Exhibit 23(d)(2) SUB-ADVISORY AGREEMENT THIS SUB-ADVISORY AGREEMENT is made as of the 13th day of May, 2002 between First Financial Capital Advisors LLC ("Investment Advisor"), an Ohio limited liability company, and Munder Capital Management...Sub-Advisory Agreement • August 28th, 2003 • Legacy Funds Group • Massachusetts
EXHIBIT (d)(1) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 1st day of April, 2002, between Legacy Funds Group, a Massachusetts business trust (the "Trust"), and First Financial Capital Advisors LLC, an Ohio limited liability company (the...Investment Advisory Agreement • February 8th, 2002 • Legacy Funds Group • Ohio
Exhibit 23(e)(1) DISTRIBUTION AGREEMENT AGREEMENT made this 26th day of August, 2005, between Legacy Funds Group (the "Trust"), having an office at 3435 Stelzer Road, Columbus, Ohio 43219, and BISYS Fund Services Limited Partnership ("Distributor"),...Distribution Agreement • August 28th, 2006 • Legacy Funds Group • New York
WITNESSETH:Custody Agreement • August 28th, 2003 • Legacy Funds Group • Massachusetts
Exhibit 23(h)(1) TRANSFER AGENCY AGREEMENT AGREEMENT made as of the 13th day of May, 2002, between LEGACY FUNDS GROUP (the "Company"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219,...Transfer Agency Agreement • August 28th, 2003 • Legacy Funds Group • Ohio
Exhibit 23(d)(1) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 13th day of May, 2002, between Legacy Funds Group, a Massachusetts business trust (the "Trust"), and First Financial Capital Advisors LLC, an Ohio limited liability company (the...Investment Advisory Agreement • August 28th, 2003 • Legacy Funds Group • Ohio
Exhibit (e)(1) DISTRIBUTION AGREEMENT AGREEMENT made this ____ day of August, 2005, between Legacy Funds Group (the "Trust"), having an office at 3435 Stelzer Road, Columbus, Ohio 43219, and BISYS Fund Services Limited Partnership ("Distributor"),...Distribution Agreement • August 26th, 2005 • Legacy Funds Group • New York
Exhibit 23(h)(2) ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of the 13th day of May, 2002, by and between Legacy Funds Group, a Massachusetts business trust (the "Company"), having its principal place of business at 3435 Stelzer Road, Columbus,...Administration Agreement • August 28th, 2003 • Legacy Funds Group • Ohio
Exhibit 23(h)(4) FUND ACCOUNTING AGREEMENT AGREEMENT made as of the 26th day of August, 2005, between Legacy Funds Group (the "Company"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219,...Fund Accounting Agreement • August 28th, 2006 • Legacy Funds Group • Ohio
Exhibit 23(h)(3) SUB-ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of the 13th day of May, 2002 by and between BISYS FUND SERVICES LIMITED PARTNERSHIP ("BISYS"), a limited partnership organized under the laws of the State of Ohio and having its...Sub-Administration Agreement • August 28th, 2003 • Legacy Funds Group • Ohio
GRAPHIC OMITTED] BISYS FUND SERVICES LIMITED PARTNERSHIP, DISTRIBUTOR 3435 Stelzer Road Columbus, Ohio 43219-3035 DEALER AGREEMENT Ladies and Gentlemen: As the principal underwriter of the shares ("Shares") of each investment company portfolio...Dealer Agreement • February 8th, 2002 • Legacy Funds Group • Ohio
BY-LAWS OF LEGACY FUNDS GROUP ARTICLE 1 Agreement and Declaration of Trust and Principal OfficeLegacy Funds Group • November 2nd, 2001
Exhibit 23(h)(5) OMNIBUS FEE AGREEMENT THIS AGREEMENT is made as of the 26th day of August, 2005, by and between LEGACY FUNDS GROUP (the "Company"), a Massachusetts business trust, BISYS FUND SERVICES OHIO, INC. ("BISYS"), an Ohio corporation....Omnibus Fee Agreement • August 28th, 2006 • Legacy Funds Group • Ohio
DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2009 • First Funds • New York
AGREEMENT made this 31st day of March 2009, between First Funds (f/k/a Legacy Funds Group) (the “Trust”), having an office at 3435 Stelzer Road, Columbus, Ohio 43219, and Foreside Distribution Services, L.P. (“Distributor”), having an office at 10 High Street, Boston, Massachusetts 02110.
