Form Of Dealer Manager Agreement Sample Contracts

Share Cite Term
Link

Embed (HTML)
Cemtrex Inc – Form of Dealer-Manager Agreement (December 7th, 2016)
Chanticleer Holdings – Form of Dealer-Manager Agreement (December 5th, 2016)
Form of Dealer-Manager Agreement (May 11th, 2016)
VII Peaks Co-Optivist Income BDC II, Inc. – FORM OF DEALER MANAGER AGREEMENT VII PEAKS CO-OPTIVIST INCOME BDC II, INC. Up to $_______,000,000 in Shares of Common Stock, $0.001 Par Value Per Share March ____, 2016 (March 11th, 2016)

VII Peaks Co-Optivist Income BDC II, Inc., a Maryland corporation (the "Company"), has registered for public sale (the "Offering") a maximum of $______,000,000 in shares of common stock, $0.001 par value per share (the "Shares"), to be issued and sold to the public on a "reasonable best efforts" basis (the "Offered Shares") through you as the managing dealer (the "Dealer Manager") and the broker-dealers participating in the offering through the Dealer Manager (the "Selected Dealers") at an initial offering price of $____________ per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 2.1 below.

W. P. Carey – CAREY FINANCIAL, LLC FORM OF DEALER MANAGER AGREEMENT February 9, 2015 (March 2nd, 2015)
Carey Watermark Investors 2 Inc – Carey Financial, Llc Form of Dealer Manager Agreement (January 16th, 2015)
Carey Watermark Investors Inc – Carey Financial, Llc Form of Dealer Manager Agreement (December 17th, 2013)
VII Peaks Co-Optivist Income BDC II, Inc. – FORM OF DEALER MANAGER AGREEMENT VII PEAKS CO-OPTIVIST INCOME BDC II, INC. Up to $750,000,000 in Shares of Common Stock, $0.001 Par Value Per Share September 23, 2013 (September 27th, 2013)
Greenbacker Renewable Energy Co LLC – FORM OF DEALER MANAGER AGREEMENT Greenbacker Renewable Energy Company LLC Up to $1,500,000,000 in Shares of Limited Liability Company Interests (July 11th, 2013)
Mds Energy Public 2013-A Lp – Mds Energy Public 2013 Program Mds Securities, Llc Form of Dealer Manager Agreement Mds Securities, Llc Dealer Manager Agreement (April 24th, 2013)

Page 1. Description of Program and Units 1 2. Representations, Warranties and Agreements of the Partnerships 2 3. Grant of Authority to the Dealer Manager 5 4. Compensation and Fees 6 5. Representations and Warranties of the Dealer Manager 8 6. Covenants of the Partnerships 10 7. Covenants of the Dealer Manager 11 8. Expense of Sale 13 9. Conditions of the Dealer Manager's Duties 13 10. Conditions of the Partnerships' Duties 13 11. Indemnification 14 12. Contribution 16 13. Representations and Agreements to Survive Delivery

Corporate Property Associates 18 Global Inc – Carey Financial, Llc Form of Dealer Manager Agreement (April 16th, 2013)
Mds Energy Public 2013-A Lp – Mds Energy Public 2013 Program Mds Securities, Llc Form of Dealer-Manager Agreement Mds Securities, Llc Dealer-Manager Agreement (April 5th, 2013)

1. Description of Program and Units 1 2. Representations, Warranties and Agreements of the Managing General Partner 2 3. Grant of Authority to the Dealer-Manager 3 4. Compensation and Fees 3 5. Covenants of the Managing General Partner 5 6. Representations and Warranties of the Dealer-Manager 6 7. State Securities Registration 11 8. Expense of Sale 11 9. Conditions of the Dealer-Manager's Duties 12 10. Conditions of the Managing General Partner's Duties 12 11. Indemnification 12 12. Representations and Agreements to Survive Delivery 13 13. Termination 13 14. Notices 13 15. Format of Checks/Escrow Agent 1

