CUSTODIAN AGREEMENT THIS AGREEMENT made on January 1, 1993, between Monetta Trust, a Massachusetts Business Trust currently offering shares in series designated Monetta Mid Cap Equity Fund, Intermediate Bond Fund, and Monetta Government Money Market...Custodian Agreement • November 18th, 1996 • Monetta Trust
TRANSFER AGENT AGREEMENTAgreement • November 18th, 1996 • Monetta Trust • Wisconsin
SECOND AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • April 24th, 2024 • Monetta Trust • Minnesota
THIS AGREEMENT is made and entered into as of November 1, 2023 (the “Effective Date”), by and between MONETTA TRUST, a Massachusetts business trust (the “Trust”), and
MONETTA TRUST 1776-A SOUTH NAPERVILLE ROAD SUITE 207 WHEATON, ILLINOIS 60187Distribution Agreement • February 3rd, 1997 • Monetta Trust • Massachusetts
MONETTA TRUST 1776-A SOUTH NAPERVILLE ROAD SUITE 207 WHEATON, ILLINOIS 60187Distribution Agreement • November 18th, 1996 • Monetta Trust • Massachusetts
Redacted Fee Schedule has been excluded because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed MONETTA TRUST SECOND AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 24th, 2024 • Monetta Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the November 1, 2023 (the “Effective Date”) by and between MONETTA TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT WITH ORION CAPITAL MANAGEMENT, INC.Interim Investment Sub-Advisory Agreement • April 30th, 2009 • Monetta Trust • Illinois
THIS INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), made this __7__ day of _April, 2009__ by and between Monetta Financial Services, Inc., a Delaware corporation (the “Adviser”), an investment adviser registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Orion Capital Management, Inc., an Illinois corporation (the “Sub-Adviser”), an investment adviser registered under the Advisers Act, relating to the Sub-Adviser’s services for certain portfolios of Monetta Trust (the “Company”), an open-end diversified management investment company of the series type, registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
ADMINISTRATION AGREEMENTAdministration Agreement • April 29th, 2011 • Monetta Trust • Illinois
THIS AGREEMENT is made as of August 1, 2003, by and between MONETTA TRUST, a Massachusetts business trust (the “Company”), having its principal place of business at 1776-A South Naperville Road, Suite 100, Wheaton, IL 60187, and FUND SERVICES GROUP, LLC (the “Administrator”), an Illinois limited liability company having its principal place of business at 1776-A South Naperville Road, Suite 101, Wheaton, Illinois 60187.
MONETTA TRUST INVESTMENT ADVISORY AGREEMENT This investment advisory agreement is made as of the 1st day of February, 1997, between MONETTA TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as...Monetta Trust • February 3rd, 1997 • Monetta Trust
Addendum to Custody Agreement WHEREAS MONETTA TRUST (the "Trust") and FIRSTAR TRUST COMPANY ("Firstar") have entered into a Custody Agreement dated January 1, 1993 (the "Agreement"); WHEREAS the Trust has issued an additional class of beneficial...Custody Agreement • November 18th, 1996 • Monetta Trust
WHEREAS MONETTA TRUST (the "Trust") and FIRSTAR TRUST COMPANY ("Firstar") have entered into a Custody Agreement dated January 1, 1993 (the "Agreement");
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES Revised April 30, 2009Agreement • April 30th, 2009 • Monetta Trust
THIS AGREEMENT is made as of this 12th day of December, 2006, between Monetta Trust, a Massachusetts business trust (the “Trust”) and Monetta Financial Services, Inc., a Delaware corporation (the “Adviser”).
FUND ACCOUNTING SERVICES AGREEMENTFund Accounting Services Agreement • April 29th, 2011 • Monetta Trust • Michigan
THIS AGREEMENT is made and entered into as of 1/1/11, by and between Fund Services Group, LLC a limited liability company organized under the laws of the State of Illinois (“Fund Services” or “Administrator”) and Jackson Fund Services (“JFS”), a division of Jackson National Asset Management LLC, a limited liability company organized under the laws of the State of Michigan (“JNAM”).