BISYS(R) LOGO) BISYS FUND SERVICES LIMITED PARTNERSHIP, DISTRIBUTOR SELLING GROUP MEMBER AGREEMENT Re: LEGACY FUNDS GROUP Ladies and Gentlemen: As the distributor of the shares ("Shares") of each investment company portfolio ("Fund"), of the...Service Fee Agreement • August 28th, 2006 • Legacy Funds Group • Massachusetts
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • August 28th, 2009 • First Funds • Ohio
AGREEMENT effective as of the 1st day of August, 2007, as amended and restated August 20, 2008, between First Funds (formerly known as Legacy Funds Group) (the “Trust”), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and CITI FUND SERVICES OHIO, INC. (“Citi”), an Ohio corporation having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219.
Exhibit 23(h)(1) TRANSFER AGENCY AGREEMENT AGREEMENT made as of the 26th day of August, 2005, between LEGACY FUNDS GROUP (the "Company"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219,...Transfer Agency Agreement • August 28th, 2006 • Legacy Funds Group • Ohio
FORESIDE DISTRIBUTION SERVICES, L.P., Distributor (or subsequent affiliated distributor) DEALER AGREEMENT Re: First Funds Ladies and Gentlemen:First Funds • August 28th, 2008 • Massachusetts
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Distribution Services, L.P. (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
FEE WAIVER AGREEMENT First Elite Money MarketFee Waiver Agreement • August 28th, 2009 • First Funds
FEE WAIVER AGREEMENT, effective as of February 12, 2009, by and between First Financial Capital Advisors LLC (the “Investment Adviser”) and First Funds (the “Trust”), on behalf of First Elite Money Market (the “Fund”), a series of the Trust.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • August 28th, 2009 • First Funds • New York
AGREEMENT made effective as of March 31, 2009, by and between , FIRST FINANCIAL CAPITAL ADVISORS LLC, (the “Adviser”), having an office at 4000 Smith Road Suite 400, Cincinnati, OH 45209, and FORESIDE DISTRIBUTION SERVICES, L.P., (the “Distributor”), having an office at 10 High Street, Suite 302, Boston, Massachusetts, 02110.
Exhibit(h)(2) CO-ADMINISTRATION AGREEMENT THIS CO-ADMINISTRATION AGREEMENT ("Agreement") is made as of [_______, 2005] by and between BISYS Fund Services Ohio, Inc. ("BISYS"), an Ohio corporation, and Legacy Funds Group (the "Company"), a...Co-Administration Agreement • August 26th, 2005 • Legacy Funds Group • Ohio
FIRST FINANCIAL CAPITAL ADVISORS LLC 300 High Street Hamilton, Ohio 45012Legacy Funds Group • August 27th, 2004
First Financial Capital Advisors LLC, intending to be legally bound, hereby confirms its agreement to waive its management fee and assume expenses of The Multi-Cap Core Equity Fund, The Core Bond Fund and The Federal Money Fund (each, a "Fund"), each a separate series of Legacy Funds Group, to the extent necessary, from August 27, 2004 through August 27, 2005, so that "Annual Fund Operating Expenses" (as expressed in "Item 3. Risk/Return Summary: Fee Table" of Form N-1A), excluding distribution (12b-1) fees, do not exceed the following amounts as a percentage of the indicated Fund's average daily net assets:
Exhibit 23(h)(3) CO-ADMINISTRATION AGREEMENT THIS CO-ADMINISTRATION AGREEMENT is made as of the 26th day of August, 2005 by and between LEGACY FUNDS GROUP (the "Company"), a Massachusetts business trust having its principal office at 3435 Stelzer...Administration Agreement • August 28th, 2006 • Legacy Funds Group • Ohio
Exhibit 23(h)(2) CO-ADMINISTRATION AGREEMENT THIS CO-ADMINISTRATION AGREEMENT ("Agreement") is made as of August 26, 2005 by and between BISYS Fund Services Ohio, Inc. ("BISYS"), an Ohio corporation, and Legacy Funds Group (the "Company"), a...Co-Administration Agreement • August 28th, 2006 • Legacy Funds Group • Ohio
August 1, 2006 Legacy Funds Group 3435 Stelzer Road Columbus, Ohio 43219 Re: Letter of Agreement Ladies and Gentlemen: First Financial Capital Advisors LLC, intending to be legally bound, hereby confirms its agreement to waive its management fee and...Legacy Funds Group • August 28th, 2006
First Financial Capital Advisors LLC, intending to be legally bound, hereby confirms its agreement to waive its management fee and assume expenses of The Multi-Cap Core Equity Fund, The Core Bond Fund and The Federal Money Fund (each, a "Fund"), each a separate series of Legacy Funds Group, to the extent necessary, from August 26, 2006 through August 28, 2007, so that "Annual Fund Operating Expenses" (as expressed in "Item 3. Risk/Return Summary: Fee Table" of Form N-1A), excluding distribution (12b-1) fees, do not exceed the following amounts as a percentage of the indicated Fund's average daily net assets:
