Broker Dealer Services Agreement Sample Contracts

Broker-Dealer Services Agreement
Broker-Dealer Services Agreement • June 19th, 2020 • Kula Ventures 2 LTD • Arizona

This Broker-Dealer Service Agreement (“Agreement”) is made and entered into as of April ____, 2020 by and between JumpStart Securities, LLC (“Jumpstart”, “us, “our”, or “we”) and Kula Ventures # 2 Ltd., a Nevada corporation (“Issuer”, “you” or “your”).

AutoNDA by SimpleDocs
BROKER-DEALER SERVICES AGREEMENT WITH CUTTONE & CO., LLC
Broker-Dealer Services Agreement • October 29th, 2019 • Brewdog Usa Inc. • Malt beverages • New York

This Broker-Dealer Selling Agreement (this “Agreement”) is made and entered into as of June 10, 2019 by and between Cuttone & Co., LLC, with its principal place of business at 11 Wall St., New York, NY 10005 (“Cuttone”, “us, “our”, or “we”) and BrewDog USA, Inc. with its principal place of business at 96 Gender Road, Canal Winchester, OH 43110 (“Issuer” “you” or “your”) (Cuttone and Issuer being referred to individually as a “Party“ and collectively as “Parties“ herein).

BROKER-DEALER SERVICES AGREEMENT
Broker-Dealer Services Agreement • July 8th, 2016 • iConsumer Corp. • Services-personal services • New York

This Broker-Dealer Services Agreement (“Agreement”) is made and entered into as of _________ by and between FundAmerica Securities, LLC, a Delaware limited liability company (“FundAmerica”, “us, “our”, or “we”), and iConsumer Corp. ( “Issuer”, “you” or “your”) (collectively, the “Parties”).

BROKER-DEALER SERVICES AGREEMENT WITH IQ CAPITAL (USA) LLC
Broker-Dealer Services Agreement • March 30th, 2020 • Evolution Development Group, Inc. • Services-management consulting services • New York

This Broker-Dealer Selling Agreement (this “Agreement”) is made and entered into as of March 11, 2020 by and between iQ Capital (USA) LLC, with its principal place of business at 708 3RD Avenue, 6th Floor, New York, NY 10017 (“iQ”, “us“, “our”, or “we”) and Evolution Development Group, Inc. with its principal place of business at 10949 Esteban Drive , Ft. Myers, FL 33912, (“Issuer”, “you” or “your”) (iQ and Issuer being referred to individually as a “Party“ and collectively as “Parties“ herein).

Amendment to Broker Dealer Services Agreement
Broker Dealer Services Agreement • April 8th, 2020 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware

This Amendment to Broker Dealer Services Agreement (this “Amendment”), dated as of March 30, 2020 (the “Amendment Date”), is by and between Commonwealth Thoroughbreds, LLC (“Company”) and North Capital Private Securities Corporation (“NCPS”). Capitalized terms used herein and not otherwise defined shall have the meanings as set forth in the Agreement (as defined below).

BROKER-DEALER SERVICES AGREEMENT WITH DALMORE GROUP, LLC
Broker-Dealer Services Agreement • December 8th, 2020 • Wiley Area Development LLC • Retail-eating & drinking places • New York

This Broker-Dealer Selling Agreement (this "Agreement") is made and entered into as of April 27, 2020 by and between Dalmore Group LLC, with its principal place of business at 525 Green Place, Woodmere, NY 11598 ("Dalmore" or "we" or "our" or the "Broker-Dealer") and Wiley Area Development LLC d/b/a Tasty Equity with its principal place of business at 572 Breckenridge Way, Beavercreek, OH 45430 ("Issuer", "you" or "your") (Dalmore and Wiley Area Development LLC D/B/A Tasty Equity being referred to individually as a "Party" and collectively, Dalmore and Wiley Area Development LLC D/B/A Tasty Equity referred to as "Parties" herein).

