4 Investment Agreement Sample Contracts

FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT
4 Investment Agreement • April 25th, 2024 • Federated Hermes ETF Trust

THIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes Insurance Series, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes Managed Volatility Fund II (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).

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FORM OF HIGHLAND/NEXPOINT RULE 12d1-4 INVESTMENT AGREEMENT
4 Investment Agreement • January 28th, 2022 • Highland Funds Ii • Delaware

THIS AGREEMENT, dated as of January 19, 2022 between the Acquiring Fund(s) (each, an “Acquiring Fund”), and the Acquired Fund(s) (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”), listed on Schedule A.

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