Investment Advisory and Ancillary Services Agreement Sample Contracts

AMENDMENT NO. 3 TO INVESTMENT ADVISORY AND ANCILLARY SERVICES AGREEMENT

Investment Advisory and Ancillary Services Agreement • February 27th, 2023 • Flexshares Trust

• Contract Type
  Investment Advisory and Ancillary Services Agreement
• Filed
  February 27th, 2023
• Company
  Flexshares Trust

This amendment (“Amendment”) to the Investment Advisory and Ancillary Services Agreement dated as of August 23, 2011, as amended (“Advisory Agreement”) is made as of July 11, 2022 by and between NORTHERN TRUST INVESTMENTS, INC. (“NTI”) and FLEXSHARES TRUST

AMENDMENT NO. 5 TO INVESTMENT ADVISORY AND ANCILLARY SERVICES AGREEMENT

Investment Advisory and Ancillary Services Agreement • February 26th, 2024 • Flexshares Trust

• Contract Type
  Investment Advisory and Ancillary Services Agreement
• Filed
  February 26th, 2024
• Company
  Flexshares Trust

This amendment (“Amendment”) to the Investment Advisory and Ancillary Services Agreement dated as of August 23, 2011, as amended (“Advisory Agreement”) is made as of December 15, 2023 by and between NORTHERN TRUST INVESTMENTS, INC. (“NTI”) and FLEXSHARES TRUST

WITNESSETH:

Investment Advisory and Ancillary Services Agreement • June 22nd, 2006 • Northern Funds • Illinois

• Contract Type
  Investment Advisory and Ancillary Services Agreement
• Filed
  June 22nd, 2006
• Company
  Northern Funds
• Jurisdiction
  Illinois

NETS TRUST INVESTMENT ADVISORY AND ANCILLARY SERVICES AGREEMENT

Investment Advisory and Ancillary Services Agreement • August 26th, 2008 • NETS Trust • Illinois

• Contract Type
  Investment Advisory and Ancillary Services Agreement
• Filed
  August 26th, 2008
• Company
  NETS Trust
• Jurisdiction
  Illinois

AGREEMENT made this 26th day of February, 2008 between NETS TRUST, a Maryland business trust (the “Trust”), and NORTHERN TRUST INVESTMENTS, N.A., a national banking association (the “Adviser”).

AMENDMENT NO. 2 TO INVESTMENT ADVISORY AND ANCILLARY SERVICES AGREEMENT

Investment Advisory and Ancillary Services Agreement • February 26th, 2018 • FlexShares Trust

• Contract Type
  Investment Advisory and Ancillary Services Agreement
• Filed
  February 26th, 2018
• Company
  FlexShares Trust

This amendment (“Amendment”) to the Investment Advisory and Ancillary Services Agreement dated as of August 23, 2011, as amended (“Advisory Agreement”) is made as of October 3, 2017 by and between NORTHERN TRUST INVESTMENTS, INC. (“NTI”) and FLEXSHARES TRUST (the “Trust”).

AMENDMENT NO. 4 TO INVESTMENT ADVISORY AND ANCILLARY SERVICES AGREEMENT

Investment Advisory and Ancillary Services Agreement • February 26th, 2024 • Flexshares Trust

• Contract Type
  Investment Advisory and Ancillary Services Agreement
• Filed
  February 26th, 2024
• Company
  Flexshares Trust

This amendment (“Amendment”) to the Investment Advisory and Ancillary Services Agreement dated as of August 23, 2011, as amended (“Advisory Agreement”) is made as of September 8, 2023 by and between NORTHERN TRUST INVESTMENTS, INC. (“NTI”) and FLEXSHARES TRUST