CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTControlled Equity Offeringsm • January 16th, 2018 • Guggenheim Strategic Opportunities Fund • New York
Guggenheim Strategic Opportunities Fund, a statutory trust organized under the laws of the State of Delaware (the "Fund"), and Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the "Adviser"), confirm their agreement (this "Agreement") with Cantor Fitzgerald & Co. ("CF&Co"), as follows:
SALES AGREEMENTControlled Equity Offeringsm • October 13th, 2010 • Paragon Shipping Inc. • Deep sea foreign transportation of freight • New York
Paragon Shipping Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands (the "Company"), confirms its agreement (this "Agreement") with Cantor Fitzgerald & Co. ("CF&Co."), as follows:
CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTControlled Equity Offeringsm • May 10th, 2004 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), confirms its agreement (“Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
AMENDMENT NO. 1 TO CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTControlled Equity Offeringsm • June 5th, 2009 • Paragon Shipping Inc. • Deep sea foreign transportation of freight
This Amendment No. 1 (this “Amendment No. 1”) to the Controlled Equity OfferingSM Sales Agreement, dated April 15, 2009 (the “Agreement”), between Paragon Shipping Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), and Cantor Fitzgerald & Co. (“CF&Co.”) is made and entered into as of the 4th day of June, 2009, by and among the parties hereto. Terms used and not otherwise defined herein have the meanings ascribed to them in the Agreement.
CONTROLLED EQUITY OFFERINGSM AMENDMENT NO. 1 TO SALES AGREEMENTControlled Equity Offeringsm • April 6th, 2006 • Prologis • Real estate investment trusts • New York
ProLogis, a Maryland statutory real estate investment trust (the “Company”) and Cantor Fitzgerald & Co. (“CF&Co”) are parties to a Sales Agreement dated July 23, 2004 (the “Agreement”). The parties desire to amend the Agreement as follows:
CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTControlled Equity Offeringsm • February 28th, 2007 • Prologis • Real estate investment trusts • New York
ProLogis, a Maryland statutory real estate investment trust (the “Company”), confirms its agreement (“Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
