SUBADVISORY AGREEMENTSubadvisory Agreement • January 4th, 2024 • Institutional Investment Strategy Fund • Delaware
THIS SUBADVISORY AGREEMENT (this “Agreement”) is made and entered into as of December 22, 2023, by and between Buena Capital Advisors, LLC (the “Adviser”), a Delaware limited liability company located at 2261 Market Street, #5190, San Francisco, CA 94114 and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Rhumbline Advisers (the “Subadviser”), a Massachusetts limited partnership located at 265 Franklin Street, 21st Floor, Boston, MA 02110 and also registered under the Advisers Act, with respect to Institutional Investment Strategy Fund, a Delaware statutory trust (the “Fund” or the “Trust”).
INSTITUTIONAL INVESTMENT STRATEGY FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 4th, 2024 • Institutional Investment Strategy Fund • Delaware
This Investment Advisory Agreement (this “Agreement”) is made and entered into effective as of December 22, 2023 by and between the Institutional Investment Strategy Fund (the “Fund”), a Delaware statutory trust and Buena Capital Advisors LLC, a Delaware corporation (the “Adviser”).
FUND CCO AGREEMENTFund Cco Agreement • January 4th, 2024 • Institutional Investment Strategy Fund
AGREEMENT made as of November 30, 2023 by and between Institutional Investment Strategy Fund, a Delaware statutory trust, with its principal office and place of business at 2261 Market Street, Suite 5190, San Francisco, CA 94114 (“Fund”), and Compliance4, LLC, a Maine limited liability company, with its principal office and place of business at 9 Terison Drive, Suite 100, Falmouth, Maine 04105 (“Compliance4”).
SUBSCRIPTION AGREEMENT between INSTITUTIONAL INVESTMENT STRATEGY FUND and INITIAL INVESTOR LETTER OF INVESTMENT INTENTSubscription Agreement • January 4th, 2024 • Institutional Investment Strategy Fund
The undersigned (the “Initial Investor”) hereby subscribes to purchase a beneficial interest (“Interest”) in the Fund, in the amount of $100,000.00 for 10,000 shares at net asset value of $10.00 per share, in consideration for which the Initial Investor agrees to transfer to the Fund upon demand cash in the amount of $100,000.00.
SERVICES AGREEMENTServices Agreement • January 4th, 2024 • Institutional Investment Strategy Fund • New York
THIS SERVICES AGREEMENT (“Agreement”) dated as of December 14, 2023 (the “Effective Date”) is between INSTITUTIONAL INVESTMENT STRATEGY FUND, a Delaware statutory trust having its principal place of business at 2261 Market Street, # 5190, San Francisco, CA 94114 (the “Trust”), and MUFG INVESTOR SERVICES (US), LLC, a Kansas limited liability company, having its principal place of business at 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (“MUIS”).