Corporate Property Associates 18 Global Inc – Carey Financial, Llc Form of Dealer Manager Agreement (March 15th, 2013)
Mds Energy Public 2013-A Lp – Mds Energy Public 2013 Program Mds Securities, Llc Form of Dealer-Manager Agreement (January 25th, 2013)
Corporate Property Associates 18 Global Inc – Carey Financial, Llc Form of Dealer Manager Agreement (January 16th, 2013)
Mds Energy Public 2013-A Lp – Mds Energy Public 2012 Program Mds Securities, Llc Form of Dealer-Manager Agreement (June 8th, 2012)
ICON Oil & Gas Fund-B L.P. – UP TO 16,000 INVESTOR GENERAL PARTNER INTERESTS and UP TO 4,000 LIMITED PARTNER INTERESTS of ICON OIL & GAS FUND-[_] L.P. (A Delaware Limited Partnership) FORM OF DEALER-MANAGER AGREEMENT (September 28th, 2011)
Corporate Property Associates 17 - Global INC – Carey Financial, Llc Form of Dealer Manager Agreement (March 24th, 2011)

Corporate Property Associates 17 Global Incorporated (the Company) is a Maryland corporation that is taxed as a real estate investment trust (a REIT) for federal income tax purposes. The Company proposes to offer in a follow on offering (a) up to 100,000,000 shares of common stock, $.001 par value per share (the Shares), for a purchase price of $10.00 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers), in the primary offering (the Primary Offering), and (b) up to 50,000,000 Shares for a purchase price of $9.50 per Share for issuance through the Companys distribution reinvestment program (the DRIP and together with the Primary Offering, the Offering), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). The Company has reserved the right to reallocate the Shares offered in the Offering between the DRIP and the Primary Offering.

Carey Watermark Investors Inc – Carey Financial, Llc Form of Dealer Manager Agreement (August 30th, 2010)
Cole Real Estate Investments – COLE CREDIT PROPERTY TRUST III, INC. Up to 250,000,000 Shares of Common Stock FORM OF DEALER MANAGER AGREEMENT September 30, 2008 (March 29th, 2010)

Cole Credit Property Trust III, Inc., a Maryland corporation (the Company), is registering for a public sale a maximum of 250,000,000 shares of its common stock, $0.01 par value per share (the Offering), of which amount 230,000,000 shares are to be offered to the public for $10.00 per share (collectively the Shares or the Stock) and an additional 20,000,000 shares are to be offered pursuant to the Companys distribution reinvestment plan at the higher of 95% of the estimated value of a share of our common stock, as estimated by our board of directors, or $9.50 per share. There shall be a minimum purchase by any one person of 250 Shares (except as otherwise indicated in the Prospectus or in any letter or memorandum for the Company to Cole Capital Corporation (the Dealer Manager)). Terms not defined herein shall have the same meaning as in the Prospectus. In connection therewith, the Company hereby agrees with you, the Dealer Manager, as follows:

Guaranty Financial Group Inc – FORM OF DEALER-MANAGER AGREEMENT Guaranty Financial Group Inc. (May 30th, 2008)
Reef 2007-2009 Drilling Program – Form of Dealer Manager Agreement (August 3rd, 2007)
Icon Leasing Fund Twelve, Llc – UP TO 412,000 SHARES OF LIMITED LIABILITY COMPANY INTERESTS of ICON LEASING FUND TWELVE, LLC (A Delaware Limited Liability Company) FORM OF DEALER-MANAGER AGREEMENT (April 13th, 2007)

Reference is made to the enclosed prospectus, which was included in the registration statement at the time it became effective and any and all amendments and supplements thereto (collectively, the Prospectus), relating to the offering by ICON Leasing Fund Twelve, LLC, a Delaware limited liability company which is an equipment leasing program (the Company), of limited liability company interests (the Shares). The Shares and the terms upon which they are offered are more fully described in the Prospectus.

