FORM OF DEALER AGREEMENT Nuveen Securities, LLCForm of Dealer Agreement • August 26th, 2021 • Nuveen Dynamic Municipal Opportunities Fund • New York
From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Dynamic Municipal Opportunities Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
TCW Brokerage Services ("Distributor") and _________________ ("Dealer") have agreed that Dealer will participate in the distribution of shares ("Shares") of all the series (as they may exist from time to time) comprising the TCW Galileo Funds, Inc....Form of Dealer Agreement • December 30th, 1998 • TCW Galileo Funds Inc • California
GROSVENOR CONTINUOUSLY OFFERED CLOSED-END REGISTERED FUNDS FORM OF DEALER AGREEMENTForm of Dealer Agreement • June 27th, 2013 • Grosvenor Registered Multi-Strategy Fund (W), LLC • New York
This agreement (this “Agreement”) is delivered in connection with the offering of limited liability company interests (“Shares”) in each of the funds listed on Schedule 1 hereto (each a “Fund” and collectively the “Funds”), each of which is a Delaware limited liability company operating as a closed-end, diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
TSC UITSForm of Dealer Agreement • October 8th, 2013 • TSC Uits • New York
PARALEL DISTRIBUTORS LLC FORM OF DEALER AGREEMENTForm of Dealer Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund
This agreement is effective as of _________________ and made by Paralel Distributors LLC (“Distributor”) and [DEALER NAME] (“Dealer” and, together with Distributor, the “Parties”).
Exhibit No. 5(b) FORM OF DEALER AGREEMENT PAINEWEBBER MASTER SERIES, INC. AGREEMENT made as of September 12, 2000, between Mitchell Hutchins Asset Management Inc. ("Mitchell Hutchins"), a Delaware corporation, and PaineWebber Incorporated...Form of Dealer Agreement • December 28th, 2000 • Painewebber Master Series Inc • New York
FORM OF DEALER AGREEMENTForm of Dealer Agreement • December 27th, 2013 • Blackstone Real Estate Income Fund II • New York
Blackstone Advisory Partners L.P. (“Distributor”) serves as a principal underwriter for Blackstone Real Estate Income Fund [II] (the “Fund”), a closed-end, non-diversified, management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), pursuant to a distribution agreement with the Fund. Distributor and [ ] (“Dealer”) hereby agree that Dealer will participate in the distribution of the shares of the Fund described on Exhibit A hereto (“Shares”), subject to the terms of this Agreement (“Agreement”), dated as of the [ ] day of [ ], 201[ ].
FORM OF DEALER AGREEMENTForm of Dealer Agreement • March 15th, 2000 • North American Funds • Massachusetts
USQ Funds Quasar Distributors, LLC Milwaukee, WI 53202 FORM OF DEALER AGREEMENTForm of Dealer Agreement • September 20th, 2017 • USQ Core Real Estate Fund • Wisconsin
This Agreement is made and effective as of this _____ day of _________________, 20__, between Quasar Distributors, LLC ("Quasar"), a Delaware limited liability company, and ____________________________ ("Dealer"), a ______________ [corporation].
PGIM PRIVATE REAL ESTATE FUND, INC. FORM OF DEALER AGREEMENTForm of Dealer Agreement • June 6th, 2022 • PGIM Private Real Estate Fund, Inc. • New Jersey
FORM OF DEALER AGREEMENT Legg Mason Investor Services, LLCForm of Dealer Agreement • April 16th, 2019 • Clarion Partners Real Estate Income Fund Inc. • New York
We, Legg Mason Investor Services, LLC (the “Distributor,” “LMIS,” “We,”) have an agreement (the “Distribution Agreement”) with Clarion Partners Real Estate Income Fund, Inc. (the “Fund”), pursuant to which We act as the principal underwriter and distributor for the sale of the shares of beneficial interest of the Fund (“Shares”), and as such We have the right to distribute Shares for resale.
FORM OF DEALER AGREEMENTForm of Dealer Agreement • June 28th, 1999 • Mackenzie Solutions
Ivy Mackenzie Distributors, Inc. ("IMDI"), is the Principal Underwriter for the shares (the "Shares") of investment companies registered under the Investment Company Act of 1940 (the "Act"). Each of the investment companies consists of multiple funds (referred to individually as a "Fund" and collectively as the "Funds") that represent "Ivy Funds" and "International Solutions." Subject to the terms of this Agreement, we hereby offer to appoint you as a nonexclusive distributor for the sale of shares of Ivy Funds and International Solutions for which we are now, or for which we become, a principal underwriter in the jurisdictions, in compliance with the applicable laws, in which you are registered as a dealer, subject in all cases to the delivery preceding or accompanying such sales of the currently effective U.S. prospectus.
FORM OF DEALER AGREEMENTForm of Dealer Agreement • June 14th, 2013 • Blackstone Alternative Alpha Fund • New York
IXIS Asset Management Distributors, L.P. Boston, Massachusetts 02116 FORM OF Dealer AgreementForm of Dealer Agreement • April 27th, 2007 • Hansberger Institutional Series • Massachusetts
This dealer agreement (“Dealer Agreement”) is entered into between IXIS Asset Management Distributors, L.P. (“our”, “us”, or “we”) and the undersigned company (“you”). We offer to sell to you shares of each of the mutual funds distributed by us (the “Funds” and each a “Fund”), for each of which Funds we are a principal underwriter as defined in the Investment Company Act of 1940, as amended (the “Act”), and from which we have the right to purchase shares.1
FORM OF DEALER AGREEMENTForm of Dealer Agreement • January 10th, 2014 • Blackstone Alternative Alpha Fund • New York
Blackstone Advisory Partners L.P. (“Distributor”) serves as a principal underwriter for Blackstone Alternative Alpha Fund (the “Fund”), a closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), pursuant to a distribution agreement with the Fund. Distributor and UBS Financial Services Inc. (“Dealer”) hereby agree that Dealer will participate in the distribution of shares of the Fund (“Shares”), subject to the terms of this Agreement (“Agreement”), dated as of the 14th day of November 2013.
FORM OF DEALER AGREEMENTForm of Dealer Agreement • August 24th, 2011 • BlackRock Preferred Partners LLC • New York
BlackRock Investments, LLC ("Distributor") serves as the distributor for the sale of units of limited liability company interests ("Units") in BlackRock Preferred Partners LLC (the "Fund"), a closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), pursuant to a distribution agreement with the Fund. Distributor and Morgan Stanley Smith Barney LLC ("Dealer") hereby agree that Dealer will participate in the distribution of Units, subject to the terms of this Dealer Agreement ("Agreement"), dated as of the [●] day of August 2011.
