Broker Dealer Administrative Services Supervisory Agreement Sample Contracts

BROKER DEALER ADMINISTRATIVE SERVICES SUPERVISORY AGREEMENT THIS AGREEMENT IS MADE AND EFFECTIVE BETWEEN SUN LIFE ASSURANCE COMPANY OF CANADA (U.S.) ("SUN LIFE OF CANADA (U.S.)") CLARENDON INSURANCE AGENCY, INC. ("CLARENDON") AND...
Broker Dealer Administrative Services Supervisory Agreement • February 12th, 2001 • Sun Life of Canada U S Variable Account I • Massachusetts

This Agreement ("Agreement") is made by and among: Sun Life Assurance Company of Canada (U.S.) ("Sun Life of Canada (U.S.)"), a life insurance company organized under the laws of Delaware; Clarendon Insurance Agency, Inc. ("Clarendon"), a registered broker-dealer and member of the National Association of Securities Dealers, Inc. ("NASD"), and___________________________ ("Broker-dealer"), also a registered broker-dealer and member of the NASD.

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