IRA AGREEMENTIra Agreement • October 29th, 2014
IRA AGREEMENT FOR LIMITED MARGIN & OPTION CAPABILITIESIra Agreement • November 30th, 2021
This Agreement for Limited Margin And Option Privileges (“Limited Margin Agreement”) sets forth the terms and conditions under which AOS, Inc., which does business as TradingBlock (“TradingBlock”), engages it’s clearing firm, Apex Clearing Corporation (“Apex”) to provide limited margin services and options trading to the undersigned customer (“Customer”) in its individual retirement account at Apex. This Limited Margin Agreement shall be in addition to, and read in conjunction with, the new account application, the IRA Agreement, and all other agreements (individually and collectively, the “Customer Agreement”) governing Customer’s individual retirement account(s) (“IRA”) at TradingBlock and introduced to Apex. In the event of any inconsistency between this Limited Margin Agreement and the Customer Agreement, the Limited Margin Agreement shall control.
ROTH INDIVIDUAL RETIREMENT CUSTODIAL ACCOUNT AGREEMENT 17Ira Agreement • May 31st, 2021 • California
This Agreement is entered into by and between Wealthfront Inc., a Delaware corporation and an SEC registered investment adviser (“Wealthfront”), and you, the beneficial owner (the “Account Holder”) of an Individual Retirement Account (the “Account”), which is administered by Apex Clearing Corporation (“Apex Clearing” or “Custodian”) acting as the Custodian with regard to the Account pursuant to an Individual Retirement Custodial Account Agreement (the “Custodial Agreement”). The Agreement shall be effective as of the first day a brokerage account described below is opened at such securities broker as Wealthfront may designate (the “Broker”), which may be affiliated with Wealthfront as further described below, and is ready to receive trading instructions from Wealthfront (the “Effective Date”) based upon the investment plan recommended by Wealthfront to Account Holder, including the features designated by Account Holder (the “Plan”). In consideration of the mutual covenants herein, Acco
WEALTHFRONT TRADITIONAL IRA ACCOUNT AGREEMENTSIra Agreement • January 28th, 2022 • California
This Agreement is entered into by and between Wealthfront Inc., a Delaware corporation and an SEC registered investment adviser (“Wealthfront”), and you, the beneficial owner (the “Account Holder”) of an Individual Retirement Account (the “Account”), which is administered by Apex Clearing Corporation (“Apex Clearing” or “Custodian”) acting as the Custodian with regard to the Account pursuant to an Individual Retirement Custodial Account Agreement (the “Custodial Agreement”). The Agreement shall be effective as of the first day a brokerage account described below is opened at such securities broker as Wealthfront may designate (the “Broker”), which may be affiliated with Wealthfront as further described below, and is ready to receive trading instructions from Wealthfront (the “Effective Date”) based upon the investment plan recommended by Wealthfront to Account Holder, including the features designated by Account Holder (the “Plan”). In consideration of the mutual covenants herein, Acco
