BOFA SECURITIES, INC. MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • September 24th, 2020 • BlackRock Capital Allocation Trust • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of November 25, 2019, is by and between BofA Securities, Inc. (“BofAS” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an AAU with respect
SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • March 15th, 2021 • BlackRock Capital Allocation Trust • New York
AGREEMENT dated November 24, 2020, among BlackRock Capital Allocation Trust, a Maryland statutory trust (the “Trust”), BlackRock Advisors, LLC, a Delaware limited liability company (the “Advisor”), and BlackRock (Singapore) Limited, a corporation organized under the laws of Singapore (the “Sub-Advisor”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 17th, 2020 • BlackRock Capital Allocation Trust • New York
AGREEMENT, dated [●], 2020, between BlackRock Capital Allocation Trust (the “Trust”), a Maryland statutory trust, and BlackRock Advisors, LLC (the “Advisor”), a Delaware limited liability company.
SIXTH AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENTSecurities Lending Agency Agreement • August 17th, 2020 • BlackRock Capital Allocation Trust • New York
This Sixth Amended and Restated Agreement, dated as of January 1, 2020, between each investment company, severally and not jointly, identified on Schedule A, as such schedule may be amended from time to time (each a “Client”), acting on behalf of itself or the funds listed on Schedule A hereto and any future series of a Client (each, a “Fund”), by and through BlackRock Advisors, LLC (“BlackRock”), not in its individual capacity but as agent and investment advisor, and BlackRock Investment Management, LLC (the “Lending Agent”), a Delaware limited liability company.
Amendment No. 1 to Amended and Restated Master Advisory Fee Waiver AgreementWaiver Agreement • August 17th, 2020 • BlackRock Capital Allocation Trust
This AMENDMENT NO. 1 (this “Amendment”) to the Amended and Restated Master Advisory Fee Waiver Agreement dated December 1, 2019 (the “Agreement”) is made as of this 24th day of January, 2020, by and among BlackRock Advisors, LLC (the “Adviser”) and each investment company listed on Schedule A attached hereto (each, a “Fund”).
Amendment No. 2 to Amended and Restated Master Advisory Fee Waiver AgreementBlackRock Capital Allocation Trust • August 17th, 2020
This AMENDMENT NO. 2 (this “Amendment”) to the Amended and Restated Master Advisory Fee Waiver Agreement dated December 1, 2019 (the “Agreement”) is made as of this [●] day of [●], 2020, by and among BlackRock Advisors, LLC (the “Adviser”) and each investment company listed on Schedule A attached hereto (each, a “Fund”).
BOFA SECURITIES, INC. MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • September 24th, 2020 • BlackRock Capital Allocation Trust • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of November 25, 2019, is by and between BofA Securities, Inc. (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
BLACKROCK CAPITAL ALLOCATION TRUST [ ] Shares COMMON SHARES OF BENEFICIAL INTEREST (Par Value $0.001 per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • September 24th, 2020 • BlackRock Capital Allocation Trust • New York
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 24th, 2020 • BlackRock Capital Allocation Trust • New York
This agreement (the “Agreement”) is between BlackRock Advisors, LLC (the “Company”) and [ ] (“Bank”) with respect to the BlackRock Capital Allocation Trust (the “Trust”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 17th, 2020 • BlackRock Capital Allocation Trust • New York
AGREEMENT, dated [●], 2020, between Cayman Capital Allocation Fund, Ltd. (the “Fund”), a Cayman Islands exempted company, and BlackRock Advisors, LLC (the “Advisor”), a Delaware limited liability company.
SUBSCRIPTION AGREEMENTSubscription Agreement • August 17th, 2020 • BlackRock Capital Allocation Trust
THIS SUBSCRIPTION AGREEMENT is entered into as of the 27th day of July, 2020, between BlackRock Capital Allocation Trust, a statutory trust organized and existing under the laws of Maryland (the “Trust”), and BlackRock Financial Management, Inc., a corporation organized and existing under the laws of Delaware (the “Purchaser”).
BLACKROCK CAPITAL ALLOCATION TRUST AGREEMENT AND DECLARATION OF TRUSTBlackRock Capital Allocation Trust • April 22nd, 2020 • Maryland
ORGANIZATIONAL AND OFFERING EXPENSES AGREEMENTOrganizational and Offering Expenses Agreement • August 17th, 2020 • BlackRock Capital Allocation Trust • New York
AGREEMENT made this [●] day of [●], 2020, by and between BlackRock Capital Allocation Trust, a Maryland statutory trust (the “Trust”), and BlackRock Advisors, LLC, a Delaware limited liability company (the “Advisor”), and is acknowledged and agreed to by BlackRock Investments, LLC (“BRIL”).
STRUCTURING AND SYNDICATION FEE AGREEMENTStructuring and Syndication Fee Agreement • September 24th, 2020 • BlackRock Capital Allocation Trust • New York
STRUCTURING AND SYNDICATION FEE AGREEMENT (the “Agreement”), dated as of September , 2020 by and between BofA Securities, Inc. (collectively with its affiliates, “BofA”) and BlackRock Advisors, LLC (“BlackRock”).