Icon Leasing Fund Twelve, Llc – UP TO 412,000 SHARES OF LIMITED LIABILITY COMPANY INTERESTS of ICON LEASING FUND TWELVE, LLC (A Delaware Limited Liability Company) FORM OF DEALER-MANAGER AGREEMENT (March 12th, 2007)

Reference is made to the enclosed prospectus, which was included in the registration statement at the time it became effective and any and all amendments and supplements thereto (collectively, the Prospectus), relating to the offering by ICON Leasing Fund Twelve, LLC, a Delaware limited liability company which is an equipment leasing program (the Company), of limited liability company interests (the Shares). The Shares and the terms upon which they are offered are more fully described in the Prospectus.

Icon Leasing Fund Twelve, Llc – UP TO 412,000 SHARES OF LIMITED LIABILITY COMPANY INTERESTS of ICON LEASING FUND TWELVE, LLC (A Delaware Limited Liability Company) FORM OF DEALER-MANAGER AGREEMENT (January 9th, 2007)

Reference is made to the enclosed prospectus, which was included in the registration statement at the time it became effective and any and all amendments and supplements thereto (collectively, the Prospectus), relating to the offering by ICON Leasing Fund Twelve, LLC, a Delaware limited liability company which is an equipment leasing program (the Company), of limited liability company interests (the Shares). The Shares and the terms upon which they are offered are more fully described in the Prospectus.

Icon Leasing Fund Twelve, Llc – 400,000 SHARES OF LIMITED LIABILITY COMPANY INTERESTS of ICON LEASING FUND TWELVE, LLC (A Delaware Limited Liability Company) FORM OF DEALER-MANAGER AGREEMENT (November 13th, 2006)

Reference is made to the enclosed prospectus, which was included in the registration statement at the time it became effective and any and all amendments and supplements thereto (collectively, the Prospectus), relating to the offering (the Offering) by ICON Leasing Fund Twelve, LLC, a Delaware limited liability company which is an equipment leasing program (the Company), of limited liability company interests for a purchase price of $1,000 each (the Shares). The Shares and the terms upon which they are offered are more fully described in the Prospectus.

Icon Leasing Fund Eleven, Llc – 175,000 SHARES OF LIMITED LIABILITY COMPANY INTERESTS of ICON LEASING FUND ELEVEN, LLC (A Delaware Limited Liability Company) FORM OF DEALER-MANAGER AGREEMENT (May 2nd, 2006)

Reference is made to the enclosed prospectus, which was included in the registration statement at the time it became effective and any and all amendments and supplements thereto (collectively, the Prospectus) relating to the offering (the Offering) by ICON Leasing Fund Eleven, LLC, a Delaware limited liability company which is an equipment leasing program (the Company), of limited liability company interests for a purchase price of $1,000 each (the Shares). The Shares and the terms upon which they are offered are more fully described in the Prospectus.

Icon Leasing Fund Eleven, Llc – 200,000 SHARES OF LIMITED LIABILITY COMPANY INTERESTS of ICON LEASING FUND ELEVEN, LLC (A Delaware Limited Liability Company) FORM OF DEALER-MANAGER AGREEMENT (March 31st, 2005)

Reference is made to the enclosed prospectus, which was included in the registration statement at the time it became effective and any and all amendments and supplements thereto (collectively, the Prospectus) relating to the offering (the Offering) by ICON Leasing Fund Eleven, LLC, a Delaware limited liability company which is an equipment leasing program (the Company), of limited liability company interests for a purchase price of $1,000 each (the Shares). The Shares and the terms upon which they are offered are more fully described in the Prospectus.

Reef Global Energy Ventures II – Form of Dealer Manager Agreement (February 22nd, 2005)
Icon Leasing Fund Eleven, Llc – 200,000 SHARES OF LIMITED LIABILITY COMPANY INTERESTS of ICON LEASING FUND ELEVEN, LLC (A Delaware Limited Liability Company) FORM OF DEALER-MANAGER AGREEMENT (December 30th, 2004)

Reference is made to the enclosed prospectus, which was included in the registration statement at the time it became effective and any and all amendments and supplements thereto (collectively, the Prospectus) relating to the offering (the Offering) by ICON Leasing Fund Eleven, LLC, a Delaware limited liability company which is an equipment leasing program (the Company), of limited liability company interests for a purchase price of $1,000 each (the Shares). The Shares and the terms upon which they are offered are more fully described in the Prospectus.