TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 23rd, 2016 • Elevation ETF Trust • Massachusetts
THIS AGREEMENT is made as of March 2, 2016, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and ELEVATION ETF TRUST, a Delaware statutory trust having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”). This Agreement shall be effective with respect to each Portfolio identified on Schedule A hereto as of the effective date identified on such Schedule A.
SPECIAL RATE PERIOD VOTING TRUST AGREEMENTSpecial Rate Period Voting Trust Agreement • July 5th, 2022 • Toronto Dominion Investments, Inc. • New York
THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of January 26, 2017 by and among Lord Securities Corporation, including its successors and assigns by operation of law, as trustee (the "Trustee"), Toronto Dominion Investments Inc., including its successors and assigns by operation of law (the "Purchaser"), and Glass Lewis & Co., LLC, including its successors and assigns by operation of law (the "Voting Consultant").
IDENTITY THEFT PREVENTION PROGRAM COMPLIANCE AGREEMENTIdentity Theft Prevention Program Compliance Agreement • August 25th, 2017 • Caldwell & Orkin Funds Inc
This Agreement dated as of this 24th day of October, 2016 is entered into by and among The Caldwell & Orkin Funds, Inc (the “Fund”) and Ultimus Fund Solutions, LLC, the Fund’s transfer agent (“Ultimus”).
NEUBERGER BERMAN EQUITY FUNDS CLASS R6 DISTRIBUTION AGREEMENT SCHEDULE ADistribution Agreement • August 31st, 2018 • Neuberger Berman Equity Funds
FORM OF ACQUIRED FUND FEE AND EXPENSE WAIVER AGREEMENT ALLIANCEBERNSTEIN L.P. New York, New York 10105Fee and Expense Waiver Agreement • January 4th, 2016 • Ab Variable Products Series Fund, Inc. • New York
SAVOS INVESTMENTS TRUST THIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • January 31st, 2017 • Savos Investments Trust
THIS THIRD AMENDMENT dated as of December 9, 2015, to the Fund Administration Servicing Agreement dated as of February 20, 2007, as amended December 17, 2013 and January 31, 2014, (the “Agreement”), is entered into by and between SAVOS INVESTMENTS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
The Underwriters named in Schedule II to the Underwriting Agreement dated April 15, 2015 between the European Investment Bank and suchEuropean Investment Bank • April 22nd, 2015 • Foreign governments
Counsel within the Legal Directorate of the Bank have examined the provisions of (i) the Fiscal Agency Agreement dated as of November 28, 2014 (the “Fiscal Agency Agreement”) between the Bank and Citibank, N.A., London Branch, as fiscal agent, relating to the issue of (inter alia) USD 5,000,000,000 principal amount of 1.375% Notes due 2020 (the “Securities”) of the Bank and (ii) the Underwriting Agreement dated as of April 15, 2015 (the “Underwriting Agreement”), between the Bank and the several Underwriters named in Schedule II thereto (the “Underwriters”), providing for the sale by the Bank to the Underwriters severally, of the respective principal amounts of the Securities therein specified. Capitalized terms used but not defined herein shall have the meanings given to such terms in the Underwriting Agreement, unless the context otherwise requires.
NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST DISTRIBUTION AGREEMENT (Class I Shares)Distribution Agreement • October 18th, 2017 • Neuberger Berman Advisers Management Trust
JOINT FILING AGREEMENTJoint Filing Agreement • February 7th, 2019 • Lafitte Capital, LLC • Hotels & motels
This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.
