Customer Ria Account Agreement and Advisor Authorization Sample Contracts

CUSTOMER RIA ACCOUNT AGREEMENT AND ADVISOR AUTHORIZATION

Customer Ria Account Agreement and Advisor Authorization • June 10th, 2021 • New York

• Contract Type
  Customer Ria Account Agreement and Advisor Authorization
• Filed
  June 10th, 2021
• Jurisdiction
  New York

This RIA Customer Agreement (“RIA Agreement”) sets forth the Terms and Conditions that govern Your RIA account (the “RIA Account”) with Axos Advisor Services, a trade name of Axos Clearing LLC, Member SIPC. Throughout this Agreement, “Axos Clearing” means Axos Clearing LLC, its successors and assigns; and “You”, “Your”, and/or “Customer” means the beneficial owner(s) of the RIA Account.