Redacted Fee Schedule has been excluded because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed MONETTA TRUST SECOND AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 24th, 2024 • Monetta Trust • Wisconsin
THIS AGREEMENT is made and entered into as of November 1, 2023 (the “Effective Date”) by and between the MONETTA TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
Addendum to Transfer Agent Agreement WHEREAS MONETTA TRUST (the "Trust") and FIRSTAR TRUST COMPANY ("Firstar") have entered into a Transfer Agent Agreement dated February 1, 1993 (the "Agreement"); WHEREAS the Trust has issued an additional class of...Transfer Agent Agreement • November 18th, 1996 • Monetta Trust
WHEREAS MONETTA TRUST (the "Trust") and FIRSTAR TRUST COMPANY ("Firstar") have entered into a Transfer Agent Agreement dated February 1, 1993 (the "Agreement");
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2008 • Monetta Trust
THIS AMENDMENT, dated as of the 10th day of April, 2008, by and between Monetta Financial Services, Inc., a Delaware corporation (“Adviser”), Monetta Trust., a Massachusetts business trust (“Trust”) and Quasar Distributors, LLC (“Quasar”), as parties to the Distribution Agreement dated May 1, 2002, as amended (the “Agreement”).
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • April 29th, 2011 • Monetta Trust • Illinois
AGREEMENT made as of August 1, 2003, by and between MONETTA TRUST (the “Company”), a Massachusetts business trust, having its principal place of business at 1776-A South Naperville Road Suite 100, and FUND SERVICES GROUP, LLC (“Fund Accountant”), an Illinois limited liability company and having its principal place of business at 1776-A South Naperville Road, Suite 101, Wheaton, Illinois 60187.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 25th, 2019 • Monetta Trust
This investment advisory agreement is made as of 3rd day of December, 2001, between MONETTA TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the “1940 Act”) as an open-end diversified management investment company (the “Trust”), and MONETTA FINANCIAL SERVICES, INC., a Delaware corporation registered under the Investment Advisers Act of 1940 as an investment adviser (the “Adviser”).
FEE AMENDMENTFee Amendment • April 25th, 2023 • Monetta Trust
This amendment to the Compliance Services Agreement (the "Agreement'') dated as of November 19th,2012 by and between the Monetta Trust (collectively the "Client'') and Adviser Compliance Associates, LLC doing business as ACA Group, or its affiliate, ("ACA") is entered into as of March 1, 2023 (the "Effective Date"). Except for the fees listed below, all of the provisions of the Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein.
INVESTMENT SUB-ADVISORY AGREEMENT WITH ORION CAPITAL MANAGEMENT, INC.Investment Sub • April 30th, 2009 • Monetta Trust • Illinois
THIS AGREEMENT, made this ____ day of ______, by and between Monetta Financial Services, Inc., a Delaware corporation (the “Adviser”), an investment adviser registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Orion Capital Management, Inc., an Illinois corporation (the “Sub-Adviser”), an investment adviser registered under the Advisers Act, relating to the Sub-Adviser’s services for certain portfolios of Monetta Trust (the “Company”), an open-end diversified management investment company of the series type, registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
MONETTA TRUST SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTMonetta Trust • April 29th, 2013 • Monetta Trust
THIS SECOND AMENDMENT effective as of April 30, 2013, to the Transfer Agent Servicing Agreement dated as of May 1, 2007, as amended November 5, 2009 (the “Agreement”), is entered into by and between Monetta Trust, a Massachusetts business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSESWaive Fees and Reimburse Expenses • November 20th, 2006 • Monetta Trust
THIS AGREEMENT is made as of this 12th day of December, 2006, between Monetta Trust, a Massachusetts business trust (the “Trust”) and Monetta Financial Services, Inc., a Delaware corporation (the “Adviser”).
MONETTA TRUST SECOND AMENDMENT TO THE BLUE SKY COMPLIANCE SERVICING AGREEMENTMonetta Trust • April 29th, 2013 • Monetta Trust
THIS SECOND AMENDMENT effective as of April 30, 2013, to the Blue Sky Compliance Servicing Agreement dated as of May 1, 2007, as amended November 5, 2009 (the “Agreement”), is entered into by and between Monetta Trust, a Massachusetts business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 23rd, 2015 • Monetta Trust • Illinois
THIS AGREEMENT, made this 29th day of January, 2015, by and between Monetta Financial Services, Inc., a Delaware corporation (the "Adviser"), an investment adviser registered under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and Varsity Asset Management, LLC, a Florida limited liability company (the "Sub-Adviser"), an investment adviser registered under the Advisers Act, relating to the Sub-Adviser's services for certain series of Monetta Trust (the "Trust"), an open-end diversified management investment company of the series type, registered under the Investment Company Act of 1940, as amended (the "1940 Act").
