Broker-Dealer Engagement Agreement Sample Contracts

Broker-Dealer Engagement Agreement – Reg A+ Tier 2
Broker-Dealer Engagement Agreement • February 23rd, 2022 • Lady Loans, INC. • New York

This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Lady Loans Inc. (“Client”), a Delaware corporation, and Rialto Markets LLC., a Delaware Limited Liability Company (“Rialto”) and FINRA registered Broker Dealer in all 50 states and Puerto Rico. Client and Rialto agree to be bound by the terms of this Agreement, effective as of November 10, 2021 (the “Effective Date”):

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