Agency and Registrar Services Agreement Sample Contracts

transfer agency and registrar services agreement
Agency and Registrar Services Agreement • January 16th, 2020 • Scopus BioPharma Inc. • Pharmaceutical preparations • New York

This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of July 24, 2019 is between Scopus BioPharma Inc., a Delaware corporation (the “Company”) and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (“CST”).

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transfer agency and registrar services agreement
Agency and Registrar Services Agreement • December 28th, 2018 • Runway Growth Credit Fund Inc. • New York

This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of December 28, 2018 (the “Effective Date”), is entered into by and between Runway Growth Credit Fund Inc., a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).

TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT
Agency and Registrar Services Agreement • April 16th, 2024 • High Income Securities Fund

THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of February 6, 2023 (the “Effective Date”), is entered into by and between High Income Securities Fund, a Massachusetts business trust (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).

transfer agency and registrar services agreement
Agency and Registrar Services Agreement • March 3rd, 2021 • Vertical Capital Income Fund • New York

This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of April 24, 2019 (the “Effective Date”), is entered into by and between Vertical Capital Income Fund, a Delaware statutory trust (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).

transfer agency and registrar services agreement
Agency and Registrar Services Agreement • October 5th, 2018 • EP Income Co LLC • New York

This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of ______________, 2018 (the “Effective Date”), is entered into by and between Eagle Point Income Company Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).

American Stock Transfer & Trust Company, LLC Transfer Agency and Registrant Services Agreement by and between: Seligman Premium Technology Growth Fund, Inc. and American Stock Transfer & Trust Company, LLC Dated November 12, 2009
Agency and Registrar Services Agreement • March 14th, 2016 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York

This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of November 12, 2009 is between Seligman Premium Technology Growth Fund, Inc., a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, a New York corporation (“AST”).

AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT
Agency and Registrar Services Agreement • November 21st, 2023 • Templeton Dragon Fund Inc

THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTS (this “Amendment”), dated as of April 1, 2019 (the “Effective Date”), by and between each of FRANKLIN UNIVERSAL TRUST, FRANKLIN LIMITED DURATION INCOME TRUST, TEMPLETON GLOBAL INCOME FUND, TEMPLETON EMERGING MARKETS INCOME FUND, TEMPLETON EMERGING MARKETS FUND and TEMPLETON DRAGON FUND, INC. (each a “Fund” and, together the “Funds”), severally and not jointly with respect to each such Fund, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with each Fund, the “Parties” and each, a “Party”).

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