Broker Dealer Services Agreement
Broker Dealer Services Agreement • March 13th, 2020 • Collectable Sports Assets, LLC • Utah

This Broker Dealer Services Agreement (this “Agreement”), effective as of 11/19/2019 (“Effective Date”), is entered into by Collectable.com, a Deleware (“Company”), and North Capital Private Securities Corporation, a Delaware corporation (“NCPS”, together with Company, the “Parties”, and each, a “Party”).

BROKER-DEALER SERVICES AGREEMENT WITH DALMORE GROUP, LLC
Broker-Dealer Services Agreement • June 8th, 2020 • Evolution Development Group, Inc. • Services-management consulting services • New York

This Broker-Dealer Selling Agreement (this “Agreement”) is made and entered into as of April 27, 2020 by and between Dalmore Group LLC, with its principal place of business at 525 Green Place, Woodmere, NY 11598 ("Dalmore," “us“, “our”, or “we”) and Evolution Development Group, Inc. with its principal place of business at 10949 Esteban Drive , Ft. Myers, FL 33912, (“Issuer”, “you” or “your”) (Dalmore and Issuer being referred to individually as a “Party“ and collectively as “Parties“ herein).

BROKER-DEALER SERVICES AGREEMENT between TABERNA SECURITIES, LLC and COHEN BROS. & COMPANY, LLC Dated as of April 28, 2005
Broker-Dealer Services Agreement • November 23rd, 2005 • Taberna Realty Finance Trust • New York

This BROKER-DEALER SERVICES AGREEMENT (this “Agreement”), dated as of April 28, 2005, is entered into by and between COHEN BROS. & COMPANY, LLC, a Delaware limited liability company (“Cohen Bros.”), and TABERNA SECURITIES, LLC, a Delaware limited liability company (“Taberna Securities”).

Amendment to Broker Dealer Services Agreement
Broker Dealer Services Agreement • March 3rd, 2020 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware

This Amendment to Broker Dealer Services Agreement (this “Amendment”), dated as of February 27, 2020 (the “Amendment Date”), is by and between Commonwealth Thoroughbreds, LLC (“Company”) and North Capital Private Securities Corporation (“NCPS”). Capitalized terms used herein and not otherwise defined shall have the meanings as set forth in the Agreement (as defined below).

BROKER-DEALER SERVICES AGREEMENT WITH CUTTONE AND CO., LLC AND IQ CAPITAL (USA) LLC
Broker-Dealer Services Agreement • November 27th, 2019 • Wiley Area Development LLC • Retail-eating & drinking places
Broker Dealer Services Agreement
Broker Dealer Services Agreement • December 13th, 2019 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware

This Broker Dealer Services Agreement (this “Agreement”), effective as of December 10, 2019 (“Effective Date”), is entered into by Commonwealth Thoroughbreds LLC, a Delaware limited liability company (“Company”), and North Capital Private Securities Corporation, a Delaware corporation (“NCPS”, together with Company, the “Parties”, and each, a “Party”). Effective as of the Effective Date this Agreement amends and restates in its entirety that certain Solicitation Agreement – Private Debt, Equity, and Hybrid Securities, dated as of August 22, 2019 and amended as of September 4, 2019, by and between the Parties (the “Prior Agreement”).

BROKER-DEALER SERVICES AGREEMENT WITH CUTTONE AND CO., LLC
Broker-Dealer Services Agreement • August 27th, 2019 • Wiley Area Development LLC • Retail-eating & drinking places
BROKER-DEALER SERVICES AGREEMENT WITH DALMORE GROUP, LLC
Broker-Dealer Services Agreement • February 16th, 2021 • 370 Markets LLC • Retail-retail stores, nec

This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between 370 Markets, LLC (“Client”), a Delaware Limited Liability Company, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of August 28, 2020 (the “Effective Date”):

BROKER-DEALER SERVICES AGREEMENT WITH DALMORE GROUP LLC AND COMMISSION SHARING AGREEMENT WITH STARTENGINE PRIMARY
Broker-Dealer Services Agreement • July 30th, 2020 • Brewdog Usa Inc. • Malt beverages • New York
BROKER-DEALER SERVICES AGREEMENT
Broker-Dealer Services Agreement • July 25th, 2018 • XTI Aircraft Co • Aircraft • New York

This Broker-Dealer Services Agreement (this “Agreement”) is made and entered into as of July 18, 2018 by and between JumpStart Securities, LLC (“JumpStart”, “us, “our”, or “we”) and XTI Aircraft Company (“Issuer”, “you” or “your”). JumpStart and Issuer are individually referred to herein as a “Party” collectively referred to as the “Parties”.

