Carret Asset Sample Contracts

CARRET ASSET MANAGEMENT, LLC 320 Park Avenue, 18th Floor New York, NY 10022

Carret Asset • January 28th, 2022 • ALPS Series Trust

• Contract Type
  Carret Asset
• Filed
  January 28th, 2022
• Company
  ALPS Series Trust

CARRET ASSET MANAGEMENT, LLC

Carret Asset • January 28th, 2020 • ALPS Series Trust

• Contract Type
  Carret Asset
• Filed
  January 28th, 2020
• Company
  ALPS Series Trust

This letter agreement confirms the agreement of Carret Asset Management, LLC (“Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive and to reimburse “Other Expenses” to the extent required.