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • October 5th, 2020 • Virtuix Holdings Inc. • Computer peripheral equipment, nec • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of ________ (the “Effective Date”) by and among Virtuix Holdings Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • August 1st, 2018 • 20/20 GeneSystems, Inc. • Services-testing laboratories • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of July 31, 2018 (the “Effective Date”) by and among 20/20 GeneSystems, Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
SI SECURITIES, LLC ISSUER AGREEMENTIssuer Agreement • May 12th, 2016 • 8tracks, Inc. • Radio broadcasting stations • New York
THIS AGREEMENT is entered into as of 12/17/2015 (the “Effective Date”) by and among 8tracks, Inc., having a principal address at 51 Sharon Street, San Francisco, CA, 94114 (the “Company”), SI Securities LLC (“SI Securities”) and SeedInvest Technology, LLC (“SeedInvest”) regarding its Offering of Securities pursuant to Regulation A under Section 3(b) of the Act (the “Offering”) on the terms and subject to the conditions contained herein. Capitalized terms used herein and not otherwise defined shall have the meaning set forth on Appendix I.
Product Issuer AgreementIssuer Agreement • August 1st, 2019 • New South Wales
Parties OPFM, OPC and the Licensee OPFM Name OnePath Funds Management Limited ABN / AFSL 21 003 002 800 / 238 342 Address 242 Pitt Street, Sydney NSW 2000 Email APS@onepath.com.au Attention Company Secretary OPC Name OnePath Custodians Pty Limited ABN / AFSL 12 008 508 496 / 238 346 Address 242 Pitt Street, Sydney NSW 2000 Email APS@onepath.com.au Attention Company Secretary Licensee The company specified in schedule 1 Recitals A Each of OPFM and OPC is an issuer of Financial Products. B The Licensee is a provider of Financial Services including Financial Product Advice. C The parties wish to record the terms and conditions upon which the Licensee will perform activities in relation to the Financial Products issued by OPFM and OPC.
SI SECURITIES, LLC AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • March 10th, 2020 • Miso Robotics, Inc. • General industrial machinery & equipment, nec • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of ________, 2020 (the “Effective Date”) by and among Miso Robotics, Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
CONTENTSIssuer Agreement • April 18th, 2024
(ECF Operator, the Issuer and the Promoter are hereinafter collectively referred to as “Parties” and “Party” refers to any one (1) of them, as the context may require.)
SI SECURITIES, LLC AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • March 20th, 2020 • Miso Robotics, Inc. • General industrial machinery & equipment, nec • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of ________, 2020 (the “Effective Date”) by and among Miso Robotics, Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • June 20th, 2018 • HyperSciences, Inc. • General industrial machinery & equipment • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of 6/19/2018, 2018 (the “Effective Date”) by and among HyperSciences, Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
SI SECURITIES, LLC ISSUER AGREEMENTIssuer Agreement • March 11th, 2016 • Virtuix Holdings Inc. • Computer peripheral equipment, nec • New York
THIS AGREEMENT is entered into as of ______7/30/2015_____ (the “Effective Date”), by and amongVirtuix Holdings Inc., a Delaware corporation, having a principal address at 1826 Kramer Lane, Suite H, Austin, Texas 78758(the “Company”), SI Securities, LLC (“SI Securities”) and SeedInvest Technology, LLC (“SeedInvest”) regarding itsOffering of Securities(as defined below) pursuant to Regulation Aunder Section 3(b) of the Act(the “Offering”) on the terms and subject to the conditions contained herein. Capitalized terms used herein and not otherwise defined shall have the meaning set forth on Appendix I.
NORTH CAPITAL PRIVATE SECURITIES CORPORATION ISSUER AGREEMENTIssuer Agreement • June 9th, 2016 • Denim LA, Inc. • Retail-apparel & accessory stores • New York
THIS AGREEMENT is entered into as of 9/17/15 (the “Effective Date”) by and among Denim. LA, having a principal address at 8899 Beverly Boulevard, Suite 100B, West Hollywood, CA 90048 (the “Company”), North Capital Private Securities Corporation (“NCPS”) and SeedInvest Technology, LLC (“SeedInvest”) regarding its Offering of Securities pursuant to Regulation A under Section 3(b) of the Act (the “Offering”) on the terms and subject to the conditions contained herein. Capitalized terms used herein and not otherwise defined shall have the meaning set forth on Appendix I.
SI SECURITIES, LLCIssuer Agreement • December 7th, 2016 • Knightscope, Inc. • Communications equipment, nec • New York
SI SECURITIES, LLC AMENDMENT TO ISSUER AGREEMENTIssuer Agreement • September 14th, 2020 • Gatsby Digital, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS AMENDMENT LETTER (the “Letter”) is entered into as of ________ (the “Effective Date”) by and among Gatsby Digital, Inc. (the “Company”) and SI Securities, LLC (“SI Securities”, and together with Company, the “Parties”).
ISSUER AGREEMENT INTRODUCTIONIssuer Agreement • October 12th, 2018 • TechSoup Global • Services-computer programming services
This Issuer Agreement (“Agreement”) confirms that the undersigned impact issuer (hereinafter called either the “Applicant,” “you” or “your”) shall engage Bequia Securities, LLC, dba SVX.US (hereinafter called either “SVX.US,” “we,” or “our”) to perform the services of a registered Broker Dealer as described on Schedule A hereto. Applicant and SVX.US together shall be referred to as the “Parties.”
