INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • December 29th, 2000 • Youticket Com Inc • Services-business services, nec • Florida
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • December 22nd, 2021 • SQL Technologies Corp. • Electric lighting & wiring equipment • Florida
Newbridge Securities Corporation (“Newbridge”) is pleased to provide non-exclusive Mergers & Acquisitions (“M&A”) services to SQL Technologies Corp., a Florida corporation, (the “Company) with respect to identifying, analyzing, structuring, negotiating and consummating one or several M&A Transactions (as defined in Section 17 below) on the terms and conditions in this letter agreement (the “Agreement”).
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • April 15th, 2021 • Blue Star Foods Corp. • Prepared fresh or frozen fish & seafoods • Florida
Newbridge Securities Corporation (“Newbridge”) is pleased to provide Investment Banking and Corporate Advisory services to Blue Star Foods Corp., a Delaware corporation, (the “Company) on the terms and conditions in this letter agreement (the “Agreement”).
AMENDED INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • March 31st, 2011 • Prospect Global Resources Inc. • General bldg contractors - residential bldgs • New York
Spouting Rock Capital Advisors, LLC (“SRCA”) is pleased to provide investment banking and financial advisory services to Prospect Global Resources Inc. (the “Company”) with respect to identifying, analyzing, structuring, negotiating and consummating one or several Transactions or Financings (as defined in Section 17 below) on the terms and conditions in this Amended Investment Banking Engagement Agreement (the “Agreement”). The terms of this Agreement supersede the Investment Banking Engagement Agreement executed by both SRCA and the Company on November 4, 2010 (the “Initial Engagement”). Pursuant to the Initial Engagement, the Company paid to SRCA the initial Retainer.
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • August 2nd, 2021 • Blue Star Foods Corp. • Prepared fresh or frozen fish & seafoods • Florida
This letter (the “Agreement”) confirms Newbridge Securities Corporation’s (“Newbridge”, “NSC”, “we” or “us”) engagement as the Lead Managing Underwriter for a Registered Securities Offering of up to Five Million USD ($5,000,000) for Blue Star Foods Corp., a Delaware corporation, its subsidiaries, affiliates, beneficiaries, successors, and assigns (collectively, the “Company”), pursuant to a registration statement which will be filed with the U.S. Securities and Exchange Commission (“SEC”) (the “Offering” or the “Transaction”).
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • June 9th, 2014 • DelMar Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
National Securities, Corp. (“National”) is pleased to provide on a non-exclusive basis investment banking and financial advisory services to DelMar Pharmaceuticals, Inc. (the “Company”) with respect to 1) advising the company on ways to optimize their available financial alternatives including but not limited to the potential solicitation of existing warrant holders 2) strategic introductions, potential joint venture opportunities and assisting the Company in developing a well-coordinated and integrated plan to address ways in which the Company can seek to increase its visibility within its markets, enhance its liquidity and establish non deal roadshows on the terms and conditions in this letter agreement (the “Agreement”) and 3) any other general advisory services that the Company may seek to pursue and avail themselves of.
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • June 9th, 2014 • DelMar Pharmaceuticals, Inc. • Pharmaceutical preparations
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • December 22nd, 2021 • SQL Technologies Corp. • Electric lighting & wiring equipment • Florida
Newbridge Securities Corporation (“Newbridge”) is pleased to provide investment banking, and corporate advisory services to SQL Technologies Corp., a Florida corporation, (the “Company) on the terms and conditions in this letter agreement (the “Agreement’’).
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • March 3rd, 2016 • PF Hospitality Group, Inc. • Retail-eating places • Florida
