Broker-Dealer/Underwriter Agreement Sample Contracts

FIRST AMENDMENT TO MANAGING BROKER-DEALER/UNDERWRITER AGREEMENT
Broker-Dealer/Underwriter Agreement • January 4th, 2022 • Red Oak Capital Intermediate Income Fund, LLC • Real estate • Texas

THIS FIRST AMENDMENT TO MANAGING BROKER-DEALER/UNDERWRITER AGREEMENT (this “First Amendment”) dated as of December 30, 2021, is made by and between Red Oak Capital Intermediate Income Fund, LLC, a Delaware limited liability company (the “Company”), and Crescent Securities Group, Inc., a Texas corporation (“Crescent”).

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