Commodity Futures Trading Commission § 1.22Commodity Futures • January 15th, 2020
us or to any other person, firm, association or corporation even if thereafter any such order, decree, judgment or levy shall be re- versed, modified, set aside or vacated.
agreement and any other agreement between the parties in connection with the Ac- count(s), this letter agreement shall govern with respect to matters specific to Section 4(b) of the Act and the CFTC’s regulations thereunder, as amended.Commodity Futures • January 31st, 2020
This letter agreement shall be governed by and construed in accordance with the laws of [Insert governing law] without regard to the principles of choice of law.
agreement and any other agreement between the parties in connection with the Ac- count(s), this letter agreement shall govern with respect to matters specific to Section 4(b) of the Act and the CFTC’s regulations thereunder, as amended.Commodity Futures • May 5th, 2020
This letter agreement shall be governed by and construed in accordance with the laws of [Insert governing law] without regard to the principles of choice of law.
supersede any previous agreement (electronically or otherwise).Commodity Futures • January 17th, 2024
Commodity Futures Trading Commission Pt. 30, App. FCommodity Futures • January 31st, 2020
This letter agreement shall be governed by and construed in accordance with the laws of [Insert governing law] without regard to the principles of choice of law.
Commodity Futures Trading Commission § 5.3Commodity Futures • May 5th, 2020
1a(18) of the Act, which agreement con- tains the terms governing the person’s retail forex account with such futures commission merchant or retail foreign exchange dealer.
Commodity Futures Trading Commission § 36.2Commodity Futures • October 20th, 2014
Commodity Futures Trading Commission § 1.26Commodity Futures • June 21st, 2012
account by book entry is made con- sistent with Federal or State commer- cial law, as applicable. At all times, se- curities received subject to an agree- ment are reflected as ‘‘customer prop- erty.’’
Commodity Futures Trading Commission § 1.22Commodity Futures • August 13th, 2019
us or to any other person, firm, association or corporation even if thereafter any such order, decree, judgment or levy shall be re- versed, modified, set aside or vacated.
Commodity Futures Trading Commission § 30.6Commodity Futures • August 20th, 2020
services as an agent for service of proc- ess, pursuant to which agreement such futures commission merchant or other person is authorized to serve as the agent of such person for purposes of ac- cepting delivery and service of commu- nications issued by or on behalf of the Commission, U.S. Department of Jus- tice, any self-regulatory organization, or any foreign futures or foreign op- tions customer. If the written agency agreement is entered into with any person other than the futures commis- sion merchant through which business is done, the futures commission mer- chant or foreign broker who has re- ceived confirmation of an exemption pursuant to § 30.10 with whom business is conducted must be expressly identi- fied in such agency agreement. Service or delivery of any communication issued by or on behalf of the Commis- sion, U.S. Department of Justice, any self-regulatory organization or any for- eign futures or foreign options cus- tomer, pursuant to such agreement, shall constitute
agreement to direct or guide the com- modity interest account of a qualified eligible person pursuant to § 4.7.Commodity Futures • July 1st, 2013
tions, with respect to any qualified eli- gible person and any other client to which the commodity trading advisor provides or intends to provide com- modity interest trading advice.
ContractCommodity Futures • April 3rd, 2015
Exhibit H Information Sharing Agreements among the Commodity Futures Trading Commission (“CFTC” or “Commission”), FBOT, Clearing Organization and relevant regulatory authority
Topic of the week: The bipartisan infrastructure agreementCommodity Futures • July 5th, 2021
Democrats prepare a reconciliation process incorporating larger measures, like the plan for American families, to pass them without Republicans
Commodity Futures Trading Commission § 8.02Commodity Futures • December 11th, 2014
‘‘Chicago Board of Trade Arbitration Submission Agreement for Customer’s Claims and Grievances’’ signed by the customer or (b) a Statement of Claim and another arbitration agreement be- tween the parties, which agreement conforms in all respects with any appli- cable requirements prescribed by the Commodity Futures Trading Commis- sion. The refusal of any member or em- ployee to sign the ‘‘Chicago Board of Trade Arbitration Submission Agree- ment for Customer’s Claims and Griev- ances’’ shall not deprive the Arbitra- tion Committee or a Mixed Panel con- stituted pursuant to Regulation 620.02 of jurisdiction to arbitrate customers’ claims under these Arbitration Rules and Regulations. The Committee and Mixed Panels have jurisdiction to arbi- trate a counterclaim asserted in such an arbitration, but only if it arises out of the transaction or occurrence that is the subject of the customer’s claim or grievance and does not require for ad- judication the presence of essential witnesses, pa
Commodity Futures Trading Commission § 5.3Commodity Futures • June 21st, 2012
1a(18) of the Act, which agreement con- tains the terms governing the person’s retail forex account with such futures commission merchant or retail foreign exchange dealer.