EXHIBIT (L) PURCHASE AGREEMENT BISYS Fund Services Limited Partnership ("BISYS LP"), a limited partnership organized under the laws of the State of Ohio, and Legacy Funds Group (the "Trust"), a Massachusetts business trust, hereby agree with each...) Purchase Agreement • April 9th, 2002 • Legacy Funds Group
August 26, 2005 Legacy Funds Group 3435 Stelzer Road Columbus, Ohio 43219 Re: Letter of Agreement Ladies and Gentlemen: First Financial Capital Advisors LLC, intending to be legally bound, hereby confirms its agreement to waive its management fee and...Legacy Funds Group • August 26th, 2005
First Financial Capital Advisors LLC, intending to be legally bound, hereby confirms its agreement to waive its management fee and assume expenses of The Multi-Cap Core Equity Fund, The Core Bond Fund and The Federal Money Fund (each, a "Fund"), each a separate series of Legacy Funds Group, to the extent necessary, from August 26, 2005 through August 26, 2006, so that "Annual Fund Operating Expenses" (as expressed in "Item 3. Risk/Return Summary: Fee Table" of Form N-1A), excluding distribution (12b-1) fees, do not exceed the following amounts as a percentage of the indicated Fund's average daily net assets:
SELLING GROUP MEMBER AGREEMENT Re: First Funds Ladies and Gentlemen:First Funds • August 28th, 2008 • Massachusetts
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Distribution Services, L.P. (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
BISYS(R) LOGO) BISYS FUND SERVICES LIMITED PARTNERSHIP, DISTRIBUTOR DEALER AGREEMENT Re: LEGACY FUNDS GROUP Ladies and Gentlemen: As the distributor of the shares ("Shares") of each investment company portfolio ("Fund"), of the investment company or...Dealer Agreement • August 28th, 2006 • Legacy Funds Group • Massachusetts
Exhibit (h)(1) TRANSFER AGENCY AGREEMENT AGREEMENT made as of the [_________day of _____], 2005, between LEGACY FUNDS GROUP (the "Company"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio...Transfer Agency Agreement • August 26th, 2005 • Legacy Funds Group • Ohio
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 29th, 2007 • Legacy Funds Group • Massachusetts
THIS SUB-ADVISORY AGREEMENT is made as of the 29th day of December, 2006 between First Financial Capital Advisors, LLC (“Investment Advisor”), an Ohio limited liability company, and Munder Capital Management (“Sub-Advisor”), a general partnership organized and existing under the laws of the State of Delaware.
AMENDMENT TO CO-ADMINISTRATION AGREEMENT, TRANSFER AGENCY AGREEMENT, OMNIBUS FEE AGREEMENT, COMPLIANCE SERVICES AGREEMENT AND FUND ACCOUNTING AGREEMENTCo-Administration Agreement, Transfer Agency Agreement • August 28th, 2009 • First Funds
AMENDMENT made as of the ___day of July 2009, between FIRST FUNDS (formerly known as Legacy Funds Group), a Massachusetts business trust (the “Trust”), and CITI FUND SERVICES OHIO, INC. (formerly known as BISYS Fund Services Ohio, Inc.), an Ohio corporation (“Citi”), to the (i) Co-Administration Agreement, (ii) Transfer Agency Agreement, (iii) Fund Accounting Agreement and (iv) Omnibus Fee Agreement, each dated August 26, 2005 and (v) the Compliance Services Agreement dated August 1, 2007, between the Trust and Citi (as amended and in effect on the date hereof, each, an “Agreement” and collectively, the “Agreements”).
WITNESSETH: ----------Legacy Funds Group • November 2nd, 2001 • Massachusetts
FIRST FUNDS EXPENSE LIMITATION AGREEMENTFirst Funds Expense Limitation Agreement • August 28th, 2009 • First Funds • New York
THIS AGREEMENT, dated as of June 1, 2009, is made and entered into by and between First Funds, a Massachusetts business trust (the “Trust”), on behalf of its First Elite Money Market Fund series (the “Fund”), and Citi Fund Services Ohio, Inc. (“Citi”).
AMENDMENT NO. 1 TO OMNIBUS FEE AGREEMENTOmnibus Fee Agreement • August 28th, 2008 • First Funds
AMENDMENT NO. 1 made as of the 26th day of August, 2008, between First Funds (formerly known as Legacy Funds Group) (the “Trust”), a Massachusetts business trust, and Citi Fund Services Ohio, Inc., an Ohio corporation, formerly known as BISYS Fund Services Ohio, Inc. (“Citi”), to that certain Omnibus Fee Agreement, dated as of August 26, 2005, between the Trust and Citi (as previously amended and as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