BROKER-DEALER SERVICES AGREEMENT WITH DALMORE GROUP, LLC
Broker-Dealer Services Agreement • October 21st, 2021 • Golden Seed, Inc. • Agricultural production-crops
Amendment to Broker Dealer Services Agreement
Broker Dealer Services Agreement • May 8th, 2020 • Collectable Sports Assets, LLC • Retail-retail stores, nec • New York

This Amendment to Broker Dealer Services Agreement (this “Amendment”), dated as of April 27, 2020 (the “Amendment Date”), is entered into by and between Collectable Sports Assets, LLC (“Company”) and North Capital Private Securities Corporation (“NCPS”). Capitalized terms used herein and not otherwise defined shall have the meanings as set forth in the Existing Agreement (as defined below).

TEMPLUM MARKETS LLC BROKER-DEALER SERVICES AGREEMENT
Broker-Dealer Services Agreement • January 21st, 2021 • Landa App LLC • Real estate • New York

The Broker-Dealer Services Agreement (“Agreement”) is made and entered into as of November 13, 2020 (the “Effective Date”), by and between Templum Markets LLC, a Delaware limited liability company (“Templum”) and Landa App LLC, a Delaware series limited liability company (“Company”), and each of the series (each, a “Series” and collectively, the “Series”) registered under the Company, as set forth in the signature page hereto. Each of the Company, the Series, and Templum may be referred to herein as a “Party” and, collectively, the “Parties.” Each of the Company and the Series, including any additional Series that become party to this Agreement, shall collectively be referred to as the “Landa Entities.”

BROKER-DEALER SERVICES AGREEMENT
Broker-Dealer Services Agreement • November 30th, 2015 • Sun Dental Holdings, LLC • Dental equipment & supplies • New York

This Agreement (“Agreement”) is made and entered into as of October 30, 2015 by and between FundAmerica Securities, LLC, a Delaware limited liability company (“FundAmerica”, “us, “our”, or “we”), and Sun Dental Holdings, LLC (“Issuer”, “you” or “your”).

AutoNDA by SimpleDocs
BROKER DEALER SERVICES AGREEMENT
Broker Dealer Services Agreement • September 12th, 2022 • Every Assets I, LLC • Delaware

This Broker Dealer Services Agreement (this “Agreement”), effective as of _______, 2022 (“Effective Date”), is entered into by Every Assets I, LLC, a Delaware limited liability company (“Company”), and Every Markets, LLC, a Delaware limited liability company (“Broker”, together with Company, the “Parties”, and each, a “Party”).

BROKER-DEALER SERVICES AGREEMENT WITH CUTTONE AND CO., LLC AND IQ CAPITAL (USA) LLC
Broker-Dealer Services Agreement • November 14th, 2019 • Wiley Area Development LLC • Retail-eating & drinking places
Amendment to Broker Dealer Services Agreement
Broker Dealer Services Agreement • February 12th, 2020 • Otis Collection LLC • Retail-retail stores, nec • New York

This Amendment to Broker Dealer Services Agreement (this “Amendment”), dated as of February 11, 2020 (the “Amendment Date”), is entered into by and between Otis Collection, LLC (“Company”) and North Capital Private Securities Corporation (“NCPS”). Capitalized terms used herein and not otherwise defined shall have the meanings as set forth in the Agreement (as defined below).

Time is Money Join Law Insider Premium to draft better contracts faster.