SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • March 15th, 2021 • Blackrock Floating Rate Income Strategies Fund, Inc. • New York
This SUB-INVESTMENT ADVISORY AGREEMENT dated March 2, 2020 (this “Agreement”), among BlackRock Floating Rate Income Strategies Fund, Inc., a Maryland corporation (the “Fund”), BlackRock Advisors, LLC, a Delaware limited liability company (the “Advisor”), and BlackRock International Limited, a corporation organized under the laws of Scotland (the “Sub-Advisor”).
FS Multi-Alternative Income Fund AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 24th, 2020 • FS Multi-Alternative Income Fund • Delaware
This AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”) is entered into as of July 26, 2019, by and among FS Multi-Alternative Income Fund, a Delaware statutory trust (the “Fund”), FS Multi-Alternative Advisor, LLC, a Delaware limited liability company (the “Adviser”), and GoldenTree Asset Management Credit Advisor LLC, a Delaware limited liability company (the “Sub-Adviser”).
SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • March 15th, 2021 • BlackRock Capital Allocation Trust • New York
AGREEMENT dated November 24, 2020, among BlackRock Capital Allocation Trust, a Maryland statutory trust (the “Trust”), BlackRock Advisors, LLC, a Delaware limited liability company (the “Advisor”), and BlackRock (Singapore) Limited, a corporation organized under the laws of Singapore (the “Sub-Advisor”).
BRINKER CAPITAL DESTINATIONS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 8th, 2023 • Brinker Capital Destinations Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT, effective as of the 8th day of June, 2022, between Brinker Capital Investments, LLC, a limited liability company organized and existing under the laws of the State of Nebraska (the "Adviser"), and Loomis, Sayles & Company, L.P. (the "Sub-Adviser"), a limited partnership organized and existing under the laws of the State of Delaware.
BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST (the “Fund”) File No. 811-10503 Item G.1.b.iii: New or amended investment advisory contractsMaster Advisory Fee Waiver Agreement • March 18th, 2019 • Blackrock New York Municipal 2018 Term Trust
This MASTER ADVISORY FEE WAIVER AGREEMENT (this “Agreement”) is made as of the 2nd day of December, 2016, by and among BlackRock Advisors, LLC (the “Adviser”) an “Adviser”) and each investment company listed on Schedule A attached hereto (each, a “Fund”).
EATON VANCE TAX-MANAGED BUY-WRITE INCOME FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 14th, 2022 • Eaton Vance Tax-Managed Buy-Write Income Fund • Massachusetts
AGREEMENT made as of this 1st day of March, 2021, between Eaton Vance Tax-Managed Buy-Write Income Fund, a Massachusetts business trust (the “Trust”), and Eaton Vance Management, a Massachusetts business trust (the “Adviser”).
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT DESTRA MULTI-ALTERNATIVE FUNDInvestment Management Agreement • May 12th, 2022 • Destra Multi-Alternative Fund • Delaware
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT (the “Agreement”) made this 13 day of January, 2022, by and between Destra Multi-Alternative Fund, a Delaware statutory trust (the “Fund”), and Destra Capital Advisors LLC, a Delaware limited liability company (the “Advisor”).
MANAGEMENT AGREEMENTManagement Agreement • September 6th, 2019 • James Advantage Funds • Ohio
This Management Agreement (this “Agreement”), dated as of June 27, 2019, is by and between the James Advantage Funds (the “Trust”), on behalf of the James Micro Cap Fund (the “Fund”) and James Investment Research, Inc. (the “Adviser”) (each a “Party” and collectively, the “Parties”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 12th, 2022 • Destra Multi-Alternative Fund • Delaware
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT, dated as of January 13, 2022 by and among Destra Multi-Alternative Fund (the “Fund”), Destra Capital Advisors LLC (the “Advisor”), and Validus Growth Investors, LLC, doing business as Validus Investment Advisors (the “Sub-Adviser”).
LIBERTY ALL-STAR® EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT FIDUCIARY MANAGEMENT, INC. June 15, 2020Management Agreement • March 12th, 2021 • Liberty All Star Equity Fund • Massachusetts
Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder.
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 8th, 2022 • GNMA & US Government Target Maturity Fund for Puerto Rico Residents, Inc. • Puerto Rico
Amended and Restated Investment Advisory Agreement (the “Agreement”) made and entered into as of May 12, 2021, by and between GNMA & US Government Target Maturity Fund for Puerto Rico Residents, Inc. (the “Fund”), a corporation organized under the laws of the Commonwealth of Puerto Rico and a management investment company currently registering under the Investment Company Act of 1940, as amended (the “1940 Act”), and UBS Asset Managers of Puerto Rico, a division of UBS Trust Company of Puerto Rico (the “Adviser”), the Fund’s investment adviser, currently registering under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
MANAGEMENT AGREEMENT BNY MELLON STRATEGIC MUNICIPALS, INC. 240 Greenwich Street New York, New York 10286Management Agreement • December 10th, 2019 • Bny Mellon Strategic Municipals, Inc. • New York
The Fund desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in its Prospectus as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund desires to employ you to act as its investment adviser.
SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC.Sub-Investment Advisory Agreement • February 10th, 2022 • Bny Mellon Strategic Municipal Bond Fund, Inc. • New York
BNY Mellon Strategic Municipal Bond Fund, Inc. (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund employs BNY Mellon Investment Adviser, Inc. (the "Adviser") to act as the Fund's investment adviser pursuant to a written agreement (the "Investment Advisory Agreement"), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser with respect to that portion of the Fund's assets which may be assigned to you from time to time (the "sub-advised assets").
INVESTMENT SUB-ADVISORY AGREEMENT Nuveen Mortgage and Income Fund (JLS)Investment Sub-Advisory Agreement • March 16th, 2020 • Nuveen Mortgage & Income Fund/Ma/ • Illinois
THIS AGREEMENT is made as of the 14th day of October 2019, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Teachers Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 21st, 2023 • Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of April 29, 2022, among Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust, a Delaware statutory trust (the “Trust”), Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Guggenheim Partners Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 6th, 2020 • Flat Rock Opportunity Fund • New York
This Amended and Restated Investment Advisory Agreement (the “Agreement”) is made as of the 25th day of February, 2020, by and between Flat Rock Opportunity Fund, a Delaware Statutory Trust (the “Fund”), and Flat Rock Global, LLC, a Delaware limited liability company (the “Adviser” or “Flat Rock Global”).
MEMORANDUM OF AGREEMENT (Advisory Fee Waivers)Memorandum of Agreement • May 14th, 2019 • Invesco Quality Municipal Income Trust
This Memorandum of Agreement is entered into as of the effective date on the attached Exhibit A and B (each an “Exhibit” or, collectively the “Exhibits”), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Treasurer’s Series Trust (Invesco Treasurer’s Series Trust), AIM Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco Advantage Municipal Income Trust II, Invesco Bond Fund, Invesco California Value Municipal Income Trust, Invesco Dynamic Credit Opportunities Fund, Invesco Exchange Fund, Invesco High Income 2023 Target Term Fund, Invesco High Income 20
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 11th, 2020 • Nuveen All Cap Energy MLP Opportunities Fund • Illinois
AGREEMENT made as of this 21st day of November, 2019, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company and a federally registered investment adviser (“Tortoise” or the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 12th, 2018 • OSI ETF Trust • Delaware
Agreement made as of June 28, 2018, between OSI ETF Trust, a Delaware statutory trust and registered open-end management investment company (the “Trust”), and O’Shares Investment Advisers, LLC (the “Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
CARLYLE CREDIT INCOME FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 14th, 2023 • Carlyle Credit Income Fund • New York
AGREEMENT dated as of July 14, 2023, by and between CARLYLE CREDIT INCOME FUND (the “Fund”), and CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. (the “Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 13th, 2019 • PIMCO Energy & Tactical Credit Opportunities Fund • Massachusetts
INVESTMENT MANAGEMENT AGREEMENT, entered into on December 13, 2018, between PIMCO Energy and Tactical Credit Opportunities Fund (the “Fund”), and Pacific Investment Management Company LLC (“PIMCO”), effective as of December 13, 2018 (the “Effective Date”).
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT PZENA INVESTMENT MANAGEMENT, LLC May 31, 2018Portfolio Management Agreement • March 15th, 2019 • Liberty All Star Equity Fund • Massachusetts
Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder.
INVESTMENT ADVISORY AGREEMENT BETWEENInvestment Advisory Agreement • September 12th, 2019 • Priority Income Fund, Inc. • New York
Agreement made this 30th day of May 2019, by and between Priority Income Fund, Inc., a Maryland corporation (the “Corporation”), and Priority Senior Secured Income Management, LLC, a Delaware limited liability company (the “Adviser”).
PEACHTREE ALTERNATIVE STRATEGIES FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 12th, 2022 • Peachtree Alternative Strategies Fund • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) made as of November 19, 2021, by and between Peachtree Alternative Strategies Fund, a Delaware statutory trust (the “Fund”), with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246, and HB Wealth Management, LLC, a Georgia limited liability company, with its principal office and place of business at 3550 Lenox Rd, NE, Suite 2700, Atlanta, GA 30326 (the “Adviser”).
AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • June 12th, 2020 • Grosvenor Registered Multi-Strategy Fund (Ti 1), LLC • Delaware
THIS AMENDED AND RESTATED MANAGEMENT AGREEMENT (the "Agreement") is made and executed the 1st day of December, 2019, by and between Grosvenor Registered Multi-Strategy Fund (TI 1), LLC, a Delaware limited liability company (the "Company"), and Grosvenor Capital Management, L.P., an Illinois limited partnership ("Grosvenor").
INTERIM MANAGEMENT AGREEMENTInterim Management Agreement • September 6th, 2019 • James Advantage Funds • Ohio
This Interim Management Agreement (this “Agreement”), dated as of March 25, 2019, is by and between the James Advantage Funds (the “Trust”), on behalf of the James Small Cap Fund (the “Fund”) and James Investment Research, Inc. (the “Adviser”) (each a “Party” and collectively, the “Parties”).
BOULDER GROWTH & INCOME FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 10th, 2023 • SRH Total Return Fund, Inc.
This AGREEMENT, dated as of February 24, 2022, by and between Paralel Advisors LLC (the "Investment Adviser"), a Delaware limited liability company having its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company (the "Sub-Adviser"), having its principal place of business at 2121 E. Crawford Place, Salina, KS 67401.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 10th, 2023 • SRH Total Return Fund, Inc. • Delaware
This Investment Advisory Agreement (the "Agreement") is made and entered into as of this 24th day of February 2022, by and between Paralel Advisors LLC, a Delaware limited liability company (the “Adviser"), and Boulder Growth & Income Fund, Inc., a Maryland corporation (the "Fund").
SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC.Sub-Investment Advisory Agreement • November 3rd, 2023 • BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
As you are aware, BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund employs BNY Mellon Investment Adviser, Inc. (the "Manager") to act as the Fund's investment manager pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Manager is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser as of the date set forth above (the "Effective Date").
MEMORANDUM OF AGREEMENT (Advisory Fee Waivers)Memorandum of Agreement • May 14th, 2020 • Invesco Value Municipal Income Trust
This Memorandum of Agreement is entered into as of the effective date on the attached Exhibit A and B (each an “Exhibit” or, collectively the “Exhibits”), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Treasurer’s Series Trust (Invesco Treasurer’s Series Trust), AIM Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco Advantage Municipal Income Trust II, Invesco Bond Fund, Invesco California Value Municipal Income Trust, Invesco Dynamic Credit Opportunities Fund, Invesco Exchange Fund, Invesco High Income 2023 Target Term Fund, Invesco High Income 20
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 12th, 2021 • Royce Value Trust, Inc.
Investment Advisory Agreement made this 31st day of July 2020, by and between ROYCE VALUE TRUST, INC., a Maryland corporation (the “Fund”), and ROYCE & ASSOCIATES, LP, a Delaware limited partnership (formerly Royce & Associates, Inc. and Royce & Associates, LLC) (the “Adviser”).
MANAGEMENT AGREEMENT BNY MELLON MUNICIPAL BOND INFRASTRUCTURE FUND, INC. 240 Greenwich Street New York, New York 10286Management Agreement • May 10th, 2022 • BNY Mellon Municipal Bond Infrastructure Fund, Inc. • New York
The Fund desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund desires to employ you to act as its investment adviser.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 12th, 2019 • Aberdeen Standard Investments ETFs • Delaware
INVESTMENT ADVISORY AGREEMENT (“Agreement”) made as of this 27th day of August, 2018, between ETF Securities Advisors LLC (the “Adviser”) and ETFS Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 13th, 2020 • Fiduciary/Claymore Energy Infrastructure Fund • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of November 21, 2019, among Fiduciary/Claymore Energy Infrastructure Fund, a Delaware statutory trust (the “Trust”), Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the “Investment Adviser”), and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company (the “Investment Sub-Adviser”).
SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286Sub-Investment Advisory Agreement • May 10th, 2022 • BNY Mellon Municipal Bond Infrastructure Fund, Inc. • New York
BNY Mellon Municipal Bond Infrastructure Fund, Inc. (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund employs BNY Mellon Investment Adviser, Inc. (the "Adviser") to act as the Fund's investment adviser pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser.