MONETTA TRUST TRANSFER AGENT SERVICING AGREEMENTMonetta Trust • April 30th, 2008 • Monetta Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the 1st day of May, 2007, by and between MONETTA TRUST, a Massachusetts business trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED FUND ADMINISTRATION AGREEMENTFund Administration Agreement • April 24th, 2024 • Monetta Trust
THIS FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Amendment”) is made and entered into as of November 1, 2023 (the “Effective Date”) by and between the MONETTA TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSES Revised April 30, 2008Agreement • April 30th, 2008 • Monetta Trust
THIS AGREEMENT is made as of this 30th day of April, 2007, between Monetta Trust, a Massachusetts business trust (the “Trust”) and Monetta Financial Services, Inc., a Delaware corporation (the “Adviser”).
MONETTA TRUST FUND ADMINISTRATION SERVICING AGREEMENTMonetta Trust • April 29th, 2013 • Monetta Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 27th day of September, 2012, by and between the MONETTA TRUST, a Massachusetts business trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Distribution AgreementDistribution Agreement • April 27th, 2022 • Monetta Trust
THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Quasar Distributors, LLC (the “Distributor”), Monetta Trust (“Fund Company”) and Monetta Financial Services, Inc. (“Adviser”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • April 29th, 2013 • Monetta Trust • Pennsylvania
AGREEMENT dated as of November 19, 2012 (the "Effective Date") by and between the Monetta Trust, a Massachusetts business trust the Monetta Fund, a Maryland corporation (each, a "Company"; together, the "Companies"), and Cipperman Compliance Services, LLC ("CCS"), a Pennsylvania limited liability company.
FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • April 24th, 2024 • Monetta Trust
THIS FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT (this “Amendment”) is made and entered into as of November 1, 2023 (the “Effective Date”) by and between the MONETTA TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
MONETTA TRUST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • March 2nd, 2010 • Monetta Trust
THIS AMENDMENT dated as of the 5th day of November, 2009 , to the Distribution Agreement dated as of May 1, 2002, as amended, is entered into by and among Monetta Trust, a Massachusetts business trust (the “Trust”), Monetta Financial Services, Inc., a Delaware corporation, (the “Adviser”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
MONETTA TRUST CUSTODY AGREEMENTMonetta Trust • April 30th, 2008 • Monetta Trust • Ohio
Funds Covered under Fee Schedule Monetta Fund, Monetta Trust Balanced Fund, Monetta Trust Intermediate Bond Fund, Monetta Trust Government Money Market Fund, Monetta Trust MidCap Equity Fund, Annual Fee Based Upon Market Value Per Fund* 2 basis points on average daily market value Plus portfolio transaction fees - Portfolio Transaction Fees $ 9.00 per book entry DTC transaction $ 8.00 per principal paydown $ 6.00 per short sale $ 7.00 per US Bank repurchase agreement transaction $35.00 per option/future contract written, exercised or expired $10.00 per book entry Federal Reserve transaction $15.00 per mutual fund trade $50.00 per Cedel/Euroclear transaction $10.00 per Fed Wire $25.00 per Physical Transaction $15.00 per margin variation Fed wire $150.00 per segregated account per year · A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. · No charge for the initial conversion free receipt. · Overdrafts – charged to the account at
Redacted Fee Schedule has been excluded because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed SECOND AMENDMENT TO THE SECOND AMENDED AND RESTATED FUND ADMINISTRATION AGREEMENTFund Administration Agreement • April 24th, 2024 • Monetta Trust
THIS SECOND AMENDMENT TO THE SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Amendment”) is made and entered into as of November 1, 2023 (the “Effective Date”) by and between the MONETTA TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
MONETTA TRUST FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 22nd, 2016 • Monetta Trust
THIS FIRST AMENDMENT dated as of the 1st. day of November, 2015, to the Fund Accounting Servicing Agreement dated as of September 27, 2012, (the “Agreement”), is entered into by and between Monetta Trust, a Massachusetts business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ADVISORY AGREEMENT (Approved by Shareholders 12/03/01) (Restated by Board of Trustees 02/21I14)Investment Advisory • April 24th, 2014 • Monetta Trust
This investment advisory agreement is made as of 3rd day of December, 2001, between MONETTA TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and MONETTA FINANCIAL SERVICES, INC., a Delaware corporation registered under the Investment Advisers Act of 1940 as an investment adviser (the "Adviser").
