BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • December 6th, 2018 • Massachusetts
You sponsor and maintain a retirement plan (“Plan”), which may or may not be qualified under section 401(a), 403(b), or 457(b) of the Internal Revenue Code of 1986 (“Code”), and/or subject to the Employee Retirement Income Security Act of 1974 (“ERISA”). The term “you” as used in this Agreement refers to the Plan sponsor, trustee or other authorized officer of the Plan that is identified on and that signs on behalf of the Plan in the Account Application Employer-Sponsored Retirement Plan – Held at LPL (“Account Application”).
BROKERAGE ACCOUNT AGREEMENT - INDIVIDUALSBrokerage Account Agreement • July 28th, 2020
Name (First. Middle. Last) Identification Number Type [I.D, Passport, etc. …] Issuing Date D/M/Y / / Expiry Date D/M/Y / / Issuing Place Date of Birth D/M/Y / / Citizenship Unified Code
Brokerage Account AgreementBrokerage Account Agreement • February 27th, 2023 • California
The terms and conditions of this Brokerage Account Agreement, together with any supplemental agreements (together, the “Agreement”), will control the brokerage account you are opening with us and any other brokerage account you open with us in the future. Each account you open is a cash account where all trades are fully paid for; we do not currently offer margin accounts.
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • May 31st, 2019
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • April 2nd, 2020
BROKERAGE ACCOUNT AGREEMENT - INSTITUTIONSBrokerage Account Agreement • November 4th, 2015
Company Name: Entity Type: Place of Incorporation: City: Country: Company Address: City: Country: Telephone: Fax: Email Address: Nature of Business: Statement Frequency: Monthly Quarterly Orders By: Telephone Fax Written Email Investment Objective: Periodic revenue Short term capital profits Long term capital profits
Brokerage Account AgreementBrokerage Account Agreement • February 16th, 2023 • California
The terms and conditions of this Brokerage Account Agreement, together with any supplemental agreements (together, the “Agreement”), will control the brokerage account you are opening with us and any other brokerage account you open with us in the future. Each account you open is a cash account where all trades are fully paid for; we do not currently offer margin accounts.
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • January 3rd, 2023
BROKERAGE ACCOUNT AGREEMENT - CORPORATEBrokerage Account Agreement • September 5th, 2016
Company: EFG Hermes Brokerage - UAE (L.L.C). .)م م ذ ش�( ت�رامإلا� – لو�دتلل ش�يميره ةيلالم� ةعومجلم� :ةكشر� Regulated by Securities and Commodities Authority License No.: 604019 604019 مقر تتح ةئيهل� يدل ةص�خرمو علص�ل� و ةيلالم� ق�روألا� ةئيه ف�شر�لا ةعص�اخ ةكشر� Date of License: 22 November 2004 ٢004 برمفون ٢٢ :ش�يخترل� خيرات
BROKERAGE ACCOUNT AGREEMENT - RETAILBrokerage Account Agreement • September 5th, 2016
Company: EFG Hermes Brokerage - UAE (L.L.C). .)م م ذ ش�( ت�رامإلا� – لو�دتلل ش�يميره ةيلالم� ةعومجلم� :ةكشر� Regulated by Securities and Commodities Authority License No.: 604019 604019 مقر تتح ةئيهل� يدل ةص�خرمو علص�ل� و ةيلالم� ق�روألا� ةئيه ف�شر�لا ةعص�اخ ةكشر� Date of License: 22 November 2004 ٢004 برمفون ٢٢ :ش�يخترل� خيرات
Self-Direct Brokerage Account AgreementBrokerage Account Agreement • August 30th, 2018 • New York
BROKERAGE ACCOUNT AGREEMENT - INSTITUTIONSBrokerage Account Agreement • October 18th, 2015
Hedge Fund Mutual Fund Pension Fund Portfolio Management Other Institutional Please read carefully and complete all of the enclosed documents and return them to your Account Officer.
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • April 3rd, 2016
Full Name:(First. Middle. Last) ID Number: Residence Permit No. Date of Birth: D/M/Y / / Sex Male Female Passport No. Nationality Issuing Place: Issuing Date: D/M/Y / / Expiry Date: D/M/Y / / Full Address P.0.Box Postal Code City Country Home Telephone Home Fax Mobile Number Email Address Occupation Employed Self-Employed Years of experience in stock market Employer Name Employer Address City Country Business Telephone Business Fax Investment Objective: Periodic Revenue Short Term Capital Profits Long Term Capital Profits Current level of annual income (RO) < 25,000 < 50,000 > 50,000 Current market value of existing portfolio (RO) < 100,000 < 500,000 > 500,000 Initial amount of investment you propose to make in the stock market (RO): Current outstanding loans and liabilities if any: What is your tolerance for short term fluctuations in the value of your portfolio? None Low Medium High Number of dependents: Zero 1-2 Persons 3-4 Persons 5 or More Persons
BROKERAGE ACCOUNT AGREEMENT - RETAILBrokerage Account Agreement • February 19th, 2017
Brokerage Account Agreement – Individuals د ارفأا – ةيلام قاروأا لوادت باس�ح حتف ةيقافتا Date: :موي في هنإا This agreement is entered between: :نم لك ينب ةيقافتلاا هذه تررح The First Party: (Hereinafter referred to as (the Company) )ةكشر�لا( ب ةيقافتلاا هذه في هيلإا راس�يو :لوألاا فرطلا Company: EFG Hermes Brokerage - UAE (L.L.C). .)م م ذ ش�( تارامإلاا – لوادتلل ش�يميره ةيلالما ةعومجلما :ةكشر� Regulated by Securities and Commodities Authority License No.: 604019 604019 مقر تتح ةئيهلا يدل ةس�خرمو علس�لا و ةيلالما قاروألاا ةئيه فاشر�لا ةعس�اخ ةكشر� Date of License: 22 November 2004 ٢004 برمفون ٢٢ :ش�يخترلا خيرات Address: 1104, Boulevard Plaza, Tower 1, Downtown, P.O. Box 112736, Dubai, UAE. ،يبد ،11٢736 :ب.ش� ،نوات نواد ،1 جرب ،ازلاب دراڤيلوب ،1104 :اهناونعو.ةدحتلما ةيبرعلا تارامإلاا Office No.: 1104 – 11th Floor شر�ع يدالحا رودلا 1104 :مقر بتكم Telephone No.: +971 600 500 004 +971600500004 :مقر فتاه The Second Party: (Hereinafter referred to as (the Client)) ))ليمعلا( ـــب ةيقافتلاا
BROKERAGE ACCOUNT AGREEMENT - INDIVIDUALSBrokerage Account Agreement • November 4th, 2015
Home Address: City: Country: Home Telephone: Home Fax: Mobile Number: Email Address: Source of funds: Profession: Title: Number of years at Current position: Company Name: Company Field: Business Address: City: Country: Business Telephone: Business Fax: Select Mailing Address: Home Address Business Address Mailing Language: Arabic English Investment Objective: Periodic Revenue Short Term Capital Profits Long Term Capital Profits Orders by: Telephone Fax Written Email
