Employee Phantom Stock Agreement Sample Contracts

KEY EMPLOYEE PHANTOM STOCK AGREEMENT

Employee Phantom Stock Agreement • May 5th, 2020 • Maryland

• Contract Type
  Employee Phantom Stock Agreement
• Filed
  May 5th, 2020
• Jurisdiction
  Maryland

This Key Employee Phantom Stock Agreement (this “Agreement”) is made this day of between Legg Mason, Inc. (“Legg”) and (“Employee”), but intended to be effective as of the date of the approval of transfer to Legg Mason Wood Walker, Incorporated (“LMWW”) of Employee’s registration with the National Association of Securities Dealers, Inc., the New York Stock Exchange, Inc. and the state(s) in which Employee is licensed (the “Effective Date